• Runzhao Bei , Zijun Du , Nengchao Lyu , Zhigang Du
    Underground Space. 2026, 27: 321 -339.

    In tunnel approach zones (TAZs), drivers must complete a sequence of tasks, including detecting the tunnel, identifying speed limits, and decelerating to enter safely. However, current standards mandate only stopping sight distance (SSD) compliance of TAZs, which may not suffice for all of these complex driving tasks. In this study, we investigated (1) whether SSDs are sufficient for driving tasks in TAZs, (2) the impacts of restricted visibility conditions on cognitive-behavioral processes, and (3) the appropriate visibility condition of TAZs. We selected tunnels with three visibility conditions to conduct both subjective tests of perception and experiments with real vehicles. We propose a research framework called the task analysis of driving scenarios modified predictive processing model (TADS-MPPM). We then construct a multidimensional framework that includes sequences of behaviors and cognitive tasks (with 4 driving behavior nodes and 4 cognitive nodes) for spatiotemporal profiling, as well as active deceleration coefficients (safety and efficacy coefficients) and cognitive-behavioral workload (measured using the extended Jaccard coefficient). Then, we use an MPPM to visualize the evolution of driving predictions, driving behaviors, and sensory inputs during the approach to the tunnel. Finally, we explore the risk mechanisms of TAZs. The results show that SSD designs (1) delay tunnel detection, speed-limit recognition, and deceleration initiation, as well as compressing behavioral-cognitive chains, and (2) degrade safety and compliance due to overloaded operations and cognition. Conversely, ensuring that critical tunnel information is discernible at a longer decision sight distance provides the necessary margin of safety on the road. This creates adequate space and time to perform progressive deceleration to eliminate task compression and restore composed and smooth driving maneuvers.

  • Ruikun Wang , Gang Zheng , Huayang Lei , Xuesong Cheng , Eng-Choon Leong , Yetao Ji
    Underground Space. 2026, 27: 24 -44.

    This study investigated the long-term settlement behaviour of piled buildings induced by shield tunnelling in soft ground conditions within urban environments. By integrating a detailed case study with advanced numerical modelling techniques, this study provided a nuanced understanding of the interactions between tunnel construction and existing pile foundations. Central to the investigation is the role of soil consolidation, which significantly contributes to the settlement of piled buildings. To address this, this study emphasizes the critical need for the precise calibration of tunnelling parameters such as face pressure and grouting pressures. These parameters are meticulously controlled to mitigate the adverse effects on nearby piled buildings, ensuring their stability and integrity. It is established that an optimal face pressure, set at 90% of the lateral earth pressure, consistently minimizes the settlement of piled buildings, primarily due to the minimal reduction in the pile toe resistance observed near the tunnel. Similarly, the ideal grouting pressure was identified to be within the range of 120%-160% of the vertical earth pressure, with the smallest building settlement and decrease in pile toe resistance observed at a grouting pressure of 150% of the overburden pressure. This finding elucidates the load transfer mechanism within piled buildings. This study further demonstrated that the settlement induced by the second tunnel excavation is smaller than that caused by the first tunnel excavation owing to the sheltering effects of the adjacent first tunnel and pile foundations. During the consolidation phase following tunnel excavation, the settlement caused by the second tunnel is smaller than that caused by the first tunnel, which is attributed to the dissipation of the negative excess pore pressure around the first tunnel, leading to soil volume expansion. These insights not only validate the effectiveness of the numerical model but also contribute significantly to the field of geotechnical engineering by providing actionable guidelines for future tunnelling projects.

  • Qing Ma , Wei Zhang , Xiaoli Liu , Weiqiang Xie , Ruosong Wang , Jinpeng Zhao
    Underground Space. 2026, 27: 1 -23.

    The development of large cross-section tunnels is an inevitable trend driven by the intensification of coal mining activities and advancements in mining equipment technology. However, the disturbance stress exerted by adjacent caverns has a more pronounced impact on weakly cemented rock strata in the vicinity of neighboring tunnels. To mitigate deformation in weakly cemented tunnels, grouting and the installation of long anchor cables were employed to reinforce the self-supporting capacity of the surrounding rock, thereby establishing an active support layer. Additionally, U-shaped steel frames combined with the subsequent application of flexible filling materials were utilized to aid the surrounding rock in mobilizing its self-supporting capacity, which resulted in the formation of a passive support layer. A layered collaborative control methodology integrating both active and passive support mechanisms was developed and implemented in engineering practice. The findings demonstrate that the vertical stress was alleviated after cavern excavation and was predominantly transferred toward the adjacent tunnel, with the influence zone extending approximately 7 to 12 times the tunnel height. Conversely, the horizontal stress is primarily dispersed laterally, affecting a region approximately 3 to 6 times the tunnel width. Following the infilling of pebbles between the U-shaped steel frame and the adjacent rock mass, the maximum compressive stress experienced by the U-shaped steel frame decreased by 50%. Additionally, the spatial extent of the maximum axial force was reduced by 65%, whereas the stresses within the rock bolts and cable bolts increased by 30% and 40%, respectively. Grouting reinforcement contributed to bonding and compaction effects on the delamination and fracturing of the roof strata, with the grout predominantly distributed within a range of 1.5 to 5 m from the central region of the roof. The research outcomes presented in this paper can provide valuable reference for a large-section weakly cemented tunnel.

  • Haitao Yu , Yibo Wei , Yong Yuan , Guoliang Li , Hehua Zhu
    Underground Space. 2026, 27: 175 -193.

    An earthquake with a magnitude of 6.6 (MW) occurred in Menyuan County, Qinghai Province, China, on January 8th, 2022. The Daliang Tunnel, which traverses the seismogenic fault, was severely damaged during this seismic event. The seismic damage investigation of the tunnel is introduced, and the damage characteristics along the tunnel are also presented. It is found that the damage severity of the tunnel is highly correlated with the distance to the fault. Damage modes for different tunnel zones (cross-fault zone, portal zone, and ordinary zone far from the fault and the portal) are quite distinct. Based on the understanding of seismic damage to the Daliang Tunnel in 2022 Menyuan Earthquake, as well as other damaged tunnels during the 2008 Wenchuan Earthquake, the critical influence factors for damage to cross-fault tunnels are discussed. From the seismic investigation, coupling effects of strong ground motions and fault dislocations are highlighted, which pose significant risks to cross-fault tunnels and should be considered in the seismic design for such tunnels. The deformation joints of the tunnel could help the tunnel adapt to the deformation caused by fault dislocation, and thus protect the main structure, but inversely an added local deformation may be expected around the deformation joints. The instability of the overlying slope may have contributed to the local amplification of the fault dislocation along the Daliang Tunnel. Finally, the requirements of seismic resilience for cross-fault tunnels are proposed, and detailed suggestions are provided to enhance the seismic performance of such cross-fault tunnels.

  • Chao Liu , Wei Chen , Delin Zhu , Junzuo He , Jie Cui , Xin Huang
    Underground Space. 2026, 27: 194 -215.

    This study investigates the macro- and micro-mechanism of synchronous tail grouting in ground surface settlement (GSS) control of coarse-grained strata through a computational fluid dynamics-discrete element method (CFD-DEM) coupled model, focusing on two grouting port configurations (Type I: upper-lower symmetrical layout; Type II: lateral staggered distribution) in six-grouting-port shield machines. Analyzing particle contact characteristics and force chain evolution patterns, the connection between particle-scale behavior and macroscale GSS during grouting is elucidated. Key findings demonstrate that grouting duration is the primary factor for GSS development. Grout injection disrupted the particle contacts and force-chain networks above the tunnel center, weakening natural arching and redistributing interparticle forces. The central axis of the soil-arching effect exhibited a strong linear correlation with the spatial position of the uppermost grouting port. The soil located 0.25D-0.5D (where D represents the tunnel diameter) from the tunnel centerline horizontally, exhibited heightened sensitivity to grouting, with a low fabric anisotropy (α) and oscillating principal direction (β) sharply between 0° and 180°, reflecting pronounced displacement and isotropy. This study provides theoretical support for intelligent shield machine selection and grouting strategy optimization in geotechnical engineering, with significant implications for soil displacement control in complex strata.

  • Oveis Farzay , Marilena Cardu
    Underground Space. 2026, 27: 72 -91.

    Accurate TBM performance estimation is essential for effective tunnel design and planning. This study introduces a one-dimensional (1D) estimation model that estimates thrust, torque, power, cutterhead speed, and tool count using only excavation diameter. The model was developed across four TBM types—open, single shield (SS), double shield (DS), and earth pressure balance (EPB)—to isolate the influence of diameter from other variables. Validation against existing models and a 52-case independent dataset confirmed strong correlations: torque scales with the cube of the excavation diameter (R2 = 0.89 for EPB), power grows faster than linearly (R2 = 0.83 for EPB), thrust increases supra-linearly (R2 = 0.79 for EPB), and cutterhead speed decreases with diameter (R2 = 0.87 for open TBM). Tool count grows proportionally. A reliability matrix compares model accuracy and data support, aiding selection based on both fitness and robustness. This 1D model offers fast, consistent estimates for early-stage assessments. While it excludes detailed geological input, it is suited for feasibility studies and preliminary design. Future work will incorporate additional ground and machine parameters and extend validation across a broader range of tunneling conditions to enhance generalizability.

  • Xing-Tao Lin , Deng Wang , Dong Su , Hui Zeng , Ruixiao Zhang , Xiangsheng Chen
    Underground Space. 2026, 27: 424 -444.

    As shallow underground resources are depleted, urban development is extending to greater depths, necessitating a clear understanding of soil arching at various burial depth conditions. Laboratory trapdoor tests equipped with embedded soil-pressure cells and digital image correlation captured the ground-reaction curve and soil deformation. The results reveal pronounced discrepancies between shallow and deep burial. In shallow conditions, soil arching undergoes a "failure-reconstruction" process: soil pressure plunges, then rebounds to stability. In deep strata, the arching forms rapidly and attains stability almost immediately after the minimum pressure is reached. Shallow tests generate several horizontal displacement bands rising to 4.8B (B, trapdoor width); deep tests yield one stable band, with its influence height reduced to about 3.0B. Vertical displacement above the trapdoor evolves through 'triangular-tower-para bolic" stages to 4.3B in shallow tests, but follows a persistent parabolic profile limited to 2.7B in deep tests. Additionally, shear bands under deep conditions form at smaller angles and are more vertically oriented. These findings expose the fundamental differences in deformation mechanisms between shallow and deep burial and provide quantitative criteria for depth zoning in urban underground space development.

  • Rongmin Bai , Chuan He , Guowen Xu , Bo Wang , Xu Chen , Gaoyu Ma , You Zhou
    Underground Space. 2026, 27: 150 -174.

    Reliable data sources are essential for intelligent tunnel construction, yet on-site data are often insufficient to meet sample require-ments. Previous numerical modeling studies have seldom considered the combined effects of different excavation methods' spatial effects and the distribution characteristics of joints. This paper develops a method to construct a stability database for jointed rock tunnels with primary support systems using a computational framework combining the finite difference method-discrete element method (FDM-DEM). The framework constructs a 2D model using the Mohr-Coulomb criterion and a 3D model with the Hoek-Brown failure criterion, enabling the stress release process to accurately replicate the influence of joint distribution features and excavation space effects in the 2D calculations by utilizing the longitudinal deformation profile parameters of the bench sections and fine-grained ground reaction curves. The computational circle is determined by grid research and data analysis, while the performance differences of various primary support components and their correlations with surrounding jointed rock are analyzed using the control variable method. The validity of the framework is initially confirmed by case comparisons and macroscopically validated using the Mantel test and Spearman analysis on the constructed simulation database—containing tunnel construction information, joint distribution, rock mechanics parameters, and stability indices—thereby establishing a reliable foundation for machine learning and transfer learning applications.

  • Jia-Ke Yu , Jun-Guang Huang , Meng-Xiong Tang , Jian-Min Zhang , Rui Wang
    Underground Space. 2026, 27: 92 -111.

    The seismic response of underground structures within integrated underground-aboveground structure system (IUASS) is influenced by both kinematic effect from the surrounding soil and inertia effect from aboveground structures, leading to complex dynamic responses. This paper investigates the seismic response of underground structures in IUASS. Dynamic simulations are conducted using both elastic and elastoplastic constitutive models. The results show that the mean period of input motion and the fundamental period of the free field significantly influence the drift ratio of the underground structure, while the force at the base of the aboveground structure is also strongly correlated with the drift ratio of the underground structure. The vertical displacement of the underground structure is strongly affected by the weight of the IUASS and excess pore pressure generated in the soil. Simplified analysis methods for predicting drift ratio and vertical displacement are subsequently proposed taking these factors into consideration. The proposed methods exhibit excellent agreement with dynamic analysis results across a wide range of input motion and structure conditions, providing important tools for seismic design of IUASS.

  • Qingzhe Cui , Fei Wu , Jianfeng Liu , Jie Chen , Cunbao Li , Renbo Gao , Shuo Gao , Yu Wang , Huiqing Liu , Tao Ren
    Underground Space. 2026, 27: 216 -235.

    The effective prediction and evaluation of the long-term stability of deep-buried tunnels are crucial for tunnel design, construction, and operation. The creep model is key to predicting time-dependent behavior, and the accuracy of time-dependent deformation predictions is determined by the creep parameters. This paper introduces a novel fractal-order elasto-visco-plastic creep damage (FEVPD) model that incorporates long-term strength into the damage evolution equation within the framework of continuum damage mechanics. The model effectively captures the three-stage creep behavior of various rock types and predicts their creep lifespans under different stress levels. The FEVPD model was implemented in FLAC3D using C++. Additionally, in determining the creep parameters of rock at the engineering scale to address the high computational cost of parameter inversion, an improved genetic algorithm was developed with adaptive perturbation, elitism, and dynamic mutation mechanisms. Application to field monitoring data from the Jinping II hydropower station tunnel demonstrated that the FEVPD model improved the prediction accuracy of time-dependent deformation by 32.68% compared to the classical Burgers-Mohr (CVISC) model. The enhanced inversion method also reduced the final error by 26.0% and 22.7% for the FEVPD and CVISC models, respectively, compared with the standard algorithm. Finally, this model was used to predict the long-term stability of the tunnel. The results provide a reliable and efficient framework for modeling and predicting creep behavior in deep rock engineering.

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