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  • Qiaojuan YU, Shigui DU, Zeping ZHANG, Guangjian LIU, Zhanyou LUO, Yuanjun LYU
    Chinese Journal of Rock Mechanics and Engineering. 2026, 45(2): 412-431. doi:10.3724/1000-6915.jrme.2025.0465

    Rock masses often exhibit significant size effects under uniaxial compression, yet the underlying mesoscopic controlling mechanisms and sensitivity to crack parameters remain poorly understood. In this study, we conducted uniaxial compression and acoustic emission (AE) monitoring experiments on granite specimens of various laboratory scales. By incorporating constraints from X-ray diffraction (XRD) mineral composition and AE-guided micro-crack data, we established a numerical model with a pre-existing micro-crack network using the PFC platform. The results indicate that the uniaxial compressive strength, failure mode, and crack propagation of the specimens demonstrate pronounced size dependence: peak strength decreases with increasing specimen size, and the failure mode transitions from splitting to shearing. In a homogeneous mineral matrix model (without pre-existing micro-cracks), the strength is nearly independent of specimen size, suggesting that pre-existing micro-cracks are the primary factor controlling the size effect. Furthermore, crack length has a significantly greater impact on strength degradation than crack number, with smaller specimens being more sensitive to variations in crack parameters. The established model effectively reproduces the experimental results regarding stress-strain behavior, AE event sequences, AF-RA crack classification, and failure patterns, thereby validating the reliability of the multi-scale numerical approach. These findings provide theoretical support for addressing the strength size effect and enhancing the safety design of engineering rock masses under complex geological conditions.

  • Kang CHEN, Gaoqiao WU, Shao YUE, Xingyu KANG
    Chinese Journal of Rock Mechanics and Engineering. 2026, 45(2): 496-508. doi:10.3724/1000-6915.jrme.2025.0647

    This paper investigates the effect of anisotropic stress states on the small strain stiffness of red mudstone fill material (RMF). A comprehensive experimental program was conducted, including 18 triaxial-bender element tests, 4 isotropic consolidation tests, and 6 stress-controlled loading-unloading tests. The results indicate that the normalized strength is well characterized by the nonlinear strength envelope. Under isotropic stress conditions, the small strain stiffness increases with mean stress, which can be described by a power equation. During conventional triaxial shear, small strain stiffness increases at low axial strains. When the axial strain exceeds 2%, the damage point can be identified, at which point small strain stiffness decreases by more than 25% with further axial strain. A power model has been employed to characterize the small strain stiffness and shear stress at both the damage point and peak point. Unloading at stress states below the damage point results in an increase in small strain stiffness. Conversely, due to irreversible structural disturbance, unloading at stress states above the damage point leads to a progressive reduction in small strain stiffness. The difference in small strain stiffness at various unloading points can exceed 30%. Therefore, the coupled effects of stress history and stress path should be considered for accurate determination of small strain stiffness, as the conventional monotonic model is not applicable in such coupled scenarios.

  • Gang LIU, Xiang SHI, Yonglong ZAN, Shengxuan WANG
    Chinese Journal of Rock Mechanics and Engineering. 2026, 45(2): 381-396. doi:10.3724/1000-6915.jrme.2025.0471

    To investigate the mesoscopic crack evolution behavior and the dominant mechanisms during the failure process of sandstone, an integrated approach combining acoustic emission moment tensor inversion with RA-AF parameter analysis was employed to quantitatively characterize the types, spatiotemporal distribution, and stress response characteristics of microcracks. Based on moment tensor theory and incorporating sensor coupling coefficients calibrated through pencil-lead break experiments, microcracks were classified into five categories—shear cracks, tensile-shear mixed-mode cracks, compressive-shear mixed-mode cracks, tensile cracks, and compressive cracks—using the crack tensile angle criterion. Furthermore, an RA-AF empirical model was established to support the analysis. The results indicate the following: (1) Under various loading paths, microcracks resulting from sandstone failure are predominantly shear cracks. The number of each of the five microcrack types exhibits a positive correlation with stress level, with shear cracks showing the most significant increase. (2) As stress increases, microcracks initiate, propagate, and gradually coalesce, forming a fracture zone that corresponds to the macroscopic failure surface. (3) RA-AF analysis reveals that shear cracks account for more than 50% of all microcracks in sandstone, which aligns with findings from moment tensor inversion. (4) Waveforms generated by tensile cracks exhibit abrupt characteristics, with concentrated signal energy in the frequency domain, whereas waveforms associated with shear cracks display oscillatory behavior, featuring dispersed frequency-domain energy and higher amplitude. This distinction provides a physical mechanism that explains the heterogeneity observed in RA-AF parameters. (5) Moment tensor inversion is well-suited for theory-driven, detailed analysis of crack mechanisms, while RA-AF analysis is more appropriate for rapid identification of crack types in engineering practice. This study elucidates the dominant micromechanical mechanism of shear failure in sandstone and the co-evolutionary behavior of multiple crack types, thereby providing a theoretical foundation for rock fracture prediction.

  • Baoguo LIU, Haixiang LAI, Xiaomeng SHI, Zhaofei CHU, Jinpeng ZHAO, Mingyuan YU
    Chinese Journal of Rock Mechanics and Engineering. 2026, 45(2): 342-352. doi:10.3724/1000-6915.jrme.2025.0324

    When constructing tunnels in rheological strata, the creep of the surrounding rock increases the load on the supporting structure over time. Additionally, environmental influences may cause creep phenomena in the supporting structure, resulting in a complex interaction mechanism between the tunnel's surrounding rock and support due to the coupling effects of both. This article proposes an analytical method for circular tunnels based on the theory of complex functions and Laplace transform. Unlike previous analytical solutions, the approach presented here incorporates the rheological properties of the surrounding rock, non-hydrostatic stress fields, and the creep characteristics of supporting structures. The Kelvin-Voigt model was employed to simulate the rheological properties of both the surrounding rock and the supporting structures. Displacement and stress solutions were derived from the displacement coordination equation and the stress boundary conditions of the surrounding rock and support structures. The accuracy of the analytical solution was verified through numerical simulations, followed by a parameter analysis. The main conclusions drawn from this study are as follows: (1) For simple mechanical models, the analytical method proposed in this paper is faster, simpler, and retains a degree of accuracy superior to that of numerical simulations; (2) When accounting for the creep characteristics of the supporting structure, the deformation of the surrounding rock is greater compared to existing analytical results, the contact pressure between the surrounding rock and the supporting structure is reduced, and the creep of the supporting structure diminishes its bearing capacity and deformation constraint. A higher creep rate in the supporting structure correlates with a faster rate of deformation in the surrounding rock, a lower creep modulus, and increased deformation of the surrounding rock; (3) In the context of non-hydrostatic stress fields, the coupling effects of creep between the tunnel and the supporting structure can exacerbate tunnel issues such as arch uplift or inward compression of tunnel sidewalls, thereby compromising the safety of the supporting structure. Considering these factors is crucial for the design and construction of tunnels in complex environments; (4) Engineering applications demonstrate that the analytical method proposed in this paper effectively predicts the trends in tunnel surrounding rock deformation and support structure stress, showcasing its potential for practical engineering applications.

  • Yueping YIN, Shaohua GAO, Wenpei WANG, Bin LI, Yang GAO
    Chinese Journal of Rock Mechanics and Engineering. 2026, 45(2): 321-341. doi:10.3724/1000-6915.jrme.2025.0400

    On 15 August 1950, an Ms8.6 earthquake struck the Medog—Zayu region in the Eastern Himalayan syntaxis, with a maximum intensity of XII and an area with intensity≥VIII of about 2.19×105 km2. This mainshock-dominated event released seismic energy in a highly concentrated manner and triggered extensive landslides and related geological hazards. To systematically reveal the spatial distribution and the river-blocking patterns of coseismic landslides, we integrate multi-temporal historical imagery since 1961, archival records and field investigations to analyse the intensity distribution. For the high-intensity zone (X–XII) from Milin Wolong to downstream of Duden in the Namcha Barwa region, a coseismic landslide inventory is constructed for the first time, resulting in a dataset of 920 landslides. Quantitative analysis reveals that landslides predominantly occurred at 2 000–4 000 m elevation, on 20°–50° slopes, and within 4 km of active faults. The landslide distribution is strongly controlled by the main central thrust fault, the Motuo fault, and the Apalong fault. Based on statistical analysis and morphological characteristics, we delineate four types of earthquake-induced landslide-damming patterns: seated landslides, high-altitude remote hazards, whole gully-scale landslides and multi-landslide clusters, typified by the Gengbangla, Zelongnong Gully, the Jamaqiming Gully, and Zhaqu—Xirang landslide groups, respectively. The maximum duration of river blockage reached 15–16 hours. The unique geomorphic and tectonic environment of the Eastern Himalayan Syntaxis provides favorable conditions for the occurrence and evolution of high-altitude remote geological hazards. As the region is currently in a seismically active phase, it is critical to enhance research on the failure mechanisms and early warning of under extreme earthquake conditions, thereby improving disaster preparedness, resilience, and emergency response capabilities in the region.

  • Zheng HE, Mowen XIE, Chen ZHAO
    Chinese Journal of Rock Mechanics and Engineering. 2026, 45(2): 449-465. doi:10.3724/1000-6915.jrme.2025.0332

    To elucidate the precursory tilt deformation patterns of tension-fractured hazardous rock masses under gravitational loading, this study conceptualizes the collapse process as subcritical propagation under stress corrosion, utilizing a bending Mode-I fracture model. A time-dependent evolution equation for tilt deformation is derived, and the theoretical characteristics of tilting behavior are examined. Based on the principles of micro-electro-mechanical system (MEMS) gravity accelerometry, a method for monitoring the cumulative tilt angle along the primary tilting direction is established using spatial vector angles. A physical model test simulating the collapse of such rock masses under predominantly gravitational loading is designed and conducted, with the resulting tilt deformation behavior analyzed. Additionally, high-low temperature tests are performed to calibrate MEMS tilt sensor drift, and automated field monitoring is implemented to capture time-series variation patterns of tilt angles during collapse events. Comprehensive analysis indicates that precursory tilt deformation transitions from a constant-rate phase to an accelerating phase. However, due to subcritical crack propagation within a heterogeneous medium, localized step-like fluctuations occur during the constant-rate stage, while trend alterations manifest during acceleration. A power-law relationship is identified between the tilt rate and its acceleration prior to collapse. Based on this relationship, a collapse time prediction equation utilizing the inverse of the tilt rate is proposed, and the predictive efficacy of both linear and nonlinear formulations is evaluated. These findings support the application of tilt-sensing technology in monitoring and early warning systems for rock collapse.

  • Siyue HE, Xu CHEN, Chao HUANG, Jiangjiang ZHANG, Bo WANG, Guoliang LI, Zhanping SONG
    Chinese Journal of Rock Mechanics and Engineering. 2026, 45(2): 397-411. doi:10.3724/1000-6915.jrme.2025.0595

    To investigate the influence of normal stress on the seepage and damage characteristics of sandstone during dynamic constant-amplitude cyclic direct shear, red sandstone samples were subjected to dynamic constant-amplitude cyclic direct shear tests under normal stresses of 10, 15, 20 and 25 MPa. During the loading process, acoustic emission (AE) signals were simultaneously recorded, and the permeability of the sandstone was measured in real time. After testing, the fracture surfaces of the sandstone samples were scanned using a 3D scanner. The test results indicate that the permeability evolution of sandstone during direct shear exhibits distinct stage characteristics, which can be described as “gradual decrease→slow decrease→slight recovery→exponential increase.” Throughout the loading process, the permeability of samples subjected to high normal stress consistently remains lower than that of samples under low normal stress. As the normal stress increases, the initiation of AE activity in the samples is delayed. However, the Felicity effect occurs earlier and more prominently, indicating a greater extent of damage. Higher normal stress facilitates a transition in the fracture mode of sandstone from tension-dominated to shear-dominated. At the microscopic level, increased normal stress promotes the development of transgranular cracks, leading to straighter crack propagation paths. Simultaneously, crack propagation is restricted near the main shear plane, ultimately resulting in macroscopically flatter fracture surfaces with lower roughness.

  • Jinjin FANG, Yixin FENG, Liping WANG, Furong YAN, Minxia ZHANG
    Chinese Journal of Rock Mechanics and Engineering. 2026, 45(2): 626-638. doi:10.3724/1000-6915.jrme.2025.0584

    Multiple drying-wetting, freeze-thaw, and drying-wetting-freeze-thaw cycle tests were conducted on intact expansive soil. This was followed by conventional shrinkage tests and controlled suction desorption tests on saturated samples under each cycle condition to investigate the differences in the effects of drying-wetting, freeze-thaw, and combined drying-wetting-freeze-thaw cycles on the soil-water characteristics and shrinkage behavior of expansive soil. The results indicate that the yield suction (sy) and shrinkage limit suction (sSL) divide the desorption process of saturated expansive soil into three zones: (1) when s<sy, the soil is in the elastic zone, (2) when sy≤s≤sSL, the soil is in the elastoplastic zone and (3) when s>sSL, the soil is in the shrinkage limit zone. Following drying-wetting (DW) cycles, the expansive soil exhibited the highest critical suction, water retention capacity, air entry value, yield suction, and shrinkage limit suction, with freeze-thaw (FT) cycles yielding intermediate values, while drying-wetting-freeze-thaw (DW-FT) cycles resulted in the lowest values. Under various cycling conditions, the e-Sr curves during desorption can be approximately divided into three segments: a gentle segment, a steep descending segment, and a vertical segment. The shrinkage deformation was essentially completed after the steep descending segment. The degree of saturation (or void ratio) decreased (or increased) with the number of cycles and eventually stabilized. Notably, the first cycle caused the most significant reduction (or increase), with the degree of saturation (or void ratio) stabilizing after three cycles. The dry shrinkage degree of saturated expansive soil was greatest after DW cycles, followed by DW-FT cycles, and smallest after FT cycles. A model for the Soil Shrinkage Characteristic Curve (SSCC) and Soil-Water Characteristic Curve (SWCC) of saturated expansive soil, incorporating the effects of DW, FT, and DW-FT cycles, was proposed, and the fitting results demonstrated good agreement with the experimental data.

  • Chiyu WANG, Tongbiao WANG, Yachen XIE, Jianxing LIAO, Qing ZHOU
    Chinese Journal of Rock Mechanics and Engineering. 2026, 45(2): 578-593. doi:10.3724/1000-6915.jrme.2025.0540

    Geothermal energy, a renewable resource with immense potential, has garnered significant attention. In deep geothermal reservoirs, artificially stimulated fracture networks serve as critical pathways for heat extraction. Consequently, the permeability and spatial distribution of these fractures directly impact heat extraction efficiency. This study conducted shear-seepage experiments on a single rough granite fracture under varying confining pressures, shear displacements, and fracture roughnesses. A nonlinear relationship between permeability and the aforementioned three factors was established based on the experimental results. This relationship was then integrated into the THM coupled framework TOUGH2MP-FLAC3D to assess the long-term performance of Enhanced Geothermal Systems (EGS) under varying fracture networks, fracture densities, and horizontal stress ratio conditions. The findings reveal that fracture permeability exhibits an exponential negative correlation with confining pressure, a logarithmic positive correlation with shear displacement, and a quadratic correlation with fracture roughness. Increased fracture density significantly enhances thermal performance; as fracture densities increase from 0.1 to 0.25, the thermal breakthrough time extends by up to 6.4 years, the EGS lifespan increases by up to 13 years, and total heat production rises by approximately 22.5%. Horizontal stress anisotropy negatively affects thermal performance, while higher fracture density effectively mitigates the reduction in heat extraction caused by stress anisotropy. This work provides a theoretical foundation for hydraulic fracturing during the stimulation of hot dry rock reservoirs.

  • Jiangfeng LIU, Yixu ZHAO, Zhipeng WANG, Hongyang NI, Shijia MA, Ruinian SUN
    Chinese Journal of Rock Mechanics and Engineering. 2026, 45(2): 366-380. doi:10.3724/1000-6915.jrme.2025.0598

    In-situ permeability evaluation of rock masses at the engineering scale is crucial for deep energy extraction and subsurface energy material sequestration, including CO2, hydrogen, and nuclear waste storage. Compared to laboratory-scale tests, this approach more accurately reflects the seepage behavior of rocks under their original in-situ conditions. This study proposes a theoretical method for calculating the in-situ gas permeability of rock masses at the engineering scale, systematically analyzing key parameters that influence permeability results. Special emphasis is placed on determining and conducting sensitivity analyses of the effective testing radius. Through simulated engineering-scale permeability tests under in-situ conditions and comparative analysis with core-scale results, it is observed that permeability values differ by no more than a factor of three. This discrepancy is primarily attributed to the confining pressure of 0.8 MPa applied during core-scale tests and the presence of interconnected pores and microcracks induced by local air bubbles during the casting process. Based on these findings, a series of pilot field tests were conducted in a deep underground laboratory and in both coal and sandstone roadways of a coal mine in Shandong Province, utilizing a self-developed portable in-situ gas permeability testing system. The results demonstrate that the proposed method and integrated system exhibit strong adaptability, stability, and repeatability across diverse engineering scenarios, thereby facilitating effective evaluation of rock mass permeability and grouting effectiveness. This research offers a novel technical pathway and theoretical foundation for the in-situ assessment of reservoir exploitability and the sealing performance of barrier systems in deep subsurface energy material sequestration projects.