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An integrated model for estimating carbon stock in airborne LiDAR-mapped wetland pine plantations combining RFE-CV and Optuna-TPE hyperparameter optimization
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Wenlei Sheng1a, Xiaorong Wen1b, Qiulai Wang2, Jinsheng Ye2
Journal of Central South University of Forestry & Technology | 2026, 46(8) : 68 - 78
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Journal of Central South University of Forestry & Technology | 2026, 46(8): 68-78
An integrated model for estimating carbon stock in airborne LiDAR-mapped wetland pine plantations combining RFE-CV and Optuna-TPE hyperparameter optimization
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Wenlei Sheng1a, Xiaorong Wen1b, Qiulai Wang2, Jinsheng Ye2
Affiliations
  • 1a.College of Forestry and Grassland, College of Soil and Water Conservation, Nanjing Forestry University, Nanjing 210037, Jiangsu, China
  • 1b.Co-Innovation Center for Sustainable Forestry in Southern China, Nanjing Forestry University, Nanjing 210037, Jiangsu, China
  • 2.Guangdong Forestry Survey and Planning Institute, Guangzhou 510520, Guangdong, China
Published: 2026-08-25 doi: 10.14067/j.cnki.1673-923x.2026.08.007
Outline
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【Objective】

This study integrated airborne LiDAR point cloud features with a hyperparameter optimization algorithm to develop a precise carbon stock estimation model for Pinus elliottii plantations in wetlands. The aim is to provide a scientific basis for large-scale carbon sink monitoring, thereby supporting forest management decisions that align with the "dual carbon" goals.

【Method】

Taking Pinus elliottii plantation in Guangdong Province as the research object, 101 point cloud feature variables were extracted based on airborne LiDAR data. The recursive feature elimination combined with cross-validation (RFE-CV) was used to screen the optimal feature combination, and the Optuna hyperparameter optimization framework based on the TPE algorithm (with RMSE as the objective function) was introduced to construct random forest (RF), k-nearest neighbor (KNN) and extreme gradient boosting (XGBoost) models. The model performance was evaluated by R2, RMSE and MAE, and the SHAP value was used to analyze the contribution mechanism of features to the prediction of carbon storage of Pinus elliottii.

【Result】

1) Five optimal feature variables (AIH40, AIH80, H10, H25, Imax) closely related to the estimation of Pinus elliottii carbon storage were selected by 5-fold RFE-CV. Compared with the model using all variables, feature selection significantly improved the prediction accuracy of each model. Among them, the XGBoost model has the most obvious effect (R2 increased from 0.78 to 0.89, RMSE decreased from 0.63 to 0.46 t, MAE decreased from 0.48 to 0.41 t); 2) The Optuna hyperparameter optimization framework based on the TPE algorithm is significantly better than random search: the RMSE value of the XGBoost model is reduced by 2.31%, and the error adjustment percentage (13.13%) is 3.57 times that of random search. The convergence iterations of the RF and KNN models are reduced by 33.33% and 49.18%, respectively; 3) After optimization by Optuna-TPE, the accuracy of each model has been significantly improved: the XGBoost model achieves the highest accuracy, with its R2 significantly increasing from 0.89 to 0.93, thus becoming the optimal model; 4) SHAP value analysis revealed the difference of feature dependence in different slash pine models: AIH40 dominated XGBoost prediction (SHAP = 0.64), while H25 was more critical to the RF model (SHAP = 0.28).

【Conclusion】

This study showed that feature selection and Optuna hyperparameter tuning based on the TPE algorithm are crucial to improve the performance of the Pinus elliottii carbon storage estimation model. The optimized XGBoost model combined with the optimal feature combination realized the high-precision estimation of the carbon storage of Pinus elliottii plantations.

Optuna-TPE hyperparameter  /  carbon storage  /  random forest  /  KNN  /  XGBoost  /  Bayesian optimization
盛文蕾, 温小荣, 汪求来, 叶金盛. 融合RFE-CV和Optuna-TPE超参数优化的机载LiDAR湿地松人工林碳储量估测模型. 中南林业科技大学学报, 2026 , 46 (8) : 68 -78 . DOI: 10.14067/j.cnki.1673-923x.2026.08.007
Wenlei Sheng, Xiaorong Wen, Qiulai Wang, Jinsheng Ye. An integrated model for estimating carbon stock in airborne LiDAR-mapped wetland pine plantations combining RFE-CV and Optuna-TPE hyperparameter optimization[J]. Journal of Central South University of Forestry & Technology, 2026 , 46 (8) : 68 -78 . DOI: 10.14067/j.cnki.1673-923x.2026.08.007
Year 2026 volume 46 Issue 8
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doi: 10.14067/j.cnki.1673-923x.2026.08.007
  • Receive Date:2025-07-15
  • Online Date:2026-10-30
  • Published:2026-08-25
Article Data
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History
  • Received:2025-07-15
  • Revised:2025-08-21
Funding
Affiliations
    1a.College of Forestry and Grassland, College of Soil and Water Conservation, Nanjing Forestry University, Nanjing 210037, Jiangsu, China
    1b.Co-Innovation Center for Sustainable Forestry in Southern China, Nanjing Forestry University, Nanjing 210037, Jiangsu, China
    2.Guangdong Forestry Survey and Planning Institute, Guangzhou 510520, Guangdong, China
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表12种不同金属材料的力学参数
科
Family
属数
Number of
genus
种数
Number of
species
占总种数比例
Percentage of
total species (%)
属
Genus
种数
Number of
species
占总种数比例
Percentage of total
species (%)
鹅膏菌科Amanitaceae 2 11 5.26 鹅膏菌属 Amanita 10 4.78
小菇科 Mycenaceae 2 12 5.74 丝盖伞属 Inocybe 5 2.39
多孔菌科 Polyporaceae 8 14 6.70 蜡蘑属 Laccaria 5 2.39
红菇科 Russulaceae 3 23 11.00 小皮伞属 Marasmius 6 2.87
小菇属 Mycena 11 5.26
光柄菇属 Pluteus 5 2.39
红菇属 Russula 17 8.13
栓菌属 Trametes 5 2.39
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