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Key points and risk prevention strategies in contract review for investigator initiated trial
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Jing-yao WEI1, Su-ke SUN1, Xiao-yun WANG1, Lu-yao FENG1, Lin LI2, Xin TIAN1, Fu-wei WANG3
Chinese Journal of Clinical Pharmacology | 2026, 42(7) : 1046 - 1050
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Chinese Journal of Clinical Pharmacology | 2026, 42(7): 1046-1050
Special Column of Clinical Trials Administration
Key points and risk prevention strategies in contract review for investigator initiated trial
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Jing-yao WEI1, Su-ke SUN1, Xiao-yun WANG1, Lu-yao FENG1, Lin LI2, Xin TIAN1, Fu-wei WANG3
Affiliations
  • 1.Clinical Research Center, The First Affiliated Hospital of Zhengzhou University, Zhengzhou 450000, Henan Province, China
  • 2.Audit Office, The First Affiliated Hospital of Zhengzhou University, Zhengzhou 450000, Henan Province, China
  • 3.The First Affiliated Hospital of Zhengzhou University, Zhengzhou 450000, Henan Province, China
Published: 2026-04-17 doi: 10.13699/j.cnki.1001-6821.2026.07.024
Outline
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Objective

Investigator initiated trial (IIT) contracts serve as critical legal documents defining the rights and responsibilities of all parties involved in clinical research. This study systematically analyzed issues identified during the review of IIT contracts at a medical institution, explored the underlying causes, and proposed targeted risk prevention and control measures.

Methods

A retrospective analysis was conducted on IIT contracts reviewed at a medical institution from January and December 2025. Common issues identified during contract review were summarized and categorized. Distribution patterns and contributing factors were systematically examined.

Results

A total of 96 IIT contracts were reviewed and 917 issue instances were identified. These issues were primarily categorized as follows: legal rights and responsibilities (36.86%, 338 cases/917 cases), protection of research participants’ rights and ethics (6.22%, 57 cases/917 cases), resources and funding management (17.78%, 163 cases/917 cases), data and intellectual property (20.72%, 190 cases/917 cases) and risks associated with human genetic resources (18.43%, 169 cases/917 cases). These issues posed potential risks for medical disputes, commercial bribery, and administrative penalties. Consequently, this study proposed core risk prevention strategies including defining key stakeholder responsibilities, strengthening participant protection, optimizing the management of research funding and conflicts of interest, establishing robust frameworks for intellectual property protection and data privacy, and enforcing strict oversight of human genetic resources.

Conclusion

IIT contracts management requires strengthened review of key elements and establishment of a comprehensive contract management system. The findings provide a practical reference for medical institutions to optimize IIT contract management, thereby supporting the high quality development of clinical research.

investigator initiated trial  /  contract review  /  risk prevention and control
Jing-yao WEI, Su-ke SUN, Xiao-yun WANG, Lu-yao FENG, Lin LI, Xin TIAN, Fu-wei WANG. Key points and risk prevention strategies in contract review for investigator initiated trial[J]. Chinese Journal of Clinical Pharmacology, 2026 , 42 (7) : 1046 -1050 . DOI: 10.13699/j.cnki.1001-6821.2026.07.024
Year 2026 volume 42 Issue 7
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Article Info
doi: 10.13699/j.cnki.1001-6821.2026.07.024
  • Receive Date:2026-02-25
  • Online Date:2026-08-06
  • Published:2026-04-17
Article Data
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History
  • Received:2026-02-25
Funding
Affiliations
    1.Clinical Research Center, The First Affiliated Hospital of Zhengzhou University, Zhengzhou 450000, Henan Province, China
    2.Audit Office, The First Affiliated Hospital of Zhengzhou University, Zhengzhou 450000, Henan Province, China
    3.The First Affiliated Hospital of Zhengzhou University, Zhengzhou 450000, Henan Province, China
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表12种不同金属材料的力学参数

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鹅膏菌科Amanitaceae 2 11 5.26 鹅膏菌属 Amanita 10 4.78
小菇科 Mycenaceae 2 12 5.74 丝盖伞属 Inocybe 5 2.39
多孔菌科 Polyporaceae 8 14 6.70 蜡蘑属 Laccaria 5 2.39
红菇科 Russulaceae 3 23 11.00 小皮伞属 Marasmius 6 2.87
小菇属 Mycena 11 5.26
光柄菇属 Pluteus 5 2.39
红菇属 Russula 17 8.13
栓菌属 Trametes 5 2.39
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