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  • Changsong Wang, Mingliang Zhou, Le Zhang, Hongwei Huang
    Journal of Rock Mechanics and Geotechnical Engineering. 2026, 18(5): 3623-3639. doi:10.1016/j.jrmge.2025.06.007

    Evaluation of compressive strength in underground lining structures is critical for ensuring structural integrity and safety. Traditional assessment methods are often destructive, time-consuming, and impractical in confined environments such as tunnels and utility corridors. This study introduces an automated, nondestructive approach to visualize and estimate the compressive strength of underground concrete lining using hyperspectral imaging (HSI) combined with deep neural network (DNN) models. High-dimensional spectral data of concrete lining are assembled and trained to develop two DNN-based regression models, namely the Mono-Spectrum Deep Neural Regressor (MS-DNR) and the Segmented-Spectrum Deep Neural Regressor (SegS_DNR). Utilizing the SegS_DNR model, two-dimensional (2D) compressive strength distribution heatmaps were generated for visualization and assessment of strength variations. The SegS_DNR model demonstrated excellent predictive performance, achieving a coefficient of determination () of 0.925 and a Residual Prediction Deviation (RPD) of 5.28 on the testing set for compressive strength estimation. The idea is further validated in site by investigating the capability of identifying the defect regions of the tunnel concrete lining, namely the cracked, spalling, and leaking areas, and demonstrated promising performance in comparison with experienced inspectors on site. This approach offers a contact-free technique for automated structural health monitoring, contributing to safer and more sustainable underground maintenance practices.

  • Mingxi Chen, Zihan Fu, Feng Xiong, Jie Jiang, Qinghui Jiang
    Journal of Rock Mechanics and Geotechnical Engineering. 2026, 18(5): 3779-3803. doi:10.1016/j.jrmge.2025.08.048

    Timely identification of accelerating precursors and performing reliable time-to-failure analysis are the key components in the management of slope failure risks. This study focuses on rock slope failures and proposes a framework for online identification of accelerating precursors and dynamic probabilistic prediction of failure time grounded in Bayesian inference. By integrating the Bayesian online change-point detection (BOCD) method with a typical dimensionless trend (TDT) model, the BOCD-TDT algorithm is first developed for online identification of acceleration events and their corresponding onset of acceleration (OA). Subsequently, a Bayesian approach is employed to estimate the parameters of the inverse velocity (INV) method, enabling the dynamic probabilistic prediction of slope failure time while quantifying observational and model uncertainties across different accelerating deformation stages. Building on this, the influence of starting point (SP) selection, trend update (TU), and multi-data fusion on prediction reliability is evaluated, and a novel decision criterion for impending slope failure is proposed. The feasibility of the proposed methods is then validated using 73 rock slope failure cases. Results show that using INV data, the BOCD-TDT algorithm can reliably identify acceleration events and the corresponding OA. In time-to-failure analysis, the reliability of dynamic failure predictions can be enhanced by incorporating both observational and model uncertainties corresponding to the deformation stages into the Bayesian prediction model, along with TU detection and multi-data fusion. The proposed failure probability criterion provides valuable guidance for the identification of impending failure and the establishment of ultimate alert thresholds.

  • Xiaofeng Li, Haibo Li, Giovanni Grasselli
    Journal of Rock Mechanics and Geotechnical Engineering. 2026, 18(5): 3499-3511. doi:10.1016/j.jrmge.2025.08.016

    The ISRM-suggested Brazilian disc (BD) test using split Hopkinson pressure bar (SHPB) for dynamic rock tensile strength requires central crack initiation and stress equilibrium. This study aims to re-evaluate the critical strain rate, ensuring a valid dynamic Brazilian disc test, and to analyse the reliable dynamic tensile behaviour of granite using high-speed digital image correlation (DIC). The comparison between the measured strain obtained through high-speed DIC analysis and the strain gauge allowed for determining the optimal subset parameters used to obtain the real-time deformation field and the stress-strain curve from DIC data. Crack initiation, crack velocity, and failure process are studied to reveal the rate dependence of granites. A unified dynamic increase factor (DIF) model is proposed for the tensile strength of rocks, and the reason for the sudden drop in DIF for high strain rates is discussed. The results reveal that the upper limit of the valid strain rate, which ensures the validity of the ISRM-suggested dynamic BD test, is co-determined by the conditions of stress equilibrium and crack initiation from the centre of the disc. At higher strain rates (75 s-1), BD test results fail to capture the actual tensile behaviour of rocks, and the potential factors influencing the critical valid strain rate (CVSr), such as sample radius and boundary crack length, should also be considered.

  • Wendal Victor Yue, Manchao He, Hehua Zhu, Zhongwen Yue, Sichen Long, Mengjia Zhang
    Journal of Rock Mechanics and Geotechnical Engineering. 2026, 18(5): 3471-3482. doi:10.1016/j.jrmge.2025.06.026

    Current in-situ stress determination methods are typically conducted inside a drillhole after its creation. However, the drilling process itself is not utilized for measuring in-situ stress or rock strength, despite being a form of direct mechanical testing on the rock mass. Crucially, drilling contains valuable information about in-situ stress and rock strength, as rocks under high compressive stresses exhibit greater strength. This paper presents a novel in-situ stress determination method, supported by the experimental result of rock drilling monitoring tests using a mine hydraulic-rotary drilling machine. Key drilling parameters-including thrust force, rotation speed, torque and drilling speed-are monitored in real time to determine the drilling specific energy per unit volume of rock. A concave-upward relationship between drilling specific energy and rotation speed is identified, which can characterize rock compressive strength and tensile strength with consistent regularity. Further drilling tests are conducted on the same rock samples under varying confining pressures. Results indicate that as confining pressure increases, the concave-upward curve of drilling specific energy shift upward, reflecting enhanced rock strengths due to confinement. The paper outlines the complete methodology for in-situ stress determination using drilling monitoring techniques, bridging the research gaps among drilling monitoring, rock mechanics, and in-situ stress analysis.

  • Chen Fan, Xia-Ting Feng, Jun Zhao, Chengxiang Yang, Mengfei Jiang
    Journal of Rock Mechanics and Geotechnical Engineering. 2026, 18(5): 3333-3347. doi:10.1016/j.jrmge.2025.07.042

    The time-dependent failure of surrounding rock in deep engineering is essentially controlled by the evolution of microcracks, with the pre-existing fracturing state induced by excavation playing a crucial role in the subsequent time-dependent fracturing process. From the perspective of microcrack development, it is a continuous, dynamic process. Therefore, taking the microcrack propagation process as the fundamental principle, this paper proposes a novel three-dimensional (3D) time-dependent model for hard rock that can depict the entire fracturing process within a unified theoretical framework. This developed model discards the traditional tri-modal partition method based on deformation, and instead adopts an analysis approach centred on time-dependent tensile and shear fracturing. The results show that the time-dependent deformation of hard rock is the macroscopic manifestation of the progressive evolution of microcracks over time. Under true triaxial stress, the growth tendency of cracks in hard rock is orientation-dependent throughout the entire loading process. This developed model provides a mechanical explanation for key time-dependent fracture characteristics observed in true triaxial creep tests, including the anisotropy of time-dependent deformation and the preferred orientation of macroscopic failure plane, and provides a novel framework for elucidating the time-dependent failure process of hard rock.

  • Mengya Sun, Juncheng Yao, Jie Liu, Jin Liu, Yuling Xin, Bin Shi
    Journal of Rock Mechanics and Geotechnical Engineering. 2026, 18(5): 3904-3915. doi:10.1016/j.jrmge.2025.06.043

    The actively-heated fiber-optic (AHFO) method can near-continuously measure soil water content along the AHFO sensors by sensing the temperature variation during an actively heated pulse. Different heating materials, structures, and fiber-optic temperature sensing techniques significantly impact the measurement performance of AHFO sensors. However, there has been no systematic evaluation regarding the measurement performance of soil water content by different AHFO sensors. To address this issue, this study focuses on the measurement performance and monitoring potential of six different AHFO sensors (i.e. actively-heated fiber Bragg grating (AH-FBG) alundum tube, AH-FBG cable, carbon fiber heated cable (CFHC), copper metal heated cable (CMHC), CFHC sensing tube, and CMHC sensing tube). Numerical models were built first for simulating the thermal response process of six AHFO sensors to quantify the measurement accuracy and sensitivity of soil water content. Then, the in situ applications of six AHFO sensors were carried out in Yan'an, China. The numerical and in situ monitoring results indicate that the measurement accuracy and sensitivity of soil water content are both highest by using CFHC sensing tube and CMHC sensing tube. CMHC sensing tube is most suitable for fine and accurate monitoring of in situ soil, while AH-FBG alundum tube and AH-FBG cable are best suited for long-term real-time remote monitoring. In practical applications, it is recommended that geotechnical engineers, when selecting AHFO sensors for a specific site project, should take into account a variety of factors, including measurement performance, spatial resolution, monitoring duration, site installation, and power supply conditions.

  • Yu Song, Shengqi Yang, Kesheng Li, Yue Li, De'an Zheng, Yanhua Huang
    Journal of Rock Mechanics and Geotechnical Engineering. 2026, 18(5): 3654-3674. doi:10.1016/j.jrmge.2025.06.042

    Thermal cycling and stress fatigue are recognized as principal factors that induce the Kaiser effect of rock in deep earth rock engineering. Nevertheless, existing scholarly investigations about the mechanical properties of rocks subjected to the synergistic effects of these perturbations have remained insufficient. In this study, conventional triaxial compression tests, multistage equal-amplitude fatigue (MEF) and multistage variable-amplitude fatigue (MVF) tests were conducted on marble subjected to different numbers of thermal cycles, integrated with nuclear magnetic resonance (NMR) and depth-sensing indentation (DSI) micro-monitoring methods, and the rock constitutive equation was established from the perspective of statistical microscopic damage. The results indicated that the increasing number of thermal cycles significantly weakened the physical and mechanical properties of marble, as evidenced by degradations in strength, deformation, and energy parameters. The reversible deformation evolutions of the rock under two stress paths were diametrically opposed. DSI results revealed that the microcellular mechanical parameters of hornblende and dolomite exhibited greater variability, although both conform to Weibull distribution functions. Additionally, NMR analysis showed that the porosity of the marble was 1.6% initially and increased to 3.3%, 4.1%, 5.8%, and 10.9% after 2, 4, 6, and 8 thermal cycles, respectively. The coupled thermal-mechanical damage constitutive model can effectively describe the deformation behavior of marble under complex perturbations, with distribution parameters m0 and T0 decreasing linearly with the number of thermal cycles.

  • Zheng Chen, Jian Wang, Dongpo Wang, Siming He
    Journal of Rock Mechanics and Geotechnical Engineering. 2026, 18(5): 3571-3588. doi:10.1016/j.jrmge.2025.10.034

    Hazardous geophysical granular flows, such as debris flows and rock avalanches, can exert intense impact forces on obstacles and threaten downstream structures located in their paths. Installing protective structures can mitigate damage, but quantifying their influence on flow evolution and impact loading remains challenging. This study investigates the interactions of granular shock waves (GSWs) generated in front of two cylindrical obstacles with varying spacings through chute experiments and discrete element modeling. Impact pressure sensors were mounted on the upstream surface of each cylinder and on the chute bed to measure dynamic impact pressures in the GSW region. Granular flow velocity and depth were obtained using image processing. Results demonstrate that cylinder spacing significantly influences the geometric characteristics of GSWs. Runup increases with steady-state Froude number (Frsteady) but decreases as spacing narrows. The granular vacuum length grows with bed slope but decreases significantly with decreasing cylinder spacing. Impact pressures on the cylinders and the chute bed increase linearly with Frsteady. Low-frequency power spectral density (PSD) is positively correlated with Frsteady, whereas centroid frequency and pressure impulse counts exhibit low sensitivity to Frsteady. The dimensionless impact pressure coefficient (α) decreases nonlinearly with increasing Froude number (Fr). At low Fr, α values for dry granular flows are lower than those for debris flows, but the difference diminishes at higher Fr. These findings may improve our understanding of granular flow-obstacle interactions and might help to design protective structures.

  • Susheng Wang, Sheng-Qi Yang, Qiang Zhang, Changdong Ding, Qingfu Huang, Wanqing Shen
    Journal of Rock Mechanics and Geotechnical Engineering. 2026, 18(5): 3539-3554. doi:10.1016/j.jrmge.2025.08.045

    The phase-field method (PFM) has emerged as a robust tool for fracture simulation; however, applying this technique to rock materials poses significant challenges, particularly in accurately modeling the propagation of multiple cracks in the presence of complex three-dimensional (3D) mixed-mode loading involving tensile, tensile-shear, and compressive-shear cracks. To address these limitations, this study aims to introduce an enhanced PFM that integrates frictional effects and Lode angle dependence while unifying the volumetric deviatoric (VD) and spectral decomposition (SD) methods. The proposed model incorporates a modified driving force for 3D compressive-shear cracks by embedding a triple shear energy strength (TSES) criterion within the energy decomposition framework. This refinement guarantees that crack behavior remains physically realistic under compression-dominated loading while effectively preserving well-established tensile fracture mechanisms. The validation of the numerical implementation is also conducted through both analytical verification against theoretical solutions and 3D finite element simulations of fissured rock and heterogeneous specimens. Furthermore, numerical case studies demonstrate the model's ability to effectively capture the 3D propagation of multiple cracks and replicate realistic true 3D mechanical responses. The findings present valuable insights and practical guidelines for the application of PFM in rock engineering.

  • Sheng'ao Jia, De'an Sun, Pan Chen
    Journal of Rock Mechanics and Geotechnical Engineering. 2026, 18(5): 3934-3948. doi:10.1016/j.jrmge.2025.07.002

    The soil-water retention and soil shrinkage characteristics are both crucial constitutive relations for unsaturated soils. Although existing research has explored the correlation between these two characteristics to some extent, the underlying mechanisms remain inadequately investigated. To investigate the correlation between the soil-water retention and soil shrinkage behavior, a series of soil-water retention and soil shrinkage tests is performed on compacted clays over a wide suction range (0-367 MPa). The test results show that the pore water in compacted clays is first expelled from large pores in low suction range. The drainage of pore water at low suctions is predominantly responsible for the phase of structural shrinkage in the soil shrinkage curve. The consistency between the characteristic transitional water contents in the soil shrinkage curve (SSC) and the inflection points in the soil-water retention curve (SWRC) is identified for all the compacted clays. The bimodal pore-size distributions (PSDs) of different clayey soils are obtained using the mercury intrusion porosimetry. The bimodal pore-size distribution characterization is the intrinsic factor in shaping the bimodal morphology in the SWRC over a wide suction range. The low proportion of micropores in clays is responsible to the indistinct zero-shrinkage stage of the SSC. The microstructure measured by the scanning electron microscope indicates the manifestation of aggregation effects during desaturation process. The results demonstrate that soil shrinkage is primarily caused by the contraction of inter-aggregate pores, rather than the evolution of intra-aggregate pores. The findings can greatly enhance the understanding of the soil-water retention and mechanical behavior of compacted clays in varying water content conditions.