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Effect of Rare Earth Oxide on Microstructure and Properties of Silicon Nitride Ceramics with High Thermal Conductivity
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Hehan XIE1, Peng LIU2, Haozhang LIANG2, Ziyu LIU2, Xianfeng YANG2, Hao LI3, Binbin FAN4, Zhipeng XIE4
Journal of the Chinese Ceramic Society | 2026, 54(9) : 3173 - 3184
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Journal of the Chinese Ceramic Society | 2026, 54(9): 3173-3184
• Research Articles •
Effect of Rare Earth Oxide on Microstructure and Properties of Silicon Nitride Ceramics with High Thermal Conductivity
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Hehan XIE1, Peng LIU2, Haozhang LIANG2, Ziyu LIU2, Xianfeng YANG2, Hao LI3, Binbin FAN4, Zhipeng XIE4
Affiliations
  • 1.School of Physics and Electronic Science, Changsha University of Science & Technology, Changsha 410114, China
  • 2.School of Materials Science and Engineering, Changsha University of Science & Technology, Changsha 410114, China
  • 3.Elite Engineering School, Changsha University of Science & Technology, Changsha 410114, China
  • 4.School of Materials Science and Engineering, Tsinghua University, Beijing 100084, China
  • XIE Hehan (1996-), Male, Doctoral candidate. E-mail:

About Author:

XIE Hehan (1996-), Male, Doctoral candidate. E-mail:

Published: 2026-08-18 doi: 10.14062/j.issn.0454-5648.20250825
Outline
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Introduction

The rapid advancement of new energy technologies such as photovoltaics, hydrogen energy, and electric vehicles has stringent demands on the heat dissipation capacity of high-power devices. Silicon nitride (Si3N4) ceramics with a high thermal conductivity are considered as an ideal substrate candidate for packaging applications, due to their excellent thermal and mechanical properties. However, the actual thermal conductivity remains far below its intrinsic value, primarily due to lattice oxygen impurities and various microstructural defects. The sintered reaction-bonded silicon nitride (SRBSN) process has attracted much attention due to its ability to effectively control lattice oxygen, tailor the microstructure, and its low cost. Sintering aids, particularly rare-earth oxide (RE2O3), play a key role in determining the final properties. RE2O3 contributes to liquid phase sintering and densification and acts as "oxygen scavengers," effectively purifying the Si3N4 lattice. Previous studies showed that the type of RE2O3 could significantly affect grain morphology, grain boundary characteristics, thereby affecting the thermal conductivity and mechanical properties. Nevertheless, the specific role and underlying mechanisms of RE2O3 in the SRBSN process have yet to be systematically elucidated. This work employed MgO-RE2O3 as sintering aids to fabricate Si3N4 ceramics via the SRBSN process, and systematically investigated the effect of RE2O3 type on the nitridation behavior, microstructural evolution, and final properties of the ceramics.

Methods

Commercial silicon powder was used as a raw material, with nine different commercial RE2O3 and MgO employed as sintering additives. The total amount of sintering aids was fixed at 2.4% RE2O3 and 6.8% MgO for all the samples. The raw materials mixed with alcohol as a solvent were ground in a planetary ball mill with Si3N4 balls as grinding media for 3 h. The resulting slurry was dried, uniaxially pressed, and then further cold isostatic pressed at 200 MPa to form green bodies. The green bodies were placed in a BN crucible filled with a 1∶1 (by mass) mixture of BN and Si3N4 powder. The nitridation and subsequent sintering processes both were conducted in a gas pressure sintering furnace (ZYS-3050, Hunan Jinteke Technology Co., Ltd., China) under a 2 MPa N2. The thermal schedule consisted of a nitridation step held at 1350 ℃ for 3 h, followed by a sintering step at 1860 ℃ for 12 h. Some samples were cooled to 1600 ℃ for an additional heat treatment duration of 8 h.

The bulk density was measured by Archimedes' method. The theoretical density was calculated according to the rule of mixtures, and the relative density was determined as a ratio of the bulk density to the theoretical density. The phase composition was characterized by X-ray diffraction (XRD). The microstructure of plasma-etched surfaces was determined by field-emission scanning electron microscopy (FESEM). The thermal diffusivity (α) was measured by a laser flash method on the samples with dimensions of 2 mm × 10 mm × 10 mm. The thermal conductivity (κ) was calculated according to the formula κ = ρ · Cp · α, where a fixed specific heat capacity (Cp) value of 0.68 J·g-1·K-1 was used. The flexural strength was tested by a three-point bending method, and the fracture toughness of the bar specimens with dimensions of 3 mm × 4 mm × 36 mm was evaluated by a single-edge notched beam (SENB) method.

Results and discussion

The XRD patterns reveal that the w(β)/w(α+β) in nitrided bodies displays a U-shaped profile as the RE3+ionic radius increases, primarily due to the synergistic regulatory effect of the interfacial reaction activation energy and the liquid phase viscosity on the phase transformation kinetics. After sintering at 1860 ℃, all the samples (except SSN-Eu) achieve densification. The grain size first decreases and then slightly increases with increasing RE3+ ionic radius, as a phenomenon primarily regulated by the differential binding energy (δ) and the content of β-Si3N4 in the nitrided bodies. RE3+ with δ > 0 (e.g., Lu3+, Yb3+) can enrich in the liquid phase, promoting diffusion-controlled grain growth, while those RE3+ with δ < 0 (e.g., La3+, Sm3+) can segregate on the surfaces of Si3N4 particles, suppressing the grain growth. Meanwhile, the β-Si3N4 content in the nitride bodies affects both dissolution-precipitation and Ostwald ripening process. These two factors synergistically lead to the variation in grain size. The flexural strength generally exhibits an initial increase and a subsequent decrease with increasing RE3+ ionic radius, reaching the maximum value of (908 ± 35) MPa in the SSN-Gd sample. The increase in strength is attributed to the grain refinement, while the subsequent decrease is due to the thermal expansion mismatch between the Si3N4 grains and the intergranular phase. After heat treatment at 1600 ℃, the samples SSN-Lu, SSN-Er, and SSN-Y show an improved flexural strength, whereas the properties of the samples SSN-Nd and SSN-La decrease. The fracture toughness decreases with increasing RE3+ ion radius, primarily due to the reduced grain size and grain boundary strength. Among the samples, the sample SSN-Yb exhibits the maximum toughness of (8.7 ±0.3) MPa·m1/2. After heat treatment, the fracture toughness of most samples further enhances, while it decreases in the samples SSN-Sm, SSN-Nd, and SSN-La. The thermal conductivity generally declines with increasing RE3+ ion radius, and the thermal conductivity of SSN-Yb reaches 101.2 W·m-1·K-1. Heat treatment promotes grain coarsening in most samples, leading to an increase in thermal conductivity, such as 105.6 W·m-1·K-1 for the sample SSN-Yb. However, the thermal conductivity of the samples SSN-Nd and SSN-La decreases instead.

Conclusions

The effect of RE2O3 (i.e., RE = Lu, Yb, Er, Y, Gd, Eu, Sm, Nd, La) on the microstructure evolution and properties of Si3N4 ceramics prepared by the SRBSN process was systematically investigated. The results indicated that RE3+ with smaller ionic radius (such as Lu3+, Yb3+, and Er3+) could effectively promote the growth of β-Si3N4 grains, forming a microstructure composed of large-sized grains with high aspect ratios, thereby significantly enhancing thermal conductivity. In contrast, RE3+ with larger ionic radius (such as La3+ and Sm3+) suppressed grain growth, favoring the formation of a fine-grained structure. The flexural strength exhibited an initial increase and a subsequent decrease with increasing RE3+ ionic radius, reaching the maximum value of (908 ± 35) MPa in the sample SSN-Gd. The thermal conductivity and fracture toughness both could exhibit a general decreasing trend with increasing RE3+ ionic radius. The sample SSN-Yb demonstrated the most favorable combination, with a thermal conductivity of 101.2 W·m-1·K-1 and a fracture toughness of (8.7 ± 0.3) MPa·m1/2. After heat treatment at 1600 ℃, a further grain coarsening led to an improvement in thermal conductivity for the most samples. Among them, the sample SSN-Yb could achieve the maximum thermal conductivity of 105.6 W·m-1·K-1, while the flexural strength of the samples SSN-Lu, SSN-Er, and SSN-Y also improve. In contrast, the thermal conductivity and flexural strength of the samples SSN-Nd and SSN-La both decreased.

silicon nitride ceramics  /  microstructure  /  thermal conductivity  /  flexural strength
谢呵瀚, 刘鹏, 梁皓璋, 刘子玉, 杨现锋, 李昊, 范彬彬, 谢志鹏. 稀土氧化物对高导热氮化硅陶瓷显微结构和性能的影响. 硅酸盐学报, 2026 , 54 (9) : 3173 -3184 . DOI: 10.14062/j.issn.0454-5648.20250825
Hehan XIE, Peng LIU, Haozhang LIANG, Ziyu LIU, Xianfeng YANG, Hao LI, Binbin FAN, Zhipeng XIE. Effect of Rare Earth Oxide on Microstructure and Properties of Silicon Nitride Ceramics with High Thermal Conductivity[J]. Journal of the Chinese Ceramic Society, 2026 , 54 (9) : 3173 -3184 . DOI: 10.14062/j.issn.0454-5648.20250825
Year 2026 volume 54 Issue 9
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doi: 10.14062/j.issn.0454-5648.20250825
  • Receive Date:2025-11-10
  • Online Date:2026-10-22
  • Published:2026-08-18
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History
  • Received:2025-11-10
  • Revised:2025-12-15
Funding
Affiliations
    1.School of Physics and Electronic Science, Changsha University of Science & Technology, Changsha 410114, China
    2.School of Materials Science and Engineering, Changsha University of Science & Technology, Changsha 410114, China
    3.Elite Engineering School, Changsha University of Science & Technology, Changsha 410114, China
    4.School of Materials Science and Engineering, Tsinghua University, Beijing 100084, China

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{YANG} Xianfeng (1980-), Male, Ph.D., Professor. E-mail:
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表12种不同金属材料的力学参数
科
Family
属数
Number of
genus
种数
Number of
species
占总种数比例
Percentage of
total species (%)
属
Genus
种数
Number of
species
占总种数比例
Percentage of total
species (%)
鹅膏菌科Amanitaceae 2 11 5.26 鹅膏菌属 Amanita 10 4.78
小菇科 Mycenaceae 2 12 5.74 丝盖伞属 Inocybe 5 2.39
多孔菌科 Polyporaceae 8 14 6.70 蜡蘑属 Laccaria 5 2.39
红菇科 Russulaceae 3 23 11.00 小皮伞属 Marasmius 6 2.87
小菇属 Mycena 11 5.26
光柄菇属 Pluteus 5 2.39
红菇属 Russula 17 8.13
栓菌属 Trametes 5 2.39
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