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Upper Bound Analysis of Passive Instability on the Excavation Face of Shallow-Buried Shield Tunnels with Longitudinal Slope
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Yanqiu Pan1, Zonghui Liu2, Wei Wei2
Chinese Journal of Underground Space and Engineering | 2026, 22(2) : 459 - 470
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Chinese Journal of Underground Space and Engineering | 2026, 22(2): 459-470
Upper Bound Analysis of Passive Instability on the Excavation Face of Shallow-Buried Shield Tunnels with Longitudinal Slope
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Yanqiu Pan1, Zonghui Liu2, Wei Wei2
Affiliations
  • 1.School of Architectural Engineering, Zhengzhou University of Industrial Technology, Zhengzhou 451100, P. R. China
  • 2.China Construction Seventh Bureau Installation Engineering Co., Ltd., Zhengzhou 450000, P. R. China
Published: 2026-04-20 doi: 10.20174/j.JUSE.2026.02.08
Outline
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Due to its insufficient cover thickness, the excavation face of shallow-shield tunnels is susceptible to passive instability. Tunnel longitudinal slope lead to sudden changes in cover thickness, making the passive failure mechanism of tunnel faces more complicated. There is an urgent need to explore analytical methods for excavation face stability in shallow-buried longitudinal slope shield tunnels. Based on upper bound analysis, a two-dimensional rotation-translation mechanism is proposed that simultaneously considers tunnel longitudinal slope and local instability at the excavation face. The mechanism is comprised of two rigid translation blocks and one rigid rotation block. The ultimate support pressure and failure mode of passive instability at the excavation face are obtained. Finally, the effects of longitudinal slope δ and partial failure ratio η on ultimate support pressure and failure mode of tunnel faces are analyzed, and the reasonableness of proposed models is verified by combining with engineering cases. The results indicate that: Partial failure range of excavation faces gradually increases with the increase of longitudinal inclination angle δ. As the cover depth ratio C/D increases, partial failure of the excavation face evolves into global failure. The rotation angle θ of the rigid rotating block decreases with the increase of the longitudinal inclination δ, and the longitudinal inclination δ has a significant effect on the rotation angle θ.

shallow-buried tunnel  /  shield excavation face  /  tunnel longitudinal slope  /  partial failure  /  passive stability  /  upper bound analysis
Yanqiu Pan, Zonghui Liu, Wei Wei. Upper Bound Analysis of Passive Instability on the Excavation Face of Shallow-Buried Shield Tunnels with Longitudinal Slope[J]. Chinese Journal of Underground Space and Engineering, 2026 , 22 (2) : 459 -470 . DOI: 10.20174/j.JUSE.2026.02.08
Year 2026 volume 22 Issue 2
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doi: 10.20174/j.JUSE.2026.02.08
  • Receive Date:2025-05-19
  • Online Date:2026-06-17
  • Published:2026-04-20
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  • Received:2025-05-19
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Affiliations
    1.School of Architectural Engineering, Zhengzhou University of Industrial Technology, Zhengzhou 451100, P. R. China
    2.China Construction Seventh Bureau Installation Engineering Co., Ltd., Zhengzhou 450000, P. R. China
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表12种不同金属材料的力学参数

Family
属数
Number of
genus
种数
Number of
species
占总种数比例
Percentage of
total species (%)

Genus
种数
Number of
species
占总种数比例
Percentage of total
species (%)
鹅膏菌科Amanitaceae 2 11 5.26 鹅膏菌属 Amanita 10 4.78
小菇科 Mycenaceae 2 12 5.74 丝盖伞属 Inocybe 5 2.39
多孔菌科 Polyporaceae 8 14 6.70 蜡蘑属 Laccaria 5 2.39
红菇科 Russulaceae 3 23 11.00 小皮伞属 Marasmius 6 2.87
小菇属 Mycena 11 5.26
光柄菇属 Pluteus 5 2.39
红菇属 Russula 17 8.13
栓菌属 Trametes 5 2.39
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