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Stability analysis of ship lock high rock slopes during excavation using kinetic energy evolution
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Neng WANG1, *, Weihai YUAN2, Ming LIU2, Haocheng WANG2
Navigation of China | 2026, 49(1) : 116 - 124
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Navigation of China | 2026, 49(1): 116-124
Port and Waterway Engineering
Stability analysis of ship lock high rock slopes during excavation using kinetic energy evolution
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Neng WANG1, *, Weihai YUAN2, Ming LIU2, Haocheng WANG2
Affiliations
  • 1.Hunan Provincial Communications Planning, Survey&Design Institute CO. LTD., Changsha 410200
  • 2.Hohai University, Nanjing 210098
Published: 2026-02-25 doi: 10.3969/j.issn.1000-4653.2026.01.012
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During the reconstruction of the ship lock, excavation of the rock masses on both sides is often required. In current practice, slope instability is commonly judged using indicators such as displacement, the extent of the plastic zone, and the number of numerical iterations. These criteria typically rely on manual interpretation, which can be subjective and may not clearly determine whether slope failure has occurred. Thus, this paper proposes a slope stability analysis method based on a kinetic-energy evolution criterion, and applies it to the reconstructed ship-lock slope at Baishi Hydropower Station. A representative excavation cross-section at the ship lock is selected and the strength reduction method is adopted to analyze the kinetic energy evolution of the slope soil under different reduction coefficients, thereby identifying the occurrence of instability and failure. The proposed criterion is further compared with the conventional static assessment method based on displacement. The results show that the dynamic analysis method based on the kinetic energy evolution can obtain an accurate slope safety factor. Compared with the traditional displacement judgment method, the method proposed in this paper provides a more objective and explicit identification of slope instability which has greater advantages. The findings of this paper provide practical value and guidance for the high rock slope engineering, which can serve as useful reference for professionals in related fields.

high rock slopes  /  excavation-induced slope failure  /  kinetic energy failure criterion  /  dynamic analysis method
Neng WANG, Weihai YUAN, Ming LIU, Haocheng WANG. Stability analysis of ship lock high rock slopes during excavation using kinetic energy evolution[J]. Navigation of China, 2026 , 49 (1) : 116 -124 . DOI: 10.3969/j.issn.1000-4653.2026.01.012
Year 2026 volume 49 Issue 1
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doi: 10.3969/j.issn.1000-4653.2026.01.012
  • Receive Date:2025-01-09
  • Online Date:2026-05-19
  • Published:2026-02-25
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  • Received:2025-01-09
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    1.Hunan Provincial Communications Planning, Survey&Design Institute CO. LTD., Changsha 410200
    2.Hohai University, Nanjing 210098
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表12种不同金属材料的力学参数

Family
属数
Number of
genus
种数
Number of
species
占总种数比例
Percentage of
total species (%)

Genus
种数
Number of
species
占总种数比例
Percentage of total
species (%)
鹅膏菌科Amanitaceae 2 11 5.26 鹅膏菌属 Amanita 10 4.78
小菇科 Mycenaceae 2 12 5.74 丝盖伞属 Inocybe 5 2.39
多孔菌科 Polyporaceae 8 14 6.70 蜡蘑属 Laccaria 5 2.39
红菇科 Russulaceae 3 23 11.00 小皮伞属 Marasmius 6 2.87
小菇属 Mycena 11 5.26
光柄菇属 Pluteus 5 2.39
红菇属 Russula 17 8.13
栓菌属 Trametes 5 2.39
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