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Coexistence of All-Order Topological States in a Three-Dimensional Phononic Topological Crystalline Insulator
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Hua-Shan Lai1, Hao Chen1, Chu-Hao Xia1, Si-Yuan Yu1, 2, 3, Cheng He1, 2, 3, *, Yan-Feng Chen1, 2, 3, *
Research. Vol 6 Article ID 0235
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Research. Vol 6 Article ID 0235
• Research Article •
Coexistence of All-Order Topological States in a Three-Dimensional Phononic Topological Crystalline Insulator
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Hua-Shan Lai1, Hao Chen1, Chu-Hao Xia1, Si-Yuan Yu1, 2, 3, Cheng He1, 2, 3, *, Yan-Feng Chen1, 2, 3, *
Affiliations
  • 1National Laboratory of Solid State Microstructures & Department of Materials Science and Engineering, Nanjing University, Nanjing 210093, China.
  • 2Collaborative Innovation Center of Advanced Microstructures, Nanjing University, Nanjing 210093, China.
  • 3Jiangsu Key Laboratory of Artificial Functional Materials, Nanjing University, Nanjing 210093, China.
Published: 2023-09-20 doi: 10.34133/research.0235
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Classical-wave topological materials lacking intrinsic half-integer spins are less robust while more tunable. Here, we explore a single 3-dimensional phononic topological crystalline insulator that simultaneously exhibits a whole family of first-order quadratic surface, second-order hinge, and third-order corner states within the same bandgap. Such a topological crystalline insulator hosting all-order phases originates from the different topological nature when hierarchically projected onto different facets and lower dimensions, thus free from trivial cladding crystals. Our work offers an ideal platform for either robust wave propagation or localization in on-demand dimensions and may facilitate dimension division multiplexing technology.

Hua-Shan Lai, Hao Chen, Chu-Hao Xia, Si-Yuan Yu, Cheng He, Yan-Feng Chen. Coexistence of All-Order Topological States in a Three-Dimensional Phononic Topological Crystalline Insulator[J]. Research, 2023 , 6 (9) : 0235 - . DOI: 10.34133/research.0235
The revelation of topological phases of matter with conserved properties under continuous deformations has created new opportunities to manipulate the quantized global behavior of solid-state materials in the past decades. To date, numerous topological phases have been recognized, including the family of quantum Hall materials [1], topological semimetals (TSMs) [2], and topological insulators (TIs) [3]. Furthermore, similar phases with different characters can hold subclasses, e.g., Dirac/Weyl/nodal-line TSMs [2], or strong/weak/crystalline TIs [4,5]. In general, their hallmarks feature robust lower-dimensional boundary states dependent on bulk topology [6]. Reducing more than one dimension is dubbed the higher-order phase [7]. Thus, 3-dimensional (3D) topological materials may hierarchically possess first-order 2D surface, second-order 1D hinge, or third-order 0D corner states. The typical cases are higher-order hinge arcs in hybrid TSMs [8] and corner states in multipole TIs [9].
On the other hand, each topological phase should relate to a particular bulk structure with specific symmetry, which seems difficult to be compatible with another one. However, by assigning multiple symmetry-protected topological index to the same bulk structure, recently proposed dual TIs can host coexisting weak TI and topological crystalline insulator (TCI) surface states on different facets of one material, such as Bi1Te1, Pt2HgSe3, and Bi2TeI [10–12]. Although those weak and TCI phases relying on an additionally specific discrete translation or crystalline symmetry are less robust than strong ones [4,5], they are convenient to fabricate and control. Such dual topology essentially enriches quantum manipulation of topological states, inspiring to investigate the possibility of triple topology and even associated with higher-order phases or maybe in artificially classical-wave systems [13–18].
For high-efficiency manipulation of waves, intensive effects have been devoted to realizing many classical-wave topological states over the past decade [19–26], especially in high-dimensional, non-Hermitian, and non-Abelian systems [27,28]. Particularly for classical-wave TIs, pseudospins are compromisingly constructed via artificial time-reversal, duality, and/or lattice symmetries [29]. Consequently, they are fragile [30], requiring specific symmetry trivial claddings to maintain robustness, limiting further miniaturization and application. However, their designable structure, scalable geometry, and accessible measurement advance on-demand tunable behaviors, offering the opportunity to combine various phases, such as hybrid edge and corner states within different bandgaps of a bilayer 2D model [31]. However, the coexistence of more types of topological phases in 3D is still challenging, especially within the same frequency window.
In this work, we explore a 3D phononic TCI exhibiting both different and hierarchical topological natures, which simultaneously hosts all-order topological phases within the same frequency window. As shown in Fig. 1, the top facet with reflection boundary supports quadratic 2D surface states acting as a phononic TCI. At the same time, the appearing 1D kz hinge state originates from the fractional hinge charge, while the 0D corner state inherits from the higher-order topology of the lateral facet. We observe the first self-guiding topological surface states for sound on a radiation bottom facet. This coexistence of all lower-dimensional boundary states provides a versatile platform for separately yet robustly manipulating sound in on-demand dimensions of one material.
Here, our 3D phononic crystal comprises stacked bilayer square-loop air cavities connecting with 4 uniform spiral waveguides in each layer but with different chirality in adjacent layers, fabricated via 3D printing with opposite geometries against air cavities (Fig. 2A to C). In a theoretical tight-binding model, each layer has 2 effective atoms (resonant air cavities), while spiral waveguides with radius w1/w2 control the interlayer coupling strength. For the opposite chirality but identical size case (w1 = w2), a 4-fold degenerated node protected by the z-axis mirror symmetry of D4h will appear at A point in Brillouin zone (BZ) (Section S2). Detuning the interlayer couplings to break such mirror, e.g., w1 > w2 (the topologically trivial case w1 < w2 is discussed in Section S3), we lift the degeneracy to obtain a complete bandgap above the first 2 bands, as shown in Fig. 2D. This lattice belongs to P422 (no. 89 space group) with C4z and C2x/y rotation symmetries. Then, 2-fold degenerated Bloch states at A point can hybridize into artificial spins for acoustic waves.
On (001) facet with reflection boundary (hard wall), a pair of gapless surface states with a quadratic node appears in the bandgap, protected by C4z rotation and time-reversal symmetry, acting as a phononic analog of Fu’s model [5]. The gapless behavior remains unchanged under moderately truncating the surface, only with a shift of the surface node (Fig. 2E). To characterize the topology, we tracked the evolution of Berry phase of the lower 2 bands through Wilson loop along the kz direction. The spectral flow of Berry phase that winds the whole [−π π] range is a notable sign of 3D TCI featured with gapless (001) surface states (Section S3). The quadratic surface states help investigate exotic phenomena such as extremal transmission (Section S9) and tunneling [15]. Further breaking C4z symmetry to C2z, quadratic surface states will split into 2 linear surface Dirac cones with various tilted fashions to broaden the phase category of our system (Section S5).
In experiments, we tailor the (001) facet with tz = 0.2a to ensure the surface node locates in the middle of the bulk bandgap. A 3D view of numerical surface states (Fig. 3A) shows the quadratic dispersion. A 2-mm-thick resin plate is covered onto the (001) facet as a reflection boundary. Via Fourier transforming the experimentally measured surface acoustic pressure fields, we map out the surface dispersion along high-symmetry lines of surface BZ, matching well with theoretical results (Fig. 3B). To further identify the quadratic fashion of surface states, we present measured isofrequency surface arcs in a wide frequency window from 13 to 15.1 kHz with an increment of 0.15 kHz (Fig. 3C). As expected, the surface node appears approximately at 14.2 kHz.
However, the 001¯ facet is trivial with a reflection boundary due to the chiral structure. This 3D phononic TCI, whose surface states are not solely dependent on the bulk topology, is a fragile phase without rigorous bulk-boundary correspondence [30]. Here, we resort to elementary band representation analysis [32]. According to symmetry data vectors of high-symmetry points in bulk BZ, we get the decomposition of the lower 2 bands (Section S3):
A12e⊕A21c⊖B11a,
where ⊖ denotes the missing elementary band representation induced from Wyckoff position 1a, demonstrating the fragile phase. Compared to the electronic TCIs, the fermionic-like artificial spins in our phononic also rely on crystalline symmetries, making it less stable. Nevertheless, the surface states are still robust against moderate perturbations and possess proper topological protection (Section S10). At the same time, such fragile characters could bring favorite tunable behavior, which is vital for classical waves.
On the other hand, unlike naturally bounded electrons, the topological states for airborne sound usually suffer from radiation leakage. The self-guiding topological states without any ancillary confinement, which allow waves access to the free space, are preferred [18]. In our case, the 001¯ facet can support self-guiding topological surface states adjacent to air. The difference between top and bottom facets comes from their different coupling strengths. Attributed to the fragile character, for the 001¯ facet, in-gap quadratic surface states can be entirely removed under a reflection boundary but kept intact under a radiation boundary (Section S4). From the polarization view, the reflection or radiation boundary possessing different surface onsite potentials is compatible only with a specific mode [14].
As shown in Fig. 4A and B, numerical surface states on the 001¯ facet locate totally outside the sound cone, perfectly supporting self-guiding surface waves. A point-like source is placed to excite surface modes (Fig. 4C). The measured isofrequency contours in Fig. 4D are in good agreement with theoretical results. The surface node is approximately at 14.05 kHz in this case, slightly lower than that in the reflection (001) facet case. The inevitable signals for the air modes owe to the impedance mismatching between the excitation source and large wave vectors of self-guiding surface modes.
Besides first-order surface states, our 3D phononic TCI also hosts second-order hinge states coexisting within the same bandgap. In contrast to the top or bottom facets with C4z symmetry, the lateral facet with C2x/y rotation cannot satisfy degeneracy to spontaneously support gapless topological surface states. However, its anisotropic behavior enables the existence of a higher-order [001] hinge state where 2 gapped lateral facets join, independent of the TCI case. Here, we tailor lateral facets with tx = 0.435a (Fig. 5A) to obtain a complete surface bandgap from 14.3 to 14.5 kHz, in which the [001] hinge state appears (Fig. 5B), agreeing with our experimentally measured hinge dispersion (Fig. 5C).
This nontrivial [001] hinge state originates from the fractional quantization of hinge charge due to the filling anomaly. We map the 3D system into a series of kz-dependent 2D slices after Fourier transformation in the dimensional reduction procedure. Then, the energetically gapped 2D insulator with C4z symmetry can be classified into distinct phases in terms of rotation topological invariants [33]:
χ4=X1(2),M1(4),M2(4).
By analyzing the C4z-related properties of Bloch wave functions on high-symmetry points, we get the nontrivial topological index χ4 = (−2, −2, 1) for each kz slice, inducing localization modes at the corner of a finite sample. Therefore, the stacked 3D geometry hosts the second-order [001] hinge state with fractional hinge charge, located within the lateral surface bandgap.
Next, we tailor the [001] hinge (tx = 0.64a) to open a complete bandgap, making it feasible to host the third-order corner state [34]. In this case, we gap 001¯ surface states, including [100] and [010] hinges as well. In experiments, we fabricate a small-size sample with the same bulk structure (Fig. 5D), where the corner of interest is the intersecting point of 3 facets covered by hard walls. As shown in Fig. 5E, the measured response spectra for the bulk, surface, hinge, and corner states coincide with theoretical results. Because of the loss and shallow hinge bandgap, the response frequency of the corner state will overlap with those of hinges, resulting in a broad response spectrum with a relatively low-quality factor (Section S11). This corner state is attributed to the higher-order topology of the C2y-invariant (010) facet [or C2x-invariant (100) facet] under elaborately designed boundary truncation. The topology can be characterized by surface rotation invariants [33]:
χ2=Z¯12,Y¯12,A¯12,
which gives the nontrivial topological index χ2 = (0, 0, −1) to support the corner state (Section S8).
Despite the lack of rigorous bulk-boundary correspondence and strict topological protection in fragile phases, these multiple boundary states, once in existence, are still robust against various moderate disorders and defects, fundamentally distinct from trivial ones (Section S10). Notably, our design holds potential to exhibit more other topological phases. For example, the lateral facets can act as phononic analogs of quantum relativistic Jackiw–Rebbi states [35] with opposite effective masses [16]. In addition, the [100] or [010] hinge could also be topological, even self-guiding, either for hierarchical cases related to surface degenerated nodes or for valley-induced cases within a complete bandgap (Section S7). Moreover, our model will become a hybrid semimetal case for the identical interlayer couplings [36]. In addition, the quadrupole hinge or octupole corner states can be expected by introducing negative couplings [9].
To conclude, by fully using the designable advantage of 3D materials, we unveil the feasibility of harnessing all-order topological phases in a single sample, other than previous different structures [16,37]. In principle, all 6 2D faces, 12 1D edges, and 8 0D vertices of such a cuboid can simultaneously support topological states. Different from the coexisting case based on the same or similar bulk polarizations [34], our all-order topological states originate from different topological natures projected on different dimensions. Thus, they can overlap at the same frequency, enabling separate manipulation in on-demand dimensions or interaction in cross-dimensions of one material. Furthermore, the multiple overlapping lower-dimensional boundary states severing as individual signal processing modules may facilitate a unique type of spatial dimension division multiplexing technique for topological communication and antenna arrays.
Our experiments are performed for airborne sounds in an audible frequency window from 13 to 15.1 kHz. In the experiment, a commercial loudspeaker (AMT-47) with a horn acts as a point-like source. The homemade microphone has a full dimension of 5 mm × 2 mm × 3.5 mm, small enough to insert into the sample to obtain acoustic pressure. Compared to a commercial 1/4-inch microphone (BSWA-MPA416 from BSWA Technology), our homemade microphone shows a similar flat response (<5 dB) in the frequency window of 11 to 16 kHz (more details in the Supplementary Materials).
Considering the aspect of experimental validity and economical principles, we divide into 3 small segments from a large crystal to measure the different dimensional boundary states. Compared to a large-size sample with a full dimension of 25a × 25a × 24h, the designing strategy using different samples of different sizes (25a × 25a × 8h for surface, 6a × 6a × 24h for hinge, and 11a × 11a × 5h for corner) can effectively save about half of the raw materials. Such division is also convenient for excitation and measurement in experiments under various boundary conditions.
All samples used in the experiments are fabricated with photosensitive resin (Godart 8111X) via 3D printing (tolerance, 0.1 mm). This stereolithography material (modulus, 3,160 MPa; density, 1.14 g·cm−3) acts as a hard boundary for sound due to the huge impedance mismatch. The thickness of the cover plate severed as a hard boundary of our samples is 2 mm.
To measure the (001) and 001¯ surface states, we use a sample with 25 × 25 × 8 unit cells. A point-like source is placed at the edge center of the surface. The amplitude and phase information in surface units are analyzed with NI cDAQ-9185 (NI 9250 and NI 9260). Following a 2D Fourier transform, the real-space data turned into the band dispersion in momentum space. Because of the C4 symmetry of the xy surface, the experimentally measured acoustic field distributions can be rotated to obtain another 3 C4-related parts. By averaging these 4 fields, we can map out surface arcs at a fixed frequency (Figs. 3C and 4D). We also extract the frequency-dependent surface dispersion along high-symmetry lines of the surface BZ (Fig. 3B). It should be noticed that, in Fig. 4D, only the air modes near the boundary of the sound cone with kz = 0 can be well excited. Moreover, from 14.2 to 14.65 kHz, we focus on excitation of antisymmetry modes of the upper branch of surface states (usually deemed as deaf modes), which makes the air modes relatively weak and discontinuous.
To measure [001] hinge dispersion (Fig. 5C), we use the sample with 5 × 5 units along the x and y directions and 22 units along the z direction. We detect 22 points at each unit cell under frequency sweep. To measure the corner state, we use a small-size sample with the same bulk structure, having the dimensions of 110.2 mm × 110.2 mm × 128 mm. All 3 adjacent truncated faces are covered with 2-mm-thick layers. We design a hole in the corner (black marker in Fig. 5D) to place the source. The detector is inserted into the sample to obtain the bulk, surface, hinge, and corner response spectra.
The full-wave simulations are implemented by the commercial software COMSOL Multiphysics with the 3D Acoustic module based on the finite element method. The mass density and sound velocity are chosen to be 1.25 kg·m−3 and 343 m·s−1, respectively. The bulk band structures (Fig. 2D) are calculated for the unit cell (Fig. 2A) with periodic Bloch boundary conditions (PBCs) in 3 orthogonal directions. In the calculation of surface states and projected band structures, a z-direction supercell with PBCs along the x and y axes is used. Along the z direction, the hall wall boundary is adopted in Fig. 2E, while the radiation boundary is adopted in Fig. 4A. In each case, the supercell is thick enough to avoid the coupling between the 2 surface states on different facets. It should be noticed that the quadratic surface states in Fig. 4A would hybridize with the air modes when an additional air layer instead of the radiation boundary is adopted on the bottom 001¯ facet. This hybridization does not affect the quadratic surface node at M~, but only with fluctuations of the surface dispersion near sound lines [18]. In the calculation of the hinge dispersion in Fig. 5B, a slab-liked supercell with terminations specified in the text is used. The PBCs are applied along the z direction, while hard wall boundaries are applied for the other 2 directions. As for the calculations of the corner spectrum in Fig. 5E, the hard boundary is adopted on all 6 facets.
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Year 2023 volume 6 Issue 9
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doi: 10.34133/research.0235
  • Receive Date:2023-07-03
  • Online Date:2026-10-28
  • Published:2023-09-20
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  • Received:2023-07-03
  • Accepted:2023-09-02
Affiliations
    1National Laboratory of Solid State Microstructures & Department of Materials Science and Engineering, Nanjing University, Nanjing 210093, China.
    2Collaborative Innovation Center of Advanced Microstructures, Nanjing University, Nanjing 210093, China.
    3Jiangsu Key Laboratory of Artificial Functional Materials, Nanjing University, Nanjing 210093, China.

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* Address correspondence to: (C.H.)
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表12种不同金属材料的力学参数
科
Family
属数
Number of
genus
种数
Number of
species
占总种数比例
Percentage of
total species (%)
属
Genus
种数
Number of
species
占总种数比例
Percentage of total
species (%)
鹅膏菌科Amanitaceae 2 11 5.26 鹅膏菌属 Amanita 10 4.78
小菇科 Mycenaceae 2 12 5.74 丝盖伞属 Inocybe 5 2.39
多孔菌科 Polyporaceae 8 14 6.70 蜡蘑属 Laccaria 5 2.39
红菇科 Russulaceae 3 23 11.00 小皮伞属 Marasmius 6 2.87
小菇属 Mycena 11 5.26
光柄菇属 Pluteus 5 2.39
红菇属 Russula 17 8.13
栓菌属 Trametes 5 2.39
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