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Identification of Unstable Rock Mass in High and Steep Slopes Based on Point Cloud 3D Reconstruction
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Yanxu ZHAO1, Yang ZHANG1, Taitang GUO2, Tao LI1
Mining and Metallurgical Engineering | 2026, 46(2) : 60 - 65
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Mining and Metallurgical Engineering | 2026, 46(2): 60-65
• MINING •
Identification of Unstable Rock Mass in High and Steep Slopes Based on Point Cloud 3D Reconstruction
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Yanxu ZHAO1, Yang ZHANG1, Taitang GUO2, Tao LI1
Affiliations
  • 1.Henan Earthquake Agency, Zhengzhou 450000, Henan, China
  • 2.Kunming Comprehensive Survey Center of Natural Resources, China Geological Survey, Kunming 650100, Yunnan, China
doi: 10.3969/j.issn.0253-6099.2026.02.009
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Due to discontinuousness and incompleteness of point cloud data of potential unstable rock mass in high and steep slopes acquired from scanning equipment, there exist large errors in the extracted curvature feature of slopes and boundaries between unstable and stable rock mass are also blurred. To address those problems, a method for identifying unstable rock mass in high and steep slopes based on point cloud 3D reconstruction is proposed. Kriging interpolation is used in processing sparse or unevenly distributed point cloud data. More continuous and complete point cloud data can be obtained by increasing the density of data points in consideration of spatial correlation, so as to accurately reflect the real geometrical configuration of the slope. The normal vectors and curvatures of the point cloud data are estimated by adopting local surface fitting and k-neighborhood search algorithm, so as to extract the geometric features of slope and reveal the slope morphology and potential unstable areas. The inconsistency index is used to analyze the changes in the geometric features of point cloud data, and a threshold is set to screen edge points, thereby the region with unstable rock mass can be accurately delineated after the boundary between unstable and stable rock mass is clearly defined. The point cloud data within the boundary of the unstable rock mass are obtained by incremental Voronoi diagram, and then a 3D model of point cloud data is constructed for the unstable rock mass, and the risk level of the unstable rock mass is also analyzed with the Slide software. This is the whole identification process for unstable rock mass in high and steep mine slopes. The practical engineering application of this identification method shows that the slope curvature can be estimated with an error less than 0.3%, and the calculated F1 scores in identification of unstable rock mass in each group of slope all remain above 0.99, indicating that such method can bring high quality identification of unstable rock mass.

high and steep slope  /  unstable rock mass  /  identification technology  /  point cloud reconstruction  /  Kriging interpolation  /  k-neighborhood search algorithm  /  Voronoi diagram
赵彦旭, 张扬, 郭太堂, 李涛. 三维扫描点云重构下高陡边坡危岩体识别方法. 矿冶工程杂志, 2026 , 46 (2) : 60 -65 . DOI: 10.3969/j.issn.0253-6099.2026.02.009
Yanxu ZHAO, Yang ZHANG, Taitang GUO, Tao LI. Identification of Unstable Rock Mass in High and Steep Slopes Based on Point Cloud 3D Reconstruction[J]. Mining and Metallurgical Engineering, 2026 , 46 (2) : 60 -65 . DOI: 10.3969/j.issn.0253-6099.2026.02.009
Year 2026 volume 46 Issue 2
82
12
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doi: 10.3969/j.issn.0253-6099.2026.02.009
  • Receive Date:2025-08-26
  • Online Date:2026-10-08
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  • Received:2025-08-26
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Affiliations
    1.Henan Earthquake Agency, Zhengzhou 450000, Henan, China
    2.Kunming Comprehensive Survey Center of Natural Resources, China Geological Survey, Kunming 650100, Yunnan, China
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表12种不同金属材料的力学参数
科
Family
属数
Number of
genus
种数
Number of
species
占总种数比例
Percentage of
total species (%)
属
Genus
种数
Number of
species
占总种数比例
Percentage of total
species (%)
鹅膏菌科Amanitaceae 2 11 5.26 鹅膏菌属 Amanita 10 4.78
小菇科 Mycenaceae 2 12 5.74 丝盖伞属 Inocybe 5 2.39
多孔菌科 Polyporaceae 8 14 6.70 蜡蘑属 Laccaria 5 2.39
红菇科 Russulaceae 3 23 11.00 小皮伞属 Marasmius 6 2.87
小菇属 Mycena 11 5.26
光柄菇属 Pluteus 5 2.39
红菇属 Russula 17 8.13
栓菌属 Trametes 5 2.39
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