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Research on Influencing Factors of Carbon Efficiency from the Perspective of New Quality Productive Forces: Based on LightGBM and SHAP Methods
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Yan Bu, Peixin Wang, Haoyu Li, Mingye Ai
Journal of Technology Economics | 2026, 45(6) : 132 - 145
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Journal of Technology Economics | 2026, 45(6): 132-145
• Youth Exploration •
Research on Influencing Factors of Carbon Efficiency from the Perspective of New Quality Productive Forces: Based on LightGBM and SHAP Methods
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Yan Bu, Peixin Wang, Haoyu Li, Mingye Ai
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  • School of Economics and Management, Harbin Engineering University, Harbin 150000, China
Published: 2026-06-25 doi: 10.12404/j.issn.1002-980X.J25123104
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Against the backdrop of intensifying global urgency in climate governance and the deepening advancement of China's "Dual Carbon" goals, the clarification of influencing factors of new quality productive forces on carbon efficiency is crucial for urban green transformation. A measurement system for new quality productive forces was constructed, encompassing six dimensions: data factors, new-type workers, new-type means of labor, technology research and development, new production organization, and new-type objects of labor. The non-radial directional distance function was employed to measure carbon efficiency at the prefecture-level city level, which is further decomposed into efficiency change and technological change. Furthermore, by integrating the LightGBM model with SHAP methods, the association characteristics between each element and carbon efficiency were systematically identified. The results indicate that data factors, new-type workers, and new-type means of labor serve as core driving forces for improving carbon efficiency, whereas technology research and development, new production organization, and new-type objects of labor exhibit potential influences. Regarding nonlinear relationships, most elements demonstrate threshold effects. Specifically, data factors and new-type means of labor display a U-shaped influence structure. The effects of new-type workers and new-type objects of labor show significant maturity dependence and scale threshold characteristics, while new production organization presents a phased positive impact. Mechanism decomposition reveals that efficiency change is primarily driven by the optimization of resource allocation by data factors and new production organization, whereas technological change is more supported by frontier technological innovations in new-type means of labor and new-type objects of labor. The green effect patterns of new quality productive forces are identified, providing a reference for precise urban low-carbon policy-making.

new quality productive forces  /  carbon efficiency  /  directional distance function  /  nonlinear effects  /  machine learning  /  SHAP values
卜炎, 王沛欣, 李浩宇, 艾明晔. 新质生产力视角的碳效率影响因素研究——基于LightGBM和SHAP方法. 技术经济, 2026 , 45 (6) : 132 -145 . DOI: 10.12404/j.issn.1002-980X.J25123104
Yan Bu, Peixin Wang, Haoyu Li, Mingye Ai. Research on Influencing Factors of Carbon Efficiency from the Perspective of New Quality Productive Forces: Based on LightGBM and SHAP Methods[J]. Journal of Technology Economics, 2026 , 45 (6) : 132 -145 . DOI: 10.12404/j.issn.1002-980X.J25123104
Year 2026 volume 45 Issue 6
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doi: 10.12404/j.issn.1002-980X.J25123104
  • Receive Date:2025-12-31
  • Online Date:2026-10-28
  • Published:2026-06-25
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  • Received:2025-12-31
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    School of Economics and Management, Harbin Engineering University, Harbin 150000, China
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表12种不同金属材料的力学参数
科
Family
属数
Number of
genus
种数
Number of
species
占总种数比例
Percentage of
total species (%)
属
Genus
种数
Number of
species
占总种数比例
Percentage of total
species (%)
鹅膏菌科Amanitaceae 2 11 5.26 鹅膏菌属 Amanita 10 4.78
小菇科 Mycenaceae 2 12 5.74 丝盖伞属 Inocybe 5 2.39
多孔菌科 Polyporaceae 8 14 6.70 蜡蘑属 Laccaria 5 2.39
红菇科 Russulaceae 3 23 11.00 小皮伞属 Marasmius 6 2.87
小菇属 Mycena 11 5.26
光柄菇属 Pluteus 5 2.39
红菇属 Russula 17 8.13
栓菌属 Trametes 5 2.39
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