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Convolutional Neural Network Based on U-Net Structure for Lithium-ion Battery SOC Estimation
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Mingxu JIN1, 2, 3, Jianan CHEN1, 2, 3, Yuhao CHEN1, 2, 3, Han XU1, 2, 3, Xinyuan FAN4, 5
Journal of Power Supply | 2025, 23(7) : 304 - 312
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Journal of Power Supply | 2025, 23(7): 304-312
• Battery and Energy Storage •
Convolutional Neural Network Based on U-Net Structure for Lithium-ion Battery SOC Estimation
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Mingxu JIN1, 2, 3, Jianan CHEN1, 2, 3, Yuhao CHEN1, 2, 3, Han XU1, 2, 3, Xinyuan FAN4, 5
Affiliations
  • 1.Locomotive & Car Research Institute, China Academy of Railway Sciences Co., Ltd., Beijing 100081, China
  • 2.State Key Laboratory for Traction and Control System of EMU and Locomotive, Beijing 100081, China
  • 3.Beijing Zongheng Electro-Mechanical Technology Co., Ltd., Beijing 100089, China
  • 4.School of Electrical Engineering, Beijing Jiaotong University, Beijing 100044, China
  • 5.CRRC Industrial Research Institute Co., Ltd., Beijing 100070, China
Published: 2025-11-30 doi: 10.13234/j.issn.2095-2805.2025.7.304
Outline
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The state-of-charge (SOC) is key to the safe operation and energy management of electric vehicles. The traditional SOC estimation algorithm based on Kalman filter and recurrent neural network requires a period of data to ensure the convergence of estimation results and cannot accurately estimate the SOC value near the starting point. A convolutional neural network SOC estimation method using U-Net structure is proposed, which can deal with variable-length input data and output the equal-length SOC estimation results. Meanwhile, it can also accurately estimate SOC at the starting point. In addition, a full-variance loss function is put forward, which can improve the estimation stability only by optimizing the loss function without increasing the model complexity and significantly reduce the maximum error. This model is trained with dynamic driving cycle data under five constant-temperature conditions, and the SOC estimation results are highly accurate under both the constant-temperature and variable-temperature conditions. Under the constant-temperature condition, the mean absolute error (MAE) and root mean square error (RMSE) of SOC estimation were within 1.1% and 1.4%, respectively. Under the variable-temperature condition, the MAE and RMSE were within 1.5% and 1.8%, respectively.

State-of-charge (SOC)  /  U-Net structure  /  convolutional neural network  /  SOC estimation
靳明旭, 陈嘉楠, 陈宇昊, 徐晗, 范鑫源. 基于U-Net结构的卷积神经网络锂离子电池SOC估算. 电源学报, 2025 , 23 (7) : 304 -312 . DOI: 10.13234/j.issn.2095-2805.2025.7.304
Mingxu JIN, Jianan CHEN, Yuhao CHEN, Han XU, Xinyuan FAN. Convolutional Neural Network Based on U-Net Structure for Lithium-ion Battery SOC Estimation[J]. Journal of Power Supply, 2025 , 23 (7) : 304 -312 . DOI: 10.13234/j.issn.2095-2805.2025.7.304
  • Scientific Research Project of China Academy of Railway Sciences Co., Ltd.(2020YJ202)
Year 2025 volume 23 Issue 7
42
2
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Article Info
doi: 10.13234/j.issn.2095-2805.2025.7.304
  • Receive Date:2023-08-18
  • Online Date:2026-10-26
  • Published:2025-11-30
Article Data
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History
  • Received:2023-08-18
  • Revised:2023-11-06
  • Accepted:2023-12-04
Funding
Scientific Research Project of China Academy of Railway Sciences Co., Ltd.(2020YJ202)
Affiliations
    1.Locomotive & Car Research Institute, China Academy of Railway Sciences Co., Ltd., Beijing 100081, China
    2.State Key Laboratory for Traction and Control System of EMU and Locomotive, Beijing 100081, China
    3.Beijing Zongheng Electro-Mechanical Technology Co., Ltd., Beijing 100089, China
    4.School of Electrical Engineering, Beijing Jiaotong University, Beijing 100044, China
    5.CRRC Industrial Research Institute Co., Ltd., Beijing 100070, China
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表12种不同金属材料的力学参数
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Family
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Number of
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Number of
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鹅膏菌科Amanitaceae 2 11 5.26 鹅膏菌属 Amanita 10 4.78
小菇科 Mycenaceae 2 12 5.74 丝盖伞属 Inocybe 5 2.39
多孔菌科 Polyporaceae 8 14 6.70 蜡蘑属 Laccaria 5 2.39
红菇科 Russulaceae 3 23 11.00 小皮伞属 Marasmius 6 2.87
小菇属 Mycena 11 5.26
光柄菇属 Pluteus 5 2.39
红菇属 Russula 17 8.13
栓菌属 Trametes 5 2.39
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