Inspired from multinuclear metal assemblies in the active sites of metalloenzymes [
1,
2], bi- (multi-) nuclear metallic catalysis with the potential cooperativity between metal sites within multimetallic catalysts has attracted great attention [
3–
13]. A prominent example is catalysis by mononuclear nickel complexes, which is featured by unique mechanistic manifolds
via facile catalyst speciation among Ni
0, Ni
Ⅰ, Ni
Ⅱ, and Ni
Ⅲ oxidation states. Notably, recent studies have revealed the involvement of
in-situ generated dinuclear Ni species or di-Ni-mediated catalytic processes in several catalytic transformations [
14–
25]. In this context, Uyeda [
26,
27], Schoenebeck [
28–
30], our group [
31,
32] and others have independently demonstrated that dinuclear Ni catalysts, supported by various sophisticated ligands, can exhibit reactivity differing fundamentally from their mononuclear counterparts. These findings highlight the underestimated potential of dinuclear Ni architectures in developing new catalytic paradigms.
Fine-control of the valence states of the catalytic nickel species is crucial for directing reaction pathways and avoiding side reactions. For instance, various reduction strategies have been developed to promote the formation of Ni
Ⅰ species [
33–
42]. Notably, it has been recognized that in some Ni-catalyzed reactions the comproportionation between Ni
0 and Ni
Ⅱ intermediates can generate Ni
Ⅰ species, which might be catalytic or off-cycle depending on the reactions studied (
Scheme 1a) [
43–
55]. Inspired by such a spontaneous comproportionation pathway, we envisioned that integrating two bidentate ligand motifs into a single tetradentate framework might enable dual coordination of two metal nuclei in close proximity, which in turn can facilitate an intramolecular comproportionation process that can be favorable for reactions involving Ni
Ⅰ as the catalytic species. Since bipyridine-ligated mononuclear nickel complexes have been established as a class of privileged catalysts in a diverse set of Ni-catalyzed transformations [
56–
63], we envisaged that the tetradentate dppn ligand (dipyrido[3,2-a:2′,3′-
c]phenazine), with two bipyridine units fused
via a pyridazine linker in its structure, might constitute a promising candidate for our purpose. First synthesized in 1961 [
64], dppn has been known to generate mono-, di-, or even polynuclear complexes with diverse metals (Ir, Ru, Rh, Pd, Ni, Cu,
etc.) [
65–
71].
Recent development of Ni-catalyzed reductive dicarbofunctionalization of alkenes enables the formation of two new C—C bonds using abundant organic halides [
72–
88]. Mechanistically [
57,
74,
89–
94], one of the most commonly proposed catalytic cycles hinges on the Ni
Ⅰ species as a pivotal intermediate [
15,
95–
102], as demonstrated in the pioneering work by Diao's group [
103,
104]. Typically, oxidative addition of an electrophile to low-valent Ni
0 can generate high-valent Ni
Ⅱ intermediate, which can be reduced to Ni
Ⅰ by a reductant prior to olefin insertion. In such events, the reduction of high-valent Ni
Ⅱ intermediates to Ni
Ⅰ governs both catalytic turnover and reaction efficiency, which is generally achieved by exploiting a metal reductant (Zn or Mn) [
33], photoredox [
34–
39] or an electrochemical process [
39–
44]. Recent advances in reductive diarylation of terminal dienes indeed highlighted the necessity of extra reduction strategies in controlling Ni redox states. Chen's Ni/Cr dual catalysis utilized Cr
Ⅱ as a reductive medium to generate Ni
Ⅰ and aryl radicals for 1,2-diarylation of dienes [
105], whereas Wang's electrochemical Ni catalysis achieved real-time reduction of Ni
Ⅱ or Ni
Ⅲ intermediates to sustain Ni
Ⅰ species [
106]. Notably, Chen's later work revealed that Ni
Ⅱ intermediates underwent β-H elimination, favoring Heck products over diarylation, even in the presence of the classic Mn reductant [
107]. These cases collectively demonstrated that Ni-catalyzed reductive diarylation of dienes relies critically on the reducing Ni
Ⅱ to Ni
Ⅰ, typically via external reductive methods, to enable olefin insertion and suppress undesired
β-H elimination pathways.
To continue our studies on the development of dinuclear metallic catalysis [
31,
32,
108–
112], we disclose herein a binuclear nickel-catalyzed reductive diarylation of 1,3-dienes using a dppn-type tetradentate ligand, exhibiting exceptional generality for both aryl halides and dienes using Mn as the terminal reductant (
Scheme 1b). Mechanistic investigations reveal that the dppn ligand facilitates the assembly of a dinuclear Ni complex, and in the catalytic cycle one Ni center acts as the catalytic site for both oxidative addition and C—C coupling, while the second Ni atom serves as an electron reservoir to turn the oxidation states by intramolecular comproportionation. Crucially, this synergy for the redox event between adjacent Ni centers (Ni
0/Ni
Ⅱ) achieves the generation of the key Ni
Ⅰ intermediate timely, which controls the reaction pathways to diarylation of dienes. The results from this work reveals that the use of polydentate nitrogen ligands to develop dinuclear nickel catalysts could open new avenues for advancing nickel-based catalysis.
Firstly, we conducted a screening of the conditions for the template reaction between 1,3-diene
1a and aryl iodide
2a, with some commonly used bidentate and tridentate polypyridines as the ligands, and the results were summarized in
Table 1. The reactions were typically carried out in THF at room temperature for 12 h, using 10 mol% of Ni(COD)
2 and 10 mol% of the specified ligand as the catalyst and 3.0 equiv. of Mn powder as the external reductant, with the yields of the desired diarylation product
3aa being evaluated by GC determination. Under these conditions, the reaction using bipyridine ligand
L1 afforded only 17% yield of the desired product
3aa, and the use of phenanthroline ligand
L2, Phox ligand
L3, or Box ligand
L4 even delivered poorer results (<8% yield). The reaction using the tridentate Pybox ligand
L5 afforded a slightly enhanced yield of
3aa (21%). Further survey was conducted on a series of tetradentate ligands, all featured by the presence of a pyridazine ring moiety in the ligand skeleton. To our delight, the yield of
3aa for the reaction using ligand dppn
L6 boomed up to 75% under otherwise identical conditions, whereas the reaction using
L7 ligand, with ortho methyl substitution on the pyridine of dppn, furnished an excellent GC yield of 93% and isolated yield of 85% for
3aa. However, using ligand
L8 with a bulk
ortho-
t-Bu group, the reaction gave very poor yield (3%), probably due to the large steric hinderance. Due to the similarity in structure between the tetrazine ligand
L9 and the dppn ligand, we also investigated ligand
L9. However, the target product
3aa cannot be obtained. The tetradentate nitrogen ligands dppn
L6 and
L7 exhibited excellent reaction performance in this reaction, which may be due to the coordination of two nickel metals with the four coordination sites of the ligand. The reason for the poor reactivity of ligand
L9 may be that several possible complexes can be formed, and the dinuclear nickel complexes located on opposite sides are more likely to be generated, thus failing to catalyze the reaction. Further, a ligand
L10 was synthesized, by removing a methyl substituted pyridine structure from
L7. In this case, 57% yield of
3aa was obtained along with 1,4-diarylated isomer in a ratio of 5:2 as contrast with the excellent regioselectivity observed using
L7, hence highlighting the importance of the second pyridyl ring in
L7 for the selectivity control. Although the pyridazine core in
L10 may form a bimetallic Ni catalyst, the instability of the binuclear core likely compromised both activity and selectivity. We have also examined the reaction using ligand
L11, wherein two pyridine units of dppn have been replaced by two chiral oxazolines. Unfortunately, only trace amount of the desired product was detected in this case. Finally, no
3aa was detected in the absence of a ligand. Following the successful identification of
L7 as the optimal ligand, additional reaction parameters were also screened in the reaction. While using Zn powder as a reducing agent in the reaction resulted in a decrease in the yield (59%
vs. 93%), using NiCl
2·DME as the catalyst precursor afforded a slightly lower yield (83%
vs. 93%).
With the optimized conditions in hand, we proceeded to explore the substrate scope with respect to both dienes and aryl halides. As shown in
Scheme 2, a wide range of 1,3-butadienes (
1a-n) with different steric and electronic natures reacted smoothly with iodobenzene
2a, affording almost exclusively the 3,4-diarylated
E-alkene products
3a-n (regioisomeric ratio > 99:1,
E/Z > 99:1) in moderate to high yields (33%−85%), with good functional group compatibility of this protocol. Both electron-donating (methoxy
1b and
1c, methyl
1d−1f, ethyl
1g, isopropyl
1h, and phenyl
1i) and electron-withdrawing (fluoro
1j, chloro
1k) groups were all tolerated well in the reactions with
2a, to generate the corresponding products
3ba−3ka in 33%−74% yields. 1,3-Diene substrate
1l where multiple positions on the benzene ring (OMe, F) are substituted was also investigated and the reaction also worked smoothly in the reaction, giving the desired product
3la in 76% yield. Moreover, the reaction of 1,3-butadiene bearing a naphthyl substituent (
1m) proceeded smoothly, yielding the corresponding diarylated product
3ma in 46% yield. In addition, 1,3-butadiene with a fluoronaphthyl substituent (
1n) also exhibited good reactivity, providing the corresponding diarylation product
3na in 36% yield.
Subsequent substrate scope studies were performed on a variety of substituted aryl iodides using diene 1a as the coupling partner. Aryl iodides with electron-donating substituents, such as para-substituted tert–butyl (3ab, 64%), phenyl (3ac, 68%), OCF3 (3ad, 30%), OBn (3ae, 62%), were found to be compatible with the reaction, affording the corresponding products in good to high yields (30%−68%). For aryl iodides with meta-substituted methyl groups, the diarylation product 3af can also be obtained with a yield of 53%. Diarylation products can also be obtained with moderate to good yields for aryl iodides with ortho-substituted groups (3ag-3ah, 69%−84%). Aryl iodides containing multiple electron donating groups can also perform well in this diarylation reaction (3ai-3aj, 55%−75%). Diarylation products can also be obtained with moderate to excellent yields for reactions of aryl iodides with electron withdrawing groups (3ak-3al, 36%−81%). Of practical significance is that various synthetically useful functional groups including F (3ak-3al, 36%−81%) remain intact during the diarylation reaction. Additionally, substrates containing polycyclic aromatic hydrocarbons can also be well compatible with the protocol (3am-3ao, 58%−95%). We also attempted to use heteroaryl or alkyl 1,3-butadienes, other alkenes (such as styrene derivatives), as well as aryl bromides and heteroaryl iodides. Unfortunately, these substrates were not applicable to this reaction. In addition, functional groups containing acidic protons (such as -OH, -NH2, -NHBoc) were incompatible with this reaction. The reductive coupling reactions of diene 1a with two different aryl iodides under the standard conditions afforded a mixture of homo- and cross-coupling products with poor selectivity.
To further showcase the synthetic utility of the protocol, the late-stage diarylation using the aryl iodides derived from some drugs or bioactive molecules was examined in their reactions with
1a (
Scheme 3). A series of aryl iodides derived from acetylsalicylic acid, menthol, benzenebutanoic acid, naproxen D3 and fenchol, respectively, reacted smoothly with
1a under the standard conditions to afford the corresponding 3,4-diarylation products
4a-
e in 38%−61% yields. Moreover, 1,3-dienes derived from hymecromone was also found to be amenable to the procedure, giving the diarylation products
4f in 85% yields, respectively, further attesting the synthetic potential of this method. Furthermore, a gram-scale reaction was performed with 1,3-diene
1a and aryl iodide
2a under slightly modified conditions, and the product
3aa was obtained in 82% isolated yield (2.3 g) in this case.
Unraveling the identity of catalytically active species and their operative mechanisms poses significant challenges, particularly in the current system employing tetradentate nitrogen ligands like
L7. We firstly investigated the reaction kinetics of the standard reaction under varying metal/ligand ratios by tracking the quantities of product
3aa at specified time intervals (
Scheme 4a). Under standard conditions (10 mol% [Ni], 5 mol% ligand
L7), the reaction exhibited a pronounced 4-h induction phase, followed by an accelerated product formation phase that achieved substantial conversion within the subsequent 2 h (
Schemes 4a, ⅰ). The reaction performance under different ligand to metal molar ratios is much likely an indication of the nature of active species in action, at least to some extent. Therefore, doubling the ligand loading (10 mol%
L7) while maintaining nickel concentration (10 mol%) was investigated, leading to two critical changes,
i.e., the induction period was extended to 5 h and the overall reaction rate diminished significantly (
Scheme 4a, ⅱ). More strikingly, when both catalyst components were halfly reduced ([Ni] =
L7 = 5 mol%), the system displayed severely reduced catalytic efficiency, with little product formation even after prolonged 10-h reaction (
Scheme 4a, ⅲ). Notably, halving the ligand loading (2.5 mol%
L7) while keeping 10 mol% [Ni] resulted in a sharply reduced induction time (
Scheme 4a, ⅳ, 2 h
vs. original 4 h) and a higher yield than those employing ligand-excessive conditions (10 mol% [Ni], 10 mol%
L7). The improved performance under nickel-rich conditions strongly indicates that metal availability critically governs the thermodynamic driving force for dinuclear (or multi-nuclear) intermediate assembly, which might be the catalytically active species.
In the aforementioned kinetic studies, it was found that combining
L7 with 2.0 equiv. of NiBr
2·DME in CH
2Cl
2 produced a green slurry mixture, which upon recrystallization in MeOH yielded a dinuclear complex
A as characterized by X-ray crystallographic analysis (
Scheme 4b). The structure is featured by a coplanar arrangement of two Ni
Ⅱ centers with the ligand backbone. Each Ni
Ⅱ center engages in bidentate coordination with
L7,
via binding with one nitrogen atom from pyridazine and another from pyridine, and the two Ni
Ⅱ centers are bridged by an H
2O-ligand with the rest of the octahedral coordination sites being occupied by the bromide anion or water molecules. Conversely, reacting
L7 with 2.0 equiv. of NiI
2 generated a brown slurry that crystallized into a mononuclear Ni complex
B, featuring an octahedral Ni
Ⅱ center coordinated by four nitrogen donors from two
L7. Both the reaction and crystallization of the two metal complexes were carried out under air conditions, and the water in the complexes originated from atmospheric moisture. Despite these well-defined structures, neither complex
A nor
B exhibited catalytic activity under standard conditions, leaving substrate
1a full recovered (
Scheme 4c). Intriguingly, when 2.0 equiv. of MgCl
2 was introduced as an additive, the reaction using complex
A as catalyst in DMA solvent led to the formation of product
3aa in 18% yield. The role of additive MgCl
2 is likely to remove the water ligand from the complex, activate complex
A, and lower its reduction potential, thereby facilitating the reduction of complex
A to Ni
0 by Mn powder [
113]. This outcome implies that dinuclear nickel species might serve as the active catalytic entities in this transformation. The limited efficiency of complex
A is likely to arise from the resistance of Ni
Ⅱ centers in methylated pyridine ligand systems to reduction into catalytically active Ni
0 states [
62]. Treatment of
1a with a stoichiometric amount of Ni
0/Mn/
L7 (2:6:1 ratio) resulted in almost no conversion of 1,3-diene. By contrast, the combination of Ni
0/Mn/
L7 and PhI delivered a homocoupling product biphenyl in 85% GC yield (
Scheme 4d). These results suggested that in the titled reaction Ni
0/
L7 would react with PhI first to initiate the reaction, and then the resulting Ni species may undergo coupling events with 1,3-diene in the diarylation process. Besides, radical clock experiment between
11, 13, 15 and
2a under the current catalysis failed to obtain the ring-opening diarylation products
12, 14 and
3aa (
Scheme 4e), indicating that the reaction might not be a single-electron transfer process. In addition, identical stereoselectivity (
E/
Z > 99:1) and yields from (
Z)-/(
E)-
1a mixtures
versus pure (
E)-
1a (82% yield,
Scheme 4f) strongly implicate that an allyl-Ni intermediate might be formed during the catalysis. In the absence of substrate
2a, the
E/
Z isomer mixture of
1a reacted under standard conditions, and the ratio of
E/
Z isomers of the substrate remained unchanged after the reaction (
Scheme 4g). This indicates that the alkene isomerization occurs after the migratory insertion of the Ph group into the terminal C=C double bond of the alkene. In the absence of Mn, the stoichiometric reaction of
1a, 2a, and Ni
0/
L7 afforded product
3aa in 23% yield, indicating that it was a Ni
0/
L7 mediated process. The addition of Mn significantly increased the conversion of 1,3-diene, leading to the formation of
3aa in 60% yield (
Scheme 4h). These results suggested that Mn may act as a terminal reductant to reactivate the catalyst.
We also conducted deuterium labelling experiments to probe the potential substitution on the ligand backbone under the reaction conditions (
Scheme 4i). After reacting the ligand with Ni(COD)
2 and quenching it with D
2O, it was found that the ligand was not deuterated. This result indicated that there was no activation of the ligand's carbon hydrogen bond during the formation of the active catalyst.
In addition to the stable Ni
Ⅱ complexes
A and
B, efforts were also devoted to synthesizing dinuclear Ni
0 or Ni
Ⅰ complexes supported by
L7, as such species could provide valuable mechanistic insight (for details, see Supporting information). However, neither informative NMR or EPR signals nor crystalline products were obtained, likely due to the inherent instability of these complexes. We hypothesize that the reason for the undetectable EPR signal may be the mutual cancellation of the EPR signals from the two Ni
Ⅰ centers in the dinuclear intermediate [
62]. Therefore, to better understand the distinctive role played by dinuclear nickel catalysts, density functional theory (DFT) investigations was carried out at M06/6–311+
G(d, p)-SDD/IEFPCM(THF)//PBE0-D3BJ/6–31
G(d)-SDD level of theory. Various complexes with diverse spin multiplicities were initially calculated, and among them, the spin state of the dinuclear nickel complex characterized by a spin multiplicity of 3 emerged as the most energetically favorable, possessing the lowest energy. The intermediate
INT1A-triplet, formed
via the coordination of dinuclear Ni
0 with iodobenzene
2a, was designated as the reference point for Gibbs free energy. The calculated energy profile for the catalytic cycle is presented in
Scheme 5. Initially, the Ni
0 center of
INT1A-triplet engages in an oxidative addition reaction with the C-I bond. This transformation occurs through the transition state
TS2A-triplet, surmounting an energy barrier of 1.7 kcal/mol. The resulting intermediate,
INT2A-triplet, then undergoes an intramolecular comproportionation step
via the transition state
TS3A-triplet, with an energy barrier of 4.8 kcal/mol, leading to the formation of a dinuclear Ni
Ⅰ intermediate
INT3A-triplet with the coordination of diene
1a. Subsequently, the terminal double bond of diene
1a undergoes migratory insertion into the Ni-Ph bond of
INT3A-triplet, generating a
η3-allyl intermediate
INT4A-triplet. The reversible tautomerization process of the
INT4A-triplet, which involves the transition from
η3-allyl to
η1-allyl, effectively normalizes the initially
E/Z configurations of the substrates into the most thermodynamically stable
trans-
η3-allyl configuration (See Supporting information for details). Structural analysis of the transition state
TS4A-triplet reveals a pronounced coordination interaction between the middle double bond of the diene and another nickel center. This coordination interaction disrupts the conjugated system of
2a, effectively lowering the activation energy required for the terminal double bond insertion step (17.3 kcal/mol). In contrast, when the bipyridine ligand
L1 is employed, the mononuclear nickel-catalyzed migratory insertion process encounters a substantially higher energy barrier of 27.5 kcal/mol, highlighting the importance of the di-Ni diene coordination. Mulliken charge analysis provides insights into the electronic properties of
INT4A-triplet. The nickel atom bonded to the allyl group exhibits a significantly higher electron cloud density (−0.630 e
vs. −0.325 e), rendering it more susceptible to oxidative addition step with the second iodobenzene. Thus, the intermediate
INT4A-triplet undergoes the second oxidative addition step with iodobenzene through the transition state
TS5A-triplet. This step necessitates the overcoming of a free energy barrier of 22.9 kcal/mol, which represents the highest energy hurdle in the catalytic cycle and serves as the rate-determining step of the reaction. The intermediate
INT5A-triplet undergoes a reductive elimination reaction
via the transition state
TS6A-triplet, with an energy barrier of 12.3 kcal/mol. This process results in the formation of the dinuclear nickel complex
INT6A-triplet and the liberation of the diaryl-substituted product
3aa. Alternatively,
INT5A-triplet can generate a dinuclear Ni
Ⅱ species
INT6B-triplet through an intramolecular comproportionation between Ni
Ⅰ and Ni
Ⅲ. Subsequently, the reductive elimination of the Ni
Ⅱ occurs through the transition state
TS7B-triplet, yielding the desired product
3aa and
INT6A-triplet. In the presence of Mn powder as the terminal reductant,
INT6A-triplet is reduced back to the zero-valent state, thereby completing the catalytic cycle. The intermediate
INT6B-triplet is capable of reversibly forming the 1,4-diarylated precursor
INT6C-triplet. Subsequently
INT6C-triplet engages in a reductive elimination event, culminating in the generation of the 1,4-arylated by-product. This process proceeds through a transition state
TS7C-triplet with an energy barrier of 14.2 kcal/mol. Significantly, this energy barrier exceeds that of the 1,2-diarylation process by 1.6 kcal/mol (
TS7C-triplet vs. TS6A-triplet). Such a disparity in energy barriers serves as a pivotal determinant in ensuring the exceptional regioselectivity of the entire reaction system.
Finally, based on the mechanistic experiments and theoretical calculations, a possible reaction mechanism was proposed in
Scheme 6. The dinuclear nickel intermediate
Ⅰ undergoes oxidative addition on a single Ni
0 site with iodobenzene to yield the (Ni
0, Ni
Ⅱ)-intermediate
Ⅱ, which can then undergo a rapid intramolecular single-electron transfer process accompanied by an iodide transfer to afford comproportionation product (Ni
Ⅰ, Ni
Ⅰ)-
Ⅲ. Intermediate
Ⅲ coordinates with the double bonds of 1,3-diene using both Ni
Ⅰ centers to form intermediate
Ⅳ, followed by the migratory insertion of the terminal carbon-carbon double bond into the Ph—Ni
Ⅰ moiety, thus resulting in the formation of the Ni
Ⅰ allylic intermediate
Ⅴ. The allylic-bearing Ni
Ⅰ in intermediate
Ⅴ, by virtue of its enhanced nucleophilicity, can preferentialy undergo another oxidative addition with iodobenzene to generate (Ni
Ⅰ, Ni
Ⅲ)-intermediate
Ⅵ, wherein both the phenyl and allyl groups have been loaded on a single Ni
Ⅲ site. Intermediate
Ⅵ rapidly undergoes an intramolecular single-electron transfer to produce (Ni
Ⅱ, Ni
Ⅱ)-intermediate
Ⅶ [
114,
115], which undergoes reductive elimination to give the desired diarylated product and simultaneously generates (Ni
Ⅱ, Ni
0)-intermediate
Ⅷ. Intermediate
Ⅷ further undergoes an intramolecular single-electron transfer to yield intermediate
Ⅸ, which is then reduced by manganese powder to regenerate the dinuclear nickel intermeidate
Ⅰ, thus completing the catalytic cycle. An alternative pathway to yield the diarylated product is through the direct reductive elimination of intermediate
Ⅵ to form intermediate
Ⅸ. In the catalytic cycle, manganese powder acts as the terminal reductant to reduce intermediate
Ⅸ and regenerate catalyst
Ⅰ. Additionally, the catalytic cycle involves rapid intramolecular nickel comproportionation processes, which are crucial for controlling the reaction pathway. Despite the proposal of a reasonable mechanistic explanation for the complex binuclear metallic system, other reaction pathways cannot be excluded.
In summary, we have developed an efficient dinuclear nickel-catalyzed diarylation of 1,3-dienes using aryl iodides. This methodology demonstrates broad substrate compatibility across a diverse range of aryl iodides and diene substrates. Mechanistic investigations reveal that a series of redox events facilitated by intramolecular comproportionation between adjacent nickel centers within the bimetallic complex framework, which plays a pivotal role in forging the two new C–C bonds in the process. The elucidated mechanism and identified cooperative effects would provide a rational basis for future catalyst development and discovery of using related transformation modes in organometallic catalysis.