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To analyze the pattern, characteristics and causes of protocol violation in anti-tumor drug clinical trials from the perspective of ethical review. The number and categories of violation projects were retrospectively analyzed and compared in different departments and the area of clinical trials (domestic or international). The impact of protocol violation on clinical trials carried out in our hospital from 2018 to 2021 was also analyzed. From 2018 to 2021, 1256 protocol violation cases occurred in clinical trials of anti-tumor drugs carried out in our hospital. The number of continuous protocol violations (318, 25.32%) was the largest, and the number of researchers' failure to cooperate with supervision/audit (6, 0.50%) was the fewest. The difference in the number of protocol violation between internal and surgical, domestic and global clinical trials were both statistically significant (P<0.01). The proportion of protocol violations affecting the safety, rights of subjects and trials results were 5.81%, 4.78% and 5.41%, respectively. Various protocol violations may occur during clinical trials of anti-tumor drugs. In order to improve the quality of clinical trials, it can be effectively avoided by strengthening quality control and conducting targeted training for the research team and subjects.

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从伦理审查角度分析抗肿瘤药物临床试验方案违背发生的规律、特点与原因。回顾性分析2018—2021年在北京大学肿瘤医院开展的抗肿瘤药物临床试验发生的方案违背次数和类别,并按不同科室、临床试验开展范围(国内与国际)分组进行比较,同时分析方案违背的影响。2018—2021年在本院开展的抗肿瘤药物临床试验发生方案违背1 256次,持续方案违背发生次数最多(318次,25.32%)、研究者不配合监查/稽查发生次数最少(6次,0.50%)。内科和外科、国内研究和国际研究之间比较方案违背发生次数的差异均具有统计学意义(P<0.01)。方案违背对受试者的安全、权益以及试验结果产生影响的比例分别为5.81%,4.78%和5.41%。抗肿瘤药物临床试验过程中有可能会发生各种方案违背,可以通过加强质量控制、对研究团队和受试者进行有针对性的培训来尽量减少其发生,提高药物临床试验的质量。

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郝纯毅,男,主任医师,研究方向:肝胆胰肿瘤的外科治疗,医学伦理学。联系电话:(010)88196182,E-mail:
李洁,女,主任医师,研究方向:消化系统肿瘤的内科综合治疗,医学伦理学。联系电话:(010)88196561,E-mail:
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张雷,男,副研究员,研究方向:临床流行病与生物统计学,医学伦理学。联系电话:(010)88196861,E-mail:

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张雷,男,副研究员,研究方向:临床流行病与生物统计学,医学伦理学。联系电话:(010)88196861,E-mail:

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张雷,男,副研究员,研究方向:临床流行病与生物统计学,医学伦理学。联系电话:(010)88196861,E-mail:

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伦理审查视角下抗肿瘤药物临床试验方案违背的回顾性分析
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张雷 1 , 郝纯毅 2 , 李洁 3
中国新药杂志 | 药物临床试验规范与进展专栏 2023,32(23): 2411-2416
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中国新药杂志 | 药物临床试验规范与进展专栏 2023, 32(23): 2411-2416
伦理审查视角下抗肿瘤药物临床试验方案违背的回顾性分析
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张雷1 , 郝纯毅2 , 李洁3
作者信息
  • 1北京大学肿瘤医院暨北京市肿瘤防治研究所/恶性肿瘤发病机制及转化研究教育部重点实验室,医学伦理委员会,北京 100142
  • 2北京大学肿瘤医院暨北京市肿瘤防治研究所/恶性肿瘤发病机制及转化研究教育部重点实验室,肝胆胰外科,北京 100142
  • 3北京大学肿瘤医院暨北京市肿瘤防治研究所/恶性肿瘤发病机制及转化研究教育部重点实验室,消化肿瘤内科,北京 100142
  • 张雷,男,副研究员,研究方向:临床流行病与生物统计学,医学伦理学。联系电话:(010)88196861,E-mail:

通讯作者:

郝纯毅,男,主任医师,研究方向:肝胆胰肿瘤的外科治疗,医学伦理学。联系电话:(010)88196182,E-mail:
李洁,女,主任医师,研究方向:消化系统肿瘤的内科综合治疗,医学伦理学。联系电话:(010)88196561,E-mail:
Retrospective analysis on protocol violation of anti-tumor drug clinical trials from the perspective of ethical review
Lei ZHANG1 , Chun-yi HAO2 , Jie LI3
Affiliations
  • 1Medical Ethics Committee, Peking University Cancer Hospital & Institute/Key Laboratory of Carcinogenesis and Translational Research (Ministry of Education/Beijing), Beijing 100142, China
  • 2Department of Gastrointestinal Oncology, Peking University Cancer Hospital & Institute/Key Laboratory of Carcinogenesis and Translational Research (Ministry of Education/Beijing), Beijing 100142, China
  • 3Department of Hepato Pancreato-Biliary Surgery, Peking University Cancer Hospital & Institute/Key Laboratory of Carcinogenesis and Translational Research (Ministry of Education/Beijing), Beijing 100142, China
出版时间: 2023-12-15
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从伦理审查角度分析抗肿瘤药物临床试验方案违背发生的规律、特点与原因。回顾性分析2018—2021年在北京大学肿瘤医院开展的抗肿瘤药物临床试验发生的方案违背次数和类别,并按不同科室、临床试验开展范围(国内与国际)分组进行比较,同时分析方案违背的影响。2018—2021年在本院开展的抗肿瘤药物临床试验发生方案违背1 256次,持续方案违背发生次数最多(318次,25.32%)、研究者不配合监查/稽查发生次数最少(6次,0.50%)。内科和外科、国内研究和国际研究之间比较方案违背发生次数的差异均具有统计学意义(P<0.01)。方案违背对受试者的安全、权益以及试验结果产生影响的比例分别为5.81%,4.78%和5.41%。抗肿瘤药物临床试验过程中有可能会发生各种方案违背,可以通过加强质量控制、对研究团队和受试者进行有针对性的培训来尽量减少其发生,提高药物临床试验的质量。

伦理审查  /  抗肿瘤药物临床试验  /  方案违背  /  回顾性分析

To analyze the pattern, characteristics and causes of protocol violation in anti-tumor drug clinical trials from the perspective of ethical review. The number and categories of violation projects were retrospectively analyzed and compared in different departments and the area of clinical trials (domestic or international). The impact of protocol violation on clinical trials carried out in our hospital from 2018 to 2021 was also analyzed. From 2018 to 2021, 1256 protocol violation cases occurred in clinical trials of anti-tumor drugs carried out in our hospital. The number of continuous protocol violations (318, 25.32%) was the largest, and the number of researchers' failure to cooperate with supervision/audit (6, 0.50%) was the fewest. The difference in the number of protocol violation between internal and surgical, domestic and global clinical trials were both statistically significant (P<0.01). The proportion of protocol violations affecting the safety, rights of subjects and trials results were 5.81%, 4.78% and 5.41%, respectively. Various protocol violations may occur during clinical trials of anti-tumor drugs. In order to improve the quality of clinical trials, it can be effectively avoided by strengthening quality control and conducting targeted training for the research team and subjects.

ethical review  /  anti-tumor drug clinical trials  /  protocol violations  /  retrospective analysis
张雷, 郝纯毅, 李洁. 伦理审查视角下抗肿瘤药物临床试验方案违背的回顾性分析. 中国新药杂志, 2023 , 32 (23) : 2411 -2416 .
Lei ZHANG, Chun-yi HAO, Jie LI. Retrospective analysis on protocol violation of anti-tumor drug clinical trials from the perspective of ethical review[J]. Chinese Journal of New Drugs, 2023 , 32 (23) : 2411 -2416 .
2023年第32卷第23期
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  • 首发时间:2026-03-05
  • 出版时间:2023-12-15
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  • 录用日期:2022-09-22
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作者信息
    1北京大学肿瘤医院暨北京市肿瘤防治研究所/恶性肿瘤发病机制及转化研究教育部重点实验室,医学伦理委员会,北京 100142
    2北京大学肿瘤医院暨北京市肿瘤防治研究所/恶性肿瘤发病机制及转化研究教育部重点实验室,肝胆胰外科,北京 100142
    3北京大学肿瘤医院暨北京市肿瘤防治研究所/恶性肿瘤发病机制及转化研究教育部重点实验室,消化肿瘤内科,北京 100142

通讯作者:

郝纯毅,男,主任医师,研究方向:肝胆胰肿瘤的外科治疗,医学伦理学。联系电话:(010)88196182,E-mail:
李洁,女,主任医师,研究方向:消化系统肿瘤的内科综合治疗,医学伦理学。联系电话:(010)88196561,E-mail:
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鹅膏菌科Amanitaceae 2 11 5.26 鹅膏菌属 Amanita 10 4.78
小菇科 Mycenaceae 2 12 5.74 丝盖伞属 Inocybe 5 2.39
多孔菌科 Polyporaceae 8 14 6.70 蜡蘑属 Laccaria 5 2.39
红菇科 Russulaceae 3 23 11.00 小皮伞属 Marasmius 6 2.87
小菇属 Mycena 11 5.26
光柄菇属 Pluteus 5 2.39
红菇属 Russula 17 8.13
栓菌属 Trametes 5 2.39
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