Article(id=1322161859873067636, tenantId=1146029695717560320, journalId=1225396423026438145, issueId=1322161751467078485, articleNumber=null, orderNo=null, doi=null, pmid=null, cstr=null, oa=null, hot=null, price=null, onlineType=0, articleFormat=0, articleType=null, articleTypeStr=null, receivedDate=1728835200000, receivedDateStr=2024-10-14, revisedDate=null, revisedDateStr=null, acceptedDate=null, acceptedDateStr=null, onlineDate=1793157551972, onlineDateStr=2026-10-28, pubDate=1758729600000, pubDateStr=2025-09-25, doiRegisterDate=null, doiRegisterDateStr=null, onlineIssueDate=1793157551972, onlineIssueDateStr=2026-10-28, onlineJustAcceptDate=null, onlineJustAcceptDateStr=null, onlineFirstDate=null, onlineFirstDateStr=null, sourceXml=null, magXml=null, createTime=1793157551972, creator=13701087609, updateTime=1793157551972, updator=13701087609, issue=Issue{id=1322161751467078485, tenantId=1146029695717560320, journalId=1225396423026438145, year='2025', volume='45', issue='9', pageStart='1', pageEnd='314', issueExtLink='null', onlineDate='null', pubDate='1758729600000', pubDateStr='2025-09-25', beforeIssueId=null, nextIssueId=null, price=null, status=1, issueComplete=1, articleOrder=1, issueType=-1, specialIssue=null, createTime=1793157526127, creator='13701087609', updateTime=1793158877659, updator='13701087609', preIssue=null, nextIssue=null, articleTotal=null, ext={EN=IssueExt(id=1322167420266074322, tenantId=1146029695717560320, journalId=1225396423026438145, issueId=1322161751467078485, language=EN, specialIssueTitle=, coverIllustrator=null, specialIssueEditor=, specialIssueAbout=), CN=IssueExt(id=1322167420266074323, tenantId=1146029695717560320, journalId=1225396423026438145, issueId=1322161751467078485, language=CN, specialIssueTitle=, coverIllustrator=null, specialIssueEditor=, specialIssueAbout=)}, issueFiles=null, downloadFileDto=null}, startPage=115, endPage=124, ext={EN=ArticleExt(id=1322161861076832885, articleId=1322161859873067636, tenantId=1146029695717560320, journalId=1225396423026438145, language=EN, title=Research on the Evaluation Method of Low-Carbon Ecological Construction Effect in Mines and Analysis on Key Influencing Factors, columnId=null, journalTitle=Mining Research and Development, columnName=null, runingTitle=null, highlight=null, articleAbstract=

In order to objectively evaluate the low-carbon ecological construction effect of mines and promote the coordinated development of economic construction and environmental protection of mining enterprises, an evaluation index system was established based on the framework of DPSIR. The index weight algorithm of DPSIR-DEMATEL-AHP was constructed using the DEMATEL method and AHP method. Using the interval number optimal algorithm and the binary connection number optimal algorithm, a method for evaluating the low-carbon ecological construction effect in mines based on interval number goodness was established to objectively reveal the close degree connection among the driving force of mining enterprise development, ecological environment pressure, environmental quality status of mining areas, the impact of mining on the environment and the response of mining enterprises. It provided a basis for dynamic evalution of the low-carbon ecological construction effect in mines and analysis of the key factors affecting low-carbon ecological construction. The model method was used to evaluate the low-carbon ecological construction effect of an open-pit mine and analyze its key influencing factors. The results show that the low-carbon ecological construction effect of this mine is the best in 2021 and the worst in 2020. Important measures to improve the effectiveness of low-carbon ecological construction in mines include enhancing the mining profit margin, saving energy and increasing efficiency in mines and reducing the CO2 emissions, enhancing the solid waste utilization per unit of industrial output value, increasing the greening coverage rate in mining, implementing effective dust-reducing measures, strengthening the management of key work processes in mine production, as well as enhancing the coverage rate of energy-saving and emission-reduction campaigns and training and so on.

, authors=Lihua KE, Gege ZHANG, Nan YAO, Yihan SHI, Kanrui ZHANG, Yawen FAN, authorsList=Lihua KE, Gege ZHANG, Nan YAO, Yihan SHI, Kanrui ZHANG, Yawen FAN, authorCompany=null, correspAuthors=Nan YAO, authorNote=null, correspAuthorsNote=null, copyrightStatement=null, copyrightOwner=null, extLink=null, articleAbsUrl=null, sourceXml=null, magXml=null, pdfUrl=null, pdf=null, pdfFileSize=null, pdfExtLink=null, richHtmlUrl=null, mobilePdfUrl=null, reviewReport=null, pdfFirstPage=null, abstractGraph=null, abstractGraphContent=null, abstractVideo=null, citation=null, cebUrl=null, magXmlContent=null, mapNumber=null, fund=null), CN=ArticleExt(id=1322161894669013878, articleId=1322161859873067636, tenantId=1146029695717560320, journalId=1225396423026438145, language=CN, title=矿山低碳生态建设效果评价方法研究及关键影响因素分析, columnId=1226462295417598973, journalTitle=矿业研究与开发, columnName=矿山安全与环保, runingTitle=null, highlight=null, articleAbstract=

为客观地评价矿山低碳生态建设效果和促进矿山企业经济建设与环境保护协同发展,基于DPSIR框架构建评价指标体系,结合DEMATEL法和AHP法,构建DPSIR-DEMATEL-AHP指标权重算法,并利用区间数距离算法和二元联系数优度算法,提出了基于区间数优度的矿山低碳生态建设效果评价方法,客观地揭示矿山企业发展驱动力、生态环境压力、矿区环境质量状态、矿山开采对环境的影响和矿山企业响应反馈之间的紧密联系程度,为动态评估矿山各年的低碳生态建设效果和分析影响矿山低碳生态建设的关键因素识别提供依据。应用该模型方法评价某露天矿低碳生态建设效果和分析其关键影响因素,研究结果表明:该矿山2021年的低碳生态建设效果最优,2020年最差;提高矿山低碳生态建设效果的重要措施包括提升矿山利润率、矿山节能增效和减少CO2排放、提升单位工业产值固废利用量、增加矿区绿化覆盖率、实施有效的降尘措施、加强矿山生产关键工作流程管理、提升节能减排宣传和培训的覆盖率等。

, authors=柯丽华, 张格格, 姚囝, 时诣涵, 张衎瑞, 凡雅雯, authorsList=柯丽华, 张格格, 姚囝, 时诣涵, 张衎瑞, 凡雅雯, authorCompany=null, correspAuthors=姚囝, authorNote=

柯丽华(1974—),女,湖北武汉人,博士,教授,从事绿色矿山建设及系统优化研究。E-mail:

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姚囝(1987—),男,湖北黄冈人,博士,副教授,从事绿色矿山建设及系统优化研究。E-mail:
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柯丽华(1974—),女,湖北武汉人,博士,教授,从事绿色矿山建设及系统优化研究。E-mail:

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Five-digit scale and its meaning

, figureFileSmall=null, figureFileBig=null, tableContent=
标度含义
0指标Ae对指标Af无影响
1指标Ae对指标Af的影响微小
2指标Ae对指标Af的影响较小
3指标Ae对指标Af的影响明显
4指标Ae对指标Af的影响很大
指标Ae本身不作比较,即yef = 0(e=f)。
), ArticleFig(id=1322162592169185512, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322161859873067636, language=CN, label=表1, caption=

五位标度及含义

, figureFileSmall=null, figureFileBig=null, tableContent=
标度含义
0指标Ae对指标Af无影响
1指标Ae对指标Af的影响微小
2指标Ae对指标Af的影响较小
3指标Ae对指标Af的影响明显
4指标Ae对指标Af的影响很大
指标Ae本身不作比较,即yef = 0(e=f)。
), ArticleFig(id=1322162592534089961, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322161859873067636, language=EN, label=Table 2, caption=

Standardized values of the evaluation indexes of green and low-carbon construction effect of an open-pit mine

, figureFileSmall=null, figureFileBig=null, tableContent=
目标层一级指标二级指标年份标准值
2020年2021年2022年2023年
矿山绿色低碳建设效果评价驱动力A1A110.5001.1000.7760.1001.100
A120.1000.4560.8921.1001.100
A131.1001.0280.1000.4171.100
压力A2A210.1001.1000.9750.6381.100
A220.6521.1000.6610.1001.100
A230.2421.1000.5700.1001.100
A241.1000.1000.5000.1001.100
A250.1000.4471.1000.5441.100
状态A3A310.1000.7091.1001.1001.100
A320.1001.1001.1001.1001.100
A330.1001.1001.0650.8921.100
影响A4A410.1000.8391.1000.9661.100
A420.1001.1000.7001.1001.100
A430.9781.1000.5510.1001.100
响应A5A511.1000.9050.4370.1001.100
A520.1001.1000.6000.6001.100
A530.1000.6001.1001.1001.100
), ArticleFig(id=1322162592936743146, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322161859873067636, language=CN, label=表2, caption=

某露天矿绿色低碳建设效果评价指标标准化值

, figureFileSmall=null, figureFileBig=null, tableContent=
目标层一级指标二级指标年份标准值
2020年2021年2022年2023年
矿山绿色低碳建设效果评价驱动力A1A110.5001.1000.7760.1001.100
A120.1000.4560.8921.1001.100
A131.1001.0280.1000.4171.100
压力A2A210.1001.1000.9750.6381.100
A220.6521.1000.6610.1001.100
A230.2421.1000.5700.1001.100
A241.1000.1000.5000.1001.100
A250.1000.4471.1000.5441.100
状态A3A310.1000.7091.1001.1001.100
A320.1001.1001.1001.1001.100
A330.1001.1001.0650.8921.100
影响A4A410.1000.8391.1000.9661.100
A420.1001.1000.7001.1001.100
A430.9781.1000.5510.1001.100
响应A5A511.1000.9050.4370.1001.100
A520.1001.1000.6000.6001.100
A530.1000.6001.1001.1001.100
), ArticleFig(id=1322162593368756459, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322161859873067636, language=EN, label=Table 3, caption=

Judgment matrix Y and the weight coefficients of first-level indicators

, figureFileSmall=null, figureFileBig=null, tableContent=
一级指标Aj驱动力A1压力A2状态A3影响A4响应A5
驱动力A10.0004.0003.0002.0001.000
压力A21.0000.0004.0003.0002.000
状态A32.0001.0000.0004.0003.000
影响A43.0002.0001.0000.0004.000
响应A54.0004.0004.0004.0000.000
Bje2.0072.0762.1282.1673.094
Cje2.0902.2332.3962.6242.139
Mj4.0974.2984.5244.7925.233
0.1790.1870.1970.2090.228
), ArticleFig(id=1322162593792381166, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322161859873067636, language=CN, label=表3, caption=

判断矩阵Y及一级指标权重系数

, figureFileSmall=null, figureFileBig=null, tableContent=
一级指标Aj驱动力A1压力A2状态A3影响A4响应A5
驱动力A10.0004.0003.0002.0001.000
压力A21.0000.0004.0003.0002.000
状态A32.0001.0000.0004.0003.000
影响A43.0002.0001.0000.0004.000
响应A54.0004.0004.0004.0000.000
Bje2.0072.0762.1282.1673.094
Cje2.0902.2332.3962.6242.139
Mj4.0974.2984.5244.7925.233
0.1790.1870.1970.2090.228
), ArticleFig(id=1322162594186645743, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322161859873067636, language=EN, label=Table 4, caption=

Judgment matrix established based on the opinions of experts Z1−Z5

, figureFileSmall=null, figureFileBig=null, tableContent=
权重区间数Z1Z2Z3Z4Z5
), ArticleFig(id=1322162594304086256, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322161859873067636, language=CN, label=表4, caption=

基于专家Z1~Z5的意见建立的判断矩阵

, figureFileSmall=null, figureFileBig=null, tableContent=
权重区间数Z1Z2Z3Z4Z5
), ArticleFig(id=1322162594614464753, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322161859873067636, language=EN, label=Table 5, caption=

Weight coefficients and weighted interval series of indicators

, figureFileSmall=null, figureFileBig=null, tableContent=
指标 X2020X2021X2022X2023X0
A11(0.490,0.589)(0.088,0.105)(0.044,0.053)(0.097,0.116)(0.068,0.082)(0.009,0.011)(0.097,0.116)
A12(0.159,0.252)(0.029,0.045)(0.003,0.005)(0.013,0.021)(0.025,0.040)(0.031,0.050)(0.031,0.050)
A13(0.159,0.312)(0.029,0.056)(0.031,0.061)(0.029,0.057)(0.003,0.006)(0.012,0.023)(0.031,0.061)
A21(0.382,0.489)(0.071,0.091)(0.007,0.009)(0.078,0.101)(0.070,0.089)(0.045,0.058)(0.078,0.101)
A22(0.076,0.175)(0.014,0.033)(0.009,0.021)(0.016,0.036)(0.009,0.022)(0.001,0.003)(0.016,0.036)
A23(0.113,0.215)(0.021,0.040)(0.005,0.010)(0.023,0.044)(0.012,0.023)(0.002,0.004)(0.023,0.044)
A24(0.050,0.093)(0.009,0.017)(0.010,0.019)(0.001,0.002)(0.005,0.009)(0.001,0.002)(0.010,0.019)
A25(0.136,0.276)(0.025,0.052)(0.003,0.005)(0.011,0.023)(0.028,0.057)(0.014,0.028)(0.028,0.057)
A31(0.458,0.548)(0.090,0.108)(0.009,0.011)(0.064,0.077)(0.099,0.119)(0.099,0.119)(0.099,0.119)
A32(0.126,0.241)(0.025,0.047)(0.002,0.005)(0.027,0.052)(0.027,0.052)(0.027,0.052)(0.027,0.052)
A33(0.211,0.416)(0.041,0.082)(0.004,0.008)(0.046,0.090)(0.044,0.087)(0.037,0.073)(0.046,0.090)
A41(0.250,0.328)(0.052,0.069)(0.005,0.007)(0.044,0.057)(0.057,0.075)(0.050,0.066)(0.057,0.075)
A42(0.250,0.411)(0.052,0.086)(0.005,0.009)(0.057,0.095)(0.037,0.060)(0.057,0.095)(0.057,0.095)
A43(0.261,0.500)(0.055,0.105)(0.053,0.102)(0.060,0.115)(0.030,0.058)(0.005,0.010)(0.060,0.115)
A51(0.400,0.589)(0.091,0.134)(0.100,0.148)(0.083,0.122)(0.040,0.059)(0.009,0.013)(0.100,0.148)
A52(0.142,0.200)(0.032,0.046)(0.003,0.005)(0.036,0.050)(0.019,0.027)(0.019,0.027)(0.036,0.050)
A53(0.234,0.400)(0.053,0.091)(0.005,0.009)(0.032,0.055)(0.059,0.100)(0.059,0.100)(0.059,0.100)
), ArticleFig(id=1322162596325740789, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322161859873067636, language=CN, label=表5, caption=

指标权重系数与加权区间序列

, figureFileSmall=null, figureFileBig=null, tableContent=
指标 X2020X2021X2022X2023X0
A11(0.490,0.589)(0.088,0.105)(0.044,0.053)(0.097,0.116)(0.068,0.082)(0.009,0.011)(0.097,0.116)
A12(0.159,0.252)(0.029,0.045)(0.003,0.005)(0.013,0.021)(0.025,0.040)(0.031,0.050)(0.031,0.050)
A13(0.159,0.312)(0.029,0.056)(0.031,0.061)(0.029,0.057)(0.003,0.006)(0.012,0.023)(0.031,0.061)
A21(0.382,0.489)(0.071,0.091)(0.007,0.009)(0.078,0.101)(0.070,0.089)(0.045,0.058)(0.078,0.101)
A22(0.076,0.175)(0.014,0.033)(0.009,0.021)(0.016,0.036)(0.009,0.022)(0.001,0.003)(0.016,0.036)
A23(0.113,0.215)(0.021,0.040)(0.005,0.010)(0.023,0.044)(0.012,0.023)(0.002,0.004)(0.023,0.044)
A24(0.050,0.093)(0.009,0.017)(0.010,0.019)(0.001,0.002)(0.005,0.009)(0.001,0.002)(0.010,0.019)
A25(0.136,0.276)(0.025,0.052)(0.003,0.005)(0.011,0.023)(0.028,0.057)(0.014,0.028)(0.028,0.057)
A31(0.458,0.548)(0.090,0.108)(0.009,0.011)(0.064,0.077)(0.099,0.119)(0.099,0.119)(0.099,0.119)
A32(0.126,0.241)(0.025,0.047)(0.002,0.005)(0.027,0.052)(0.027,0.052)(0.027,0.052)(0.027,0.052)
A33(0.211,0.416)(0.041,0.082)(0.004,0.008)(0.046,0.090)(0.044,0.087)(0.037,0.073)(0.046,0.090)
A41(0.250,0.328)(0.052,0.069)(0.005,0.007)(0.044,0.057)(0.057,0.075)(0.050,0.066)(0.057,0.075)
A42(0.250,0.411)(0.052,0.086)(0.005,0.009)(0.057,0.095)(0.037,0.060)(0.057,0.095)(0.057,0.095)
A43(0.261,0.500)(0.055,0.105)(0.053,0.102)(0.060,0.115)(0.030,0.058)(0.005,0.010)(0.060,0.115)
A51(0.400,0.589)(0.091,0.134)(0.100,0.148)(0.083,0.122)(0.040,0.059)(0.009,0.013)(0.100,0.148)
A52(0.142,0.200)(0.032,0.046)(0.003,0.005)(0.036,0.050)(0.019,0.027)(0.019,0.027)(0.036,0.050)
A53(0.234,0.400)(0.053,0.091)(0.005,0.009)(0.032,0.055)(0.059,0.100)(0.059,0.100)(0.059,0.100)
), ArticleFig(id=1322162596724199670, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322161859873067636, language=EN, label=Table 6, caption=

Comprehensive inferiorityandof low-carbon ecological construction effect in mines in each year

, figureFileSmall=null, figureFileBig=null, tableContent=
综合劣度年份
2020年2021年2022年2023年
3.1261.1451.4382.291
2.4710.7601.6933.075
3.1291.3091.1952.367
3.5001.9141.2571.329
3.1071.1801.4922.221
2.3911.0171.8182.773
), ArticleFig(id=1322162596816474359, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322161859873067636, language=CN, label=表6, caption=

矿山各年低碳生态建设效果的综合劣度及

, figureFileSmall=null, figureFileBig=null, tableContent=
综合劣度年份
2020年2021年2022年2023年
3.1261.1451.4382.291
2.4710.7601.6933.075
3.1291.3091.1952.367
3.5001.9141.2571.329
3.1071.1801.4922.221
2.3911.0171.8182.773
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矿山低碳生态建设效果评价方法研究及关键影响因素分析
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柯丽华 , 张格格 , 姚囝 , 时诣涵 , 张衎瑞 , 凡雅雯
矿业研究与开发 | 矿山安全与环保 2025,45(9): 115-124
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矿业研究与开发 |矿山安全与环保 2025 , 45 (9) : 115 -124
矿山低碳生态建设效果评价方法研究及关键影响因素分析
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柯丽华 , 张格格, 姚囝 , 时诣涵, 张衎瑞, 凡雅雯
作者信息
  • 武汉科技大学 资源与环境工程学院,湖北 武汉 430080
通讯作者:
姚囝(1987—),男,湖北黄冈人,博士,副教授,从事绿色矿山建设及系统优化研究。E-mail:
作者简介:

柯丽华(1974—),女,湖北武汉人,博士,教授,从事绿色矿山建设及系统优化研究。E-mail:

Research on the Evaluation Method of Low-Carbon Ecological Construction Effect in Mines and Analysis on Key Influencing Factors
Lihua KE , Gege ZHANG, Nan YAO , Yihan SHI, Kanrui ZHANG, Yawen FAN
Affiliations
  • School of Resources and Environmental Engineering, Wuhan University of Science and Technology, Wuhan, Hubei 430080, China
出版时间: 2025-09-25
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为客观地评价矿山低碳生态建设效果和促进矿山企业经济建设与环境保护协同发展,基于DPSIR框架构建评价指标体系,结合DEMATEL法和AHP法,构建DPSIR-DEMATEL-AHP指标权重算法,并利用区间数距离算法和二元联系数优度算法,提出了基于区间数优度的矿山低碳生态建设效果评价方法,客观地揭示矿山企业发展驱动力、生态环境压力、矿区环境质量状态、矿山开采对环境的影响和矿山企业响应反馈之间的紧密联系程度,为动态评估矿山各年的低碳生态建设效果和分析影响矿山低碳生态建设的关键因素识别提供依据。应用该模型方法评价某露天矿低碳生态建设效果和分析其关键影响因素,研究结果表明:该矿山2021年的低碳生态建设效果最优,2020年最差;提高矿山低碳生态建设效果的重要措施包括提升矿山利润率、矿山节能增效和减少CO2排放、提升单位工业产值固废利用量、增加矿区绿化覆盖率、实施有效的降尘措施、加强矿山生产关键工作流程管理、提升节能减排宣传和培训的覆盖率等。

矿山低碳生态建设  /  评价方法  /  DPSIR  /  权重算法  /  区间数优度算法

In order to objectively evaluate the low-carbon ecological construction effect of mines and promote the coordinated development of economic construction and environmental protection of mining enterprises, an evaluation index system was established based on the framework of DPSIR. The index weight algorithm of DPSIR-DEMATEL-AHP was constructed using the DEMATEL method and AHP method. Using the interval number optimal algorithm and the binary connection number optimal algorithm, a method for evaluating the low-carbon ecological construction effect in mines based on interval number goodness was established to objectively reveal the close degree connection among the driving force of mining enterprise development, ecological environment pressure, environmental quality status of mining areas, the impact of mining on the environment and the response of mining enterprises. It provided a basis for dynamic evalution of the low-carbon ecological construction effect in mines and analysis of the key factors affecting low-carbon ecological construction. The model method was used to evaluate the low-carbon ecological construction effect of an open-pit mine and analyze its key influencing factors. The results show that the low-carbon ecological construction effect of this mine is the best in 2021 and the worst in 2020. Important measures to improve the effectiveness of low-carbon ecological construction in mines include enhancing the mining profit margin, saving energy and increasing efficiency in mines and reducing the CO2 emissions, enhancing the solid waste utilization per unit of industrial output value, increasing the greening coverage rate in mining, implementing effective dust-reducing measures, strengthening the management of key work processes in mine production, as well as enhancing the coverage rate of energy-saving and emission-reduction campaigns and training and so on.

Low-carbon ecological construction  /  Evaluation method  /  DPSIR  /  Weighting algorithm  /  Interval number optimal algorithm
柯丽华, 张格格, 姚囝, 时诣涵, 张衎瑞, 凡雅雯. 矿山低碳生态建设效果评价方法研究及关键影响因素分析. 矿业研究与开发, 2025 , 45 (9) : 115 -124 .
Lihua KE, Gege ZHANG, Nan YAO, Yihan SHI, Kanrui ZHANG, Yawen FAN. Research on the Evaluation Method of Low-Carbon Ecological Construction Effect in Mines and Analysis on Key Influencing Factors[J]. Mining Research and Development, 2025 , 45 (9) : 115 -124 .
随着社会发展对矿产资源需求量的增长,矿山企业的开采量不断增加,同时,固体废弃物、CO2等大量污染物和有害气体排放量日趋增多,严重影响矿区及附近的居住环境质量。因此,矿山企业亟需实施有效的减碳措施和生态环境保护措施,以实现矿山经济建设和社会环境保护协同发展。为此,有必要参照矿山企业低碳生态建设标准或目标,科学动态地评价矿山低碳生态建设效果,开展矿山低碳生态建设的重要因素影响研究,以期为合理制定低碳生态建设方案提供决策支持。
关于绿色矿山建设的研究成果较多,多涉及探究绿色矿山内涵[1-4]、建立绿色高效安全开采思路[5]、绿色开采技术研究[6-8]、绿色矿山评价标准及考评指标建立[9-16]等方面。为更好地推进绿色矿山建设工作,科学评价矿山绿色生态建设效果至关重要。针对矿山“高开采、低利用、高排放”等问题,杨天鸿等[5]提出了“针对资源开发利用的不同阶段和不同矿种来建立绿色矿山考评指标”的思路。基于国家级绿色矿山的九项基本条件[17],诸多研究从不同视角,采用不同研究方法,对绿色矿山建设评价指标开展了系统研究[9-16]。经过十多年绿色矿山建设试点和经验探索,印发了《绿色矿山建设评价指标》(2020),继续指导和推进绿色矿山建设工作。经过对2020年版《绿色矿山建设评价指标》的修订完善,形成了《国家级绿色矿山建设评价指标》,从矿区环境、资源开采、资源综合利用、绿色低碳、生态修复与环境治理、科技创新与规范管理等方面,设置了20项约束性指标和29项提升性指标[10],不仅包括了绿色生态建设和低碳运行等方面的建设标准,也凸显了对“规范管理、生态修复与环境治理”等积极响应的要求。实践中,基于《绿色矿山建设评价指标》的标准,采取百分制对绿色矿山建设状态进行全面客观评价;相关研究者尝试利用层次分析法、模糊数学方法和线性加权模型等,对矿山低碳生态建设的效果[12-13]、低碳发展水平[15]和矿区资源环境承载力[9]等进行综合评价。这些研究未考虑矿山企业发展驱动力(Driving force, D)、生态环境压力(Pressure, P)、矿区环境质量状态(State, S)、矿山开采对环境的影响(Impact, I)和矿山企业响应反馈(Response, R)的相互影响,忽略了矿山企业经济建设和环境保护协同发展的要求,不能动态地比较矿山每年低碳建设效果的差异,不利于查找影响矿山低碳生态建设的关键因素。
因此,本文基于DPSIR(驱动力–压力–状态–影响–响应)思想,建立了矿山低碳生态建设效果评价指标体系;采用DEMATEL(Decision-making trail and evaluation laboratory,决策实验室分析)法和AHP(Analytic hierarchy process,层次分析)法,构建了DPSIR-DEMATEL-AHP指标权重算法,客观地揭示矿山企业发展驱动力、生态环境压力、矿区环境质量状态、矿山开采对环境的影响和矿山企业响应反馈之间的紧密联系程度,并定量描述了专家组对各个指标相对重要性的主观意见的模糊性和不确定性;利用区间数距离算法和二元联系数优度算法,建立了基于区间数优度的矿山低碳生态建设效果评价方法,以期为客观评价矿山低碳生态建设效果和分析影响矿山低碳生态建设的关键因素提供有效的方法路径。
矿山低碳生态建设效果评价是考虑企业经济发展、废弃物排放与利用、环境治理的相互影响,动态分析矿山各年低碳生态建设状态和低碳生态建设目标状态之间的相对差距,剖析影响矿山低碳生态建设的关键原因,为制定有效的低碳生态建设对策提供重要信息。矿山低碳生态建设效果评价包括指标体系构建、指标权重计算和矿山低碳生态建设效果评价模型建立等关键工作。
参考《绿色矿山建设评价指标》《矿产资源节约与综合利用“十二五”规划》,系统总结近20年绿色矿山低碳建设、生态建设的相关文献和矿山调研资料,遵循可持续发展、资源高效利用和矿区环境优化治理等原则,基于DPSIR模型思想,梳理企业发展驱动力、生态环境压力、矿区环境质量状态、矿山开采对环境的影响和矿山企业响应反馈的因果关系,构建了矿山低碳生态建设效果的评价指标体系,如图1所示。
为反映矿区环境变化的潜在动力和引发矿区生态变化的根本原因,选用矿山利润率、矿石开采量和矿石需求量等指标,描述矿山低碳生态建设的驱动力;选用单位工业产值能耗、单位工业产值水耗、单位工业产值CO2当量排放量、噪声最大值、单位工业产值固废排放量等指标,描述矿山生产中能源消耗和污染物排放所造成的矿山低碳生态运行的压力;选用单位工业产值固废利用量、采区回采率、矿区绿化覆盖率等指标,描述驱动力和压力综合影响下的矿区生态环境状况;选择单位工业产值资源税额、公众投诉次数、矿区平均空气质量指数等指标,反映矿山生产对矿区内的公众生活、人类健康和社会经济发展的影响;选取低碳环保投资占比、节能减排培训宣传覆盖率、节能减排制度完善程度等指标全面反映矿山积极提升经济增长和减少环境污染压力的状态。在指标体系中,单位工业产值能耗、单位工业产值水耗、单位工业产值CO2当量排放量、噪声最大值、单位工业产值固废排放量、公众投诉次数和矿区平均空气质量指数等7个指标为成本型指标,其他指标为效益型指标。
按照图1建立矿山低碳生产建设效果评价指标集A={Aj},{Aj}={Ajh}(j=1, 2,…,5;h=1, 2,…,Hj;其中Hj表示第j个一级指标下属的二级指标数量,本文中Hj取3或5), Ajh为第j类一级指标下属的第h个二级指标。采用现场调查方式,收集矿山第i年(i=0, 1,2,…,m)低碳生态建设效果评价指标Ajh的实际值aijh。根据国家标准、行业规范或矿山企业的生产目标,确定指标Ajh的参考值,并通过实地调查获得矿山低碳生态建设效果各个评价指标Ajh的目标值a0jh:效益型指标目标值a0jh=max(,aijh),成本型指标目标值a0jh=min(,aijh)。采用式(1)、式(2)分别对效益型指标和成本型指标的目标值和实际值aijh进行标准化处理,消除数量级和量纲的影响,获取指标标准化目标值a’0jh和标准化实际值a’ijh。为客观反映专家组对各个指标权重的偏好差异及模糊不确定性,采用区间数表示指标Ajh的权重,以减少决策信息丢失,和分别为指标权重的下限和上限。按式(3)对评价指标Ajh标准化值a’0jh和a’ijh进行加权处理,建立加权标准化后的参考区间序列和比较区间序列,分别反映矿山低碳生态建设效果的目标状态和实际状态,如图2所示。因此,利用参考区间序列X0与比较区间序列Xi之间的综合加权距离大小反映矿山低碳生态建设效果的好坏。若越小,则矿山第i年的低碳生态建设效果越好,反之亦然。
考虑矿山发展驱动力、生态环境压力、矿区环境质量状态、矿山生产对环境的影响和矿山对环境治理的响应程度之间的直接关联或间接关联的关系(如图3所示),建立5位标度(见表1)。采用DEMATEL方法,建立驱动力、压力、状态、影响和响应五个一级指标之间的相互重要程度的判断矩阵Y=[yef]n×n(e,f=1, 2,…,n), yef为指标Ae对指标Af的影响程度。从图3可知,驱动力对压力产生直接影响,故驱动力类指标对压力类指标的影响很大,取标度值为4;驱动力通过对压力的影响,间接对状态产生影响,因此,驱动力类指标对状态类指标的影响明显,取标度值为3,以此类推;响应分别对驱动力、压力、状态、影响产生直接影响,故取对应标度值为4;各因素对自身的影响标度为0。依此建立判断矩阵Y=[yef]n×n,见式(4)至式(6),确定指标标准化影响关系矩阵Y*和指标综合关系矩阵T。对矩阵T分别进行行相加,计算指标影响度Bje,以描述指标Aj对其他指标Ae的影响;同时,对矩阵T分别进行列相加,计算指标被影响度Cje,以反映指标Aj受其他指标Ae的影响;进而按式(7)和式(8)计算五个一级指标Aj的中心度Mj和权重系数。
式中:λ为特征值;E为单位矩阵。
采用群决策方式和层次分析法计算五类一级指标下属的二级指标的权重,以更好地定量描述专家组对各个指标相对重要性的主观意见的模糊性和不确定性。建立专家集Z={Zf}(f=1, 2,…,F),请专家Zf按照9位标度法,建立判断矩阵(h=1, 2,…,Hj;t=1, 2,…,Hj),反映了专家Zf对第j类一级指标下属的Hj个任意二级指标Ajh与指标Ajt的相对重要性的主观判断。按特征向量法,计算专家Zf建立的判断矩阵的特征向量及最大特征值λj-max(h),并通过一致性检验后,确定专家Zf对二级指标Ajh的权重,进而确定专家组关于二级指标Ajh的权重区间数,其中,。最后,按式(9)计算指标Ajh的最终权重区间数。
为确定参考区间序列X0与比较区间序列Xi之间的综合加权距离,计算两个区间序列X0与Xi关于各个指标Ajh的关联系数,即计算指标Ajh的目标区间数与第i年指标实际值区间数之间的距离。考虑区间数的三类6种位置关系,如图4所示。
分析两个区间数的最大距离max(d0ijh)和最小距离min(d0ijh):在图4(a)中,当且时,;在图4(b)中,当且时,;在图4(c)中,当且时,;在图4(d)中,当且时,;在图4(e)中,当时,;在图4(f)中,当时,。根据以上分析,建立区间数与之间的距离d0ijh的算法,如式(10)至式(12)所示。
按照区间数与距离d0ijh的算法,利用式(13)计算两个区间序列X0与Xi的综合加权距离, 以反映第i年的矿山低碳生态建设状态与目标状态的差异情况。可见,区间序列X0与Xi的综合加权距离为区间数。
基于二元联系数可能度函数的区间数排序方法[18]的思路,考虑第i年和第k年矿山低碳生态建设情况的综合加权距离和的相对空间位置关系,建立区间数优度算法,如式(14)所示。计算不小于的可能度gik,以反映矿山第i年低碳生态建设状态不优于第k年低碳生态建设状态的可能程度,进而建立矩阵,其中gik=0.5(i=k),并按式(15)计算矿山第i年低碳生态建设状态综合劣度。若越大,则矿山第i年的低碳生态建设效果越差,反之亦然。
式中:和分别为综合加权距离和的长度。
按照式(16)计算一级指标的综合加权距离,再按照式(14)、式(15)计算研究期内各年的一级指标驱动力A1、压力A2、状态A3、影响A4、响应A5的综合劣度(j=1, 2,…,5)。若大,则矿山第i年第j类一级指标是影响矿山低碳生态建设效果的关键。
通过现场调查方式和查阅国家标准、行业规范、企业生产目标,按照图1建立的指标体系。收集湖北某露天石灰石矿2020—2023年各个指标的实际值aijh和参考值,分别按照效益型指标和成本型指标确定矿山低碳生态建设效果各个评价指标Ajh的目标值a0jh,并按式(1)至式(2)对指标实际值进行标准化处理,结果见表2。
根据所建立的矿山低碳生态建设效果评价指标体系,采用DPSIR-DEMATEL-AHP指标权重算法,按照图3和表1,建立驱动力、压力、状态、影响和响应之间关系的判断矩阵,再按式(4)至式(8)计算驱动力、压力、状态、影响和响应等五类一级指标影响度Bje、被影响度Cje、中心度Mj和权重系数,见表3。
采用问卷调查法,收集5位专家对五类一级指标下属的二级指标的相对重要性意见,建立判断矩阵。以驱动力指标为例,5位专家建立的驱动力因素下的三个二级指标的判断矩阵见表4。
按特征向量法计算各个指标的相对重要性系数分别为:、、、、,进而确定专家组关于这三个指标相互重要性的权重区间数,即:由表3确定驱动力A1的权重为0.179,按照式(9)计算确定矿山利润率A11、矿石开采量A12和矿石需求量A13的最终权重系数为。类似地,计算各个指标的最终权系数见表5。
考虑各个指标权重系数的影响,按式(3)对矿山低碳生态建设效果各个评价指标Ajh的目标值a0jh和实际值aijh进行加权处理,建立加权标准化后的参考区间序列X0(反映矿山低碳建设效果目标状态)和比较区间序列X2020、X2021、X2022、X2023(分别反映矿山第2020—2023年的矿山低碳建设效果状态),具体见表5。
按式(10)至式(13)分别计算参考区间序列X0与比较区间序列X2020、X2021、X2022、X2023综合加权距离,并建立矩阵,如式(17)所示。进而按式(14)至式(15)计算矿山2020—2023年低碳生态建设状态综合劣度(i=2020, 2021, 2022, 2023)。同时,按式(14)至式(16)分别计算在2020—2023年期间各年的驱动力A1、压力A2、状态A3、影响A4、响应A5的综合加权距离(j=1, 2,…,5;i=2020, 2021, 2022, 2023)及其综合劣度,具体见表6。
结合矿山实际情况及表5、表6结果,对该矿山低碳生态建设效果开展评价,并对关键因素进行具体分析,得出以下主要结论。
(1)矿山2020—2023年低碳生态建设效果的综合劣度分别为3.126, 1.145, 1.438和2.291,即。2021年该矿山低碳生态建设效果最好,2020年该矿山低碳生态建设效果最差。结合2020—2023年期间各年的驱动力A1、压力A2、状态A3、影响A4、响应A5等五类指标综合劣度的计算结果和矿山实际情况,分析其主要原因如下:矿山2020年生产中能源消耗和污染物排放对矿山低碳生态运行的压力最大,在驱动力和压力综合影响下的矿区生态环境状况最差,对矿区内的民众生活、安全健康和社会经济发展的不利影响最大,积极提升经济增长和减少环境污染压力的状态相对较差;2021年矿山低碳生态建设驱动力强,对矿区内的民众生活、安全健康和社会经济发展的不利影响最小,积极提升经济增长和减少环境污染压力的状态最好,在驱动力和压力综合影响下的矿区生态环境状况较好,能源消耗和污染物排放对矿山低碳生态运行的压力较小。
(2)2020—2023年,矿山低碳生态建设的驱动力综合劣度分别为2.471, 0.760, 1.693和3.075。2021年矿山低碳生态建设驱动力最强,2023年最弱。在2020—2023年期间,矿石市场需求量变化不大,稳定在28.72 亿~31.50 亿 t[19];矿山生产系统运行逐年稳定有序,2021—2023矿石开采量逐年增幅分别为43%、37%和12%,2023年矿石开采量达到最高;矿石单价逐年不同程度降低,矿山利润率在2021年达到峰值后逐年降低,2023年矿山利润率比2021年降低了60%。可见,在矿石需求量相对稳定的情况下,提高矿石开采量对于提升矿山低碳生态建设驱动力的作用有限,提升矿山低碳生态建设效果驱动力的关键是持续提高矿山利润率。
(3)2020—2023年,矿山低碳生态运行的压力综合劣度分别为3.129, 1.309, 1.195和2.367。2022年矿山低碳生态运行的压力最小,2021年次之,2020年最大。在2020—2023年期间,矿山单位工业产值水耗量和噪声最大值变化不大,分别在6.97~10.07 t/万元和55.5~58.0 dB之间变化。2020年矿山以基建工作为主,矿石开采量相对最低,上覆岩层剥离外排固体废弃物较大,单位工业产品能耗、单位工业产值CO2当量排放量和单位工业产值固体废弃物排放量都分别达到了最高值0.64 kg标煤/t、0.394 t/万元和2.21 t/万元。随着矿山开采量逐年增加,2021年矿山单位工业产品能耗和单位工业产值CO2当量排放量达到最低,分别比2020年降低了12.5%和29.18%;同时,2022年单位工业产品能耗和单位工业产值CO2当量排放量分别比2021年增加了1.78%和25%;矿山单位工业产值固体废弃物排放量在2022年达到了最低值(1.49 t/万元)。固体废弃物排放量受矿体赋存特征的客观条件限制而不易调整,因此,矿山节能增效和减少CO2外排量是减小矿山低碳生态运行压力的关键。
(4)2020—2023年,矿山驱动力和压力综合影响下的矿区生态环境的状况综合劣度分别为3.500, 1.914, 1.257和1.329。2022年矿区生态环境状况最好,2023年次之,2020年最差。由于矿山2020年以基建工作为主,单位工业产值固废利用量、采区回采率、矿区绿化覆盖率最低,分别为0.21 t/t、95%和51.61%。随着开采工作有序稳定开展,矿山基于固废组分研究及用途分析,一定程度上拓宽了固废利用渠道,2021年单位工业产值固废利用量有所增加,并在2022年和2023年达到了最高值(0.85 t/t),单位工业产值固废利用率逐年增加,在9.5%~57%之间变化。同时,矿山开展开采方案优化研究和绿化复垦工作,针对矿山生产勘探情况和矿体赋存特征,及时地对工作线进行调整,2021—2023年矿山采区回采率年均比2020年高2%。通过实施绿化复垦工作计划,2021—2023年的矿区绿化覆盖率均达到了60%以上,比2020年分别提升了24.38%、23.54%和19.32%。可见,持续提升单位工业产值固废利用量和矿区绿化覆盖率是进一步改善矿区生态环境状况的关键。
(5)2020—2023年,矿山生产对矿区内的民众生活、安全健康和社会经济发展的影响综合劣度分别为3.107, 1.180, 1.492和2.221。2021年矿山低碳生态建设对外不利影响最小,2022年次之,2020年最大。2020年矿山产量最低,缴纳的资源税额最低,矿山生产爆破振动的不利影响所引起的周边居民投诉次数较多,故矿山建设和生产运营对外的不利影响相对最大。2020年和2021年期间,矿山多尘源叠加效应对矿山周围空气质量的不利影响不大,矿山平均空气质量指数为60.8~61.75;随着矿山生产量逐年增加,矿山粉尘扩散外排对周围空气质量影响逐年增加,在2023年矿山平均空气质量指数达到最大值(73.75)。因此,实施有效的降尘措施以减少矿山多尘源叠加扩散效应和加强矿山生产关键工作过程管理,是减少矿山生产对矿区民众生活、安全健康和社会经济发展造成不利影响的重要措施。
(6)2020—2023年,矿山积极提升经济增长和减少环境污染压力的状态综合劣度分别为2.391, 1.017, 1.818和2.773。2021年矿山对提升经济增长和减少环境污染压力的响应最积极,2023年最差,2020年次之。矿山2020年基建投资时,购置低碳工艺设备和粉尘浓度监测设备的投资额较多;进入生产运营期后,矿山每年在节能减排培训、工艺设备节能减排的监测工作和降尘方面增加的投入资金逐年降低,故矿山低碳环保投入占比在四年期间是逐年减少的。2020年矿山在节能减排培训宣传方面的覆盖率达到50%,并制定和完善了6个节能减排制度文件,取得了一定的低碳建设成效。2021年,矿山持续加大节能减排的宣传力度,员工参与相关培训覆盖率达到最高(70%), 2022年和2023年因矿山开采量剧增,参与节能减排培训的覆盖率相对降低。四年期间,共完善8个相关节能减排制度文件,为矿山低碳生态建设运营工作提供了保障。可见,持续提升节能减排宣传和培训覆盖率的空间较大,是提升经济增长和减少环境污染压力的关键。
(1)基于DPSIR框架构建评价体系,融合DEMATEL法和AHP法,构建了基于DPSIR-DEMATEL-AHP的指标权重算法,建立了矿山低碳生态建设效果评价指标体系,客观地揭示矿山企业发展驱动力、生态环境压力、矿区环境质量状态、矿山开采对环境的影响和矿山企业响应反馈之间的相互影响,有利于全面评价矿山低碳生态建设效果和促进矿山企业经济与环境保护协同发展。
(2)分析区间数三类6种位置关系,结合区间数距离算法和二元联系数优度算法,建立了矿山低碳生态建设效果动态评价模型,为动态评估矿山低碳生态建设效果和分析影响矿山低碳生态建设的关键因素识别提供依据。
(3)采用基于DPSIR-DEMATEL-AHP的指标权重算法和区间数优度算法的低碳生态建设效果评价方法,对某露天矿2020—2023年的低碳生态建设效果进行评价,并分析影响矿山低碳生态建设的关键因素,得出该矿山2021年低碳生态建设效果最优,2020年低碳生态建设效果最差。提高矿山低碳生态建设效果的重要措施包括提升矿山利润率、加强矿山节能增效和减少CO2排放、提升单位工业产值固废利用量、增加矿区绿化覆盖率、实施有效的降尘措施、加强矿山生产关键工作流程管理、继续提升节能减排宣传和培训的覆盖率等。
  • 湖北省安全生产专项资金项目(SJZX20211004)
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2025年第45卷第9期
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  • 接收时间:2024-10-14
  • 首发时间:2026-10-28
  • 出版时间:2025-09-25
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  • 收稿日期:2024-10-14
基金
湖北省安全生产专项资金项目(SJZX20211004)
作者信息
    武汉科技大学 资源与环境工程学院,湖北 武汉 430080

通讯作者:

姚囝(1987—),男,湖北黄冈人,博士,副教授,从事绿色矿山建设及系统优化研究。E-mail:
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红菇科 Russulaceae 3 23 11.00 小皮伞属 Marasmius 6 2.87
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