Article(id=1322158468660838646, tenantId=1146029695717560320, journalId=1225396423026438145, issueId=1322158299525530318, articleNumber=null, orderNo=null, doi=null, pmid=null, cstr=null, oa=null, hot=null, price=null, onlineType=0, articleFormat=0, articleType=null, articleTypeStr=null, receivedDate=1726588800000, receivedDateStr=2024-09-18, revisedDate=null, revisedDateStr=null, acceptedDate=null, acceptedDateStr=null, onlineDate=1793156743445, onlineDateStr=2026-10-28, pubDate=1753372800000, pubDateStr=2025-07-25, doiRegisterDate=null, doiRegisterDateStr=null, onlineIssueDate=1793156743445, onlineIssueDateStr=2026-10-28, onlineJustAcceptDate=null, onlineJustAcceptDateStr=null, onlineFirstDate=null, onlineFirstDateStr=null, sourceXml=null, magXml=null, createTime=1793156743445, creator=13701087609, updateTime=1793156743445, updator=13701087609, issue=Issue{id=1322158299525530318, tenantId=1146029695717560320, journalId=1225396423026438145, year='2025', volume='45', issue='7', pageStart='1', pageEnd='280', issueExtLink='null', onlineDate='null', pubDate='1753372800000', pubDateStr='2025-07-25', beforeIssueId=null, nextIssueId=null, price=null, status=1, issueComplete=1, articleOrder=1, issueType=-1, specialIssue=null, createTime=1793156703120, creator='13701087609', updateTime=1793158832445, updator='13701087609', preIssue=null, nextIssue=null, articleTotal=null, ext={EN=IssueExt(id=1322167230608028625, tenantId=1146029695717560320, journalId=1225396423026438145, issueId=1322158299525530318, language=EN, specialIssueTitle=, coverIllustrator=null, specialIssueEditor=, specialIssueAbout=), CN=IssueExt(id=1322167230608028626, tenantId=1146029695717560320, journalId=1225396423026438145, issueId=1322158299525530318, language=CN, specialIssueTitle=, coverIllustrator=null, specialIssueEditor=, specialIssueAbout=)}, issueFiles=null, downloadFileDto=null}, startPage=273, endPage=280, ext={EN=ArticleExt(id=1322158469118017783, articleId=1322158468660838646, tenantId=1146029695717560320, journalId=1225396423026438145, language=EN, title=Green Development Capability Assessment for Non-ferrous Metal Enterprises Based on the Game Theory Combined Weighting-Improved Matter-Element Extension Model, columnId=null, journalTitle=Mining Research and Development, columnName=null, runingTitle=null, highlight=null, articleAbstract=

In order to solve the incompatibility between the green development capability indicators of non-ferrous metal enterprises and the lack of full consideration of subjectivity and objectivity in the process of index weighting, an evaluation model of green development capability of non-ferrous metal enterprises based on game theory combined weighting-improved matter-element extension model was proposed. Firstly, through literature analysis and consulting experts, the evaluation index system of green development capability of non-ferrous metal enterprises was constructed. Secondly, the subjective weight and objective weight of the evaluation index were calculated by the genetic algorithm-analytic hierarchy process and the CRITIC method respectively, and the comprehensive weight was calculated according to the game theory. Finally, the asymmetric closeness degree criterion was used to replace the maximum correlation degree criterion, and the evaluation model of green development capability of non-ferrous metal enterprises based on the improved matter-element extension model was established, and the model was studied by an example. The research results show that the evaluation grade is consistent with the bias degree of the previous year, which verifies that the green development capability evaluation of non-ferrous metal enterprises based on the improved matter-element extension model has certain reliability and accuracy.

, authors=Xunhong WANG1, 2, Cong MA1, 2, Xiaochuan XU3, Haiying WANG4, authorsList=Xunhong WANG, Cong MA, Xiaochuan XU, Haiying WANG, authorCompany=null, correspAuthors=Cong MA, authorNote=null, correspAuthorsNote=null, copyrightStatement=null, copyrightOwner=null, extLink=null, articleAbsUrl=null, sourceXml=null, magXml=null, pdfUrl=null, pdf=null, pdfFileSize=null, pdfExtLink=null, richHtmlUrl=null, mobilePdfUrl=null, reviewReport=null, pdfFirstPage=null, abstractGraph=null, abstractGraphContent=null, abstractVideo=null, citation=null, cebUrl=null, magXmlContent=null, mapNumber=null, fund=null), CN=ArticleExt(id=1322158476177031470, articleId=1322158468660838646, tenantId=1146029695717560320, journalId=1225396423026438145, language=CN, title=基于博弈论组合赋权–改进物元可拓模型的有色金属企业绿色发展能力评估, columnId=1321866349543014439, journalTitle=矿业研究与开发, columnName=矿业前沿交叉与综合, runingTitle=null, highlight=null, articleAbstract=

为解决有色金属企业绿色发展能力指标之间的不相容性及指标赋权过程中未能充分考虑主观性与客观性的问题,提出了一种基于博弈论组合赋权–改进物元可拓模型的有色金属企业绿色发展能力评估模型。首先,通过文献分析和咨询专家,构建了有色金属企业绿色发展能力评估指标体系;其次,分别采用遗传层次分析法和CRITIC法计算评估指标主观权重和客观权重,并依据博弈论理论计算综合权重;最后,运用非对称贴近度准则替换最大关联度准则,建立基于改进物元可拓模型的有色金属企业绿色发展能力评估模型,并进行实例研究。研究结果表明,评定等级与上一年的偏向程度均一致,验证了基于改进物元可拓模型的有色金属企业绿色发展能力评估具有一定可靠性和准确性。

, authors=王训洪1, 2, 马聪1, 2, 胥孝川3, 王海英4, authorsList=王训洪, 马聪, 胥孝川, 王海英, authorCompany=null, correspAuthors=马聪, authorNote=

王训洪(1990—),男,江西上饶人,博士,副教授,研究方向为矿业技术经济及管理。E-mail:

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马聪(1985—),男,吉林吉林人,博士,讲师,研究方向为能源经济研究。E-mail:
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articleId=1322158468660838646, language=EN, label=Fig.3, caption=GA-AHP calculation weight process, figureFileSmall=TX/+AbzTY+/LyISqcLmyXA==, figureFileBig=Sh8uwxPtCRR1m1nFk5+5HA==, tableContent=null), ArticleFig(id=1322158480966926688, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322158468660838646, language=CN, label=图3, caption=遗传层次分析法计算权重流程, figureFileSmall=TX/+AbzTY+/LyISqcLmyXA==, figureFileBig=Sh8uwxPtCRR1m1nFk5+5HA==, tableContent=null), ArticleFig(id=1322158481096950113, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322158468660838646, language=EN, label=Table 1, caption=

Subjective weighting

, figureFileSmall=null, figureFileBig=null, tableContent=
判断矩阵权重一致性检验值
w1w2w3w4
Y0.325 60.405 00.269 4—0.007 6
Y10.207 70.206 60.251 30.334 40.004 0
Y20.263 60.206 80.249 10.280 50.003 8
Y30.302 80.462 10.235 1—0.003 3
), ArticleFig(id=1322158481197613410, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322158468660838646, language=CN, label=表1, caption=

主观权重

, figureFileSmall=null, figureFileBig=null, tableContent=
判断矩阵权重一致性检验值
w1w2w3w4
Y0.325 60.405 00.269 4—0.007 6
Y10.207 70.206 60.251 30.334 40.004 0
Y20.263 60.206 80.249 10.280 50.003 8
Y30.302 80.462 10.235 1—0.003 3
), ArticleFig(id=1322158481344414051, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322158468660838646, language=EN, label=Table 2, caption=

Objective weighting and comprehensive weighting

, figureFileSmall=null, figureFileBig=null, tableContent=
一级指标客观权重综合权重二级指标客观权重综合权重
经济发展0.370 80.361 7每股收益0.074 20.072 9
流动比率0.072 20.071 2
应收账款周转率0.090 40.088 7
总资产报酬率0.134 00.128 9
生态绿色0.307 70.327 3万元产值能耗0.081 50.086 6
水资源循环利用率0.063 10.067 3
温室气体排放密度0.079 80.084 0
尾矿废弃物回收率0.083 20.089 4
社会效益0.321 50.311 0百万工时事故率0.098 30.095 0
本地员工雇佣率0.146 70.142 3
员工社保投保率0.076 40.073 8
), ArticleFig(id=1322158481457660260, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322158468660838646, language=CN, label=表2, caption=

客观权重和综合权重

, figureFileSmall=null, figureFileBig=null, tableContent=
一级指标客观权重综合权重二级指标客观权重综合权重
经济发展0.370 80.361 7每股收益0.074 20.072 9
流动比率0.072 20.071 2
应收账款周转率0.090 40.088 7
总资产报酬率0.134 00.128 9
生态绿色0.307 70.327 3万元产值能耗0.081 50.086 6
水资源循环利用率0.063 10.067 3
温室气体排放密度0.079 80.084 0
尾矿废弃物回收率0.083 20.089 4
社会效益0.321 50.311 0百万工时事故率0.098 30.095 0
本地员工雇佣率0.146 70.142 3
员工社保投保率0.076 40.073 8
), ArticleFig(id=1322158481591877989, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322158468660838646, language=EN, label=Table 3, caption=

Classical domain and nodal domain and their normalization results

, figureFileSmall=null, figureFileBig=null, tableContent=
二级评估指标经典域节域归一化经典域归一化节域
ⅠⅡⅢⅣⅤⅠⅡⅢⅣⅤ
A1[0,0.5)[0.5,1)[1,1.5)[1.5,2)[2,2.5][0,2.5][0,0.2)[0.2,0.4)[0.4,0.6)[0.6,0.8)[0.8,1][0,1]
A2[0,0.4)[0.4,0.8)[0.8,1.2)[1.2,1.6)[1.6,2][0,2][0,0.2)[0.2,0.4)[0.4,0.6)[0.6,0.8)[0.8,1][0,1]
A3[0,40)[40,80)[80,120)[120,160)[160,200][0,200][0,0.2)[0.2,0.4)[0.4,0.6)[0.6,0.8)[0.8,1][0,1]
A4[-5,0)[0,5)[5,10)[10,15)[15,20][-5,20][0,0.2)[0.2,0.4)[0.4,0.6)[0.6,0.8)[0.8,1][0,1]
B1(0.6,1](0.5,0.6](0.4,0.5](0.3,0.4][0,0.3][0,1](0.6,1](0.5,0.6](0.4,0.5](0.3,0.4][0,0.3][0,1]
B2[0,30)[30,60)[60,75)[75,90)[90,100][0,100][0,0.3)[0.3,0.6)[0.6,0.75)[0.75,0.9)[0.9,1][0,1]
B3(5,10](3,5](1,3](0.5,1][0,0.5][0,10](1,2](0.6,1](0.2,0.6](0.1,0.2][0,0.1][0,2]
B4[0,15)[15,30)[30,45)[45,60)[60,100][0,100][0,0.15)[0.15,0.3)[0.3,0.45)[0.45,0.6)[0.6,1][0,1]
C1(2,10](1,2](0.8,1](0.5,0.8][0,0.5][0,10](0.2,1](0.1,0.2](0.08,0.1](0.05,0.08][0,0.05][0,1]
C2[0,30)[30,60)[60,75)[75,90)[90,100][0,100][0,0.3)[0.3,0.6)[0.6,0.75)[0.75,0.9)[0.9,1][0,1]
C3[0,30)[30,60)[60,75)[75,90)[90,100][0,100][0,0.3)[0.3,0.6)[0.6,0.75)[0.75,0.9)[0.9,1][0,1]
), ArticleFig(id=1322158481759650150, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322158468660838646, language=CN, label=表3, caption=

经典域和节域及归一化结果

, figureFileSmall=null, figureFileBig=null, tableContent=
二级评估指标经典域节域归一化经典域归一化节域
ⅠⅡⅢⅣⅤⅠⅡⅢⅣⅤ
A1[0,0.5)[0.5,1)[1,1.5)[1.5,2)[2,2.5][0,2.5][0,0.2)[0.2,0.4)[0.4,0.6)[0.6,0.8)[0.8,1][0,1]
A2[0,0.4)[0.4,0.8)[0.8,1.2)[1.2,1.6)[1.6,2][0,2][0,0.2)[0.2,0.4)[0.4,0.6)[0.6,0.8)[0.8,1][0,1]
A3[0,40)[40,80)[80,120)[120,160)[160,200][0,200][0,0.2)[0.2,0.4)[0.4,0.6)[0.6,0.8)[0.8,1][0,1]
A4[-5,0)[0,5)[5,10)[10,15)[15,20][-5,20][0,0.2)[0.2,0.4)[0.4,0.6)[0.6,0.8)[0.8,1][0,1]
B1(0.6,1](0.5,0.6](0.4,0.5](0.3,0.4][0,0.3][0,1](0.6,1](0.5,0.6](0.4,0.5](0.3,0.4][0,0.3][0,1]
B2[0,30)[30,60)[60,75)[75,90)[90,100][0,100][0,0.3)[0.3,0.6)[0.6,0.75)[0.75,0.9)[0.9,1][0,1]
B3(5,10](3,5](1,3](0.5,1][0,0.5][0,10](1,2](0.6,1](0.2,0.6](0.1,0.2][0,0.1][0,2]
B4[0,15)[15,30)[30,45)[45,60)[60,100][0,100][0,0.15)[0.15,0.3)[0.3,0.45)[0.45,0.6)[0.6,1][0,1]
C1(2,10](1,2](0.8,1](0.5,0.8][0,0.5][0,10](0.2,1](0.1,0.2](0.08,0.1](0.05,0.08][0,0.05][0,1]
C2[0,30)[30,60)[60,75)[75,90)[90,100][0,100][0,0.3)[0.3,0.6)[0.6,0.75)[0.75,0.9)[0.9,1][0,1]
C3[0,30)[30,60)[60,75)[75,90)[90,100][0,100][0,0.3)[0.3,0.6)[0.6,0.75)[0.75,0.9)[0.9,1][0,1]
), ArticleFig(id=1322158481931616615, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322158468660838646, language=EN, label=Table 4, caption=

Grade closeness, green development grade and grade bias degree

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公司年份等级贴近度绿色发展
ⅠⅡⅢⅣⅤ等级偏向程度
JT20230.545 20.767 70.914 20.920 90.872 3Ⅳ3.623 7(Ⅲ)
20220.575 60.788 30.911 30.896 10.842 1Ⅲ3.564 3(Ⅳ)
20210.571 50.781 00.874 00.900 60.862 3Ⅳ3.619 5(Ⅲ)
ZJ20230.629 80.832 30.912 90.887 30.817 3Ⅲ3.462 1(Ⅳ)
20220.606 80.822 40.905 00.906 40.839 1Ⅳ3.524 6(Ⅲ)
20210.593 40.806 50.916 70.915 80.853 1Ⅲ3.5622(Ⅳ)
), ArticleFig(id=1322158482028085608, tenantId=1146029695717560320, journalId=1225396423026438145, articleId=1322158468660838646, language=CN, label=表4, caption=

等级贴近度、绿色发展等级及等级偏向程度

, figureFileSmall=null, figureFileBig=null, tableContent=
公司年份等级贴近度绿色发展
ⅠⅡⅢⅣⅤ等级偏向程度
JT20230.545 20.767 70.914 20.920 90.872 3Ⅳ3.623 7(Ⅲ)
20220.575 60.788 30.911 30.896 10.842 1Ⅲ3.564 3(Ⅳ)
20210.571 50.781 00.874 00.900 60.862 3Ⅳ3.619 5(Ⅲ)
ZJ20230.629 80.832 30.912 90.887 30.817 3Ⅲ3.462 1(Ⅳ)
20220.606 80.822 40.905 00.906 40.839 1Ⅳ3.524 6(Ⅲ)
20210.593 40.806 50.916 70.915 80.853 1Ⅲ3.5622(Ⅳ)
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基于博弈论组合赋权–改进物元可拓模型的有色金属企业绿色发展能力评估
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王训洪 1, 2 , 马聪 1, 2 , 胥孝川 3 , 王海英 4
矿业研究与开发 | 矿业前沿交叉与综合 2025,45(7): 273-280
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矿业研究与开发 |矿业前沿交叉与综合 2025 , 45 (7) : 273 -280
基于博弈论组合赋权–改进物元可拓模型的有色金属企业绿色发展能力评估
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王训洪1, 2 , 马聪1, 2 , 胥孝川3, 王海英4
作者信息
  • 1.广西科技大学 经济与管理学院,广西 柳州市 545006
  • 2.广西工业高质量发展研究中心,广西 柳州市 545006
  • 3.东北大学 资源与土木工程学院,辽宁 沈阳 110819
  • 4.江西财经大学 金融学院,江西 南昌 330013
通讯作者:
马聪(1985—),男,吉林吉林人,博士,讲师,研究方向为能源经济研究。E-mail:
作者简介:

王训洪(1990—),男,江西上饶人,博士,副教授,研究方向为矿业技术经济及管理。E-mail:

Green Development Capability Assessment for Non-ferrous Metal Enterprises Based on the Game Theory Combined Weighting-Improved Matter-Element Extension Model
Xunhong WANG1, 2 , Cong MA1, 2 , Xiaochuan XU3, Haiying WANG4
Affiliations
  • 1.School of Economic and Management, Guangxi University of Science and Technology, Liuzhou, Guangxi 545006, China
  • 2.Research Center for High-quality Industrial Development of Guangxi, Liuzhou, Guangxi 545006, China
  • 3.School of Resources and Civil Engineering, Northeastern University, Shenyang, Liaoning 110819, China
  • 4.School of Finance, Jiangxi University of Finance and Economics, Nanchang, Jiangxi 330013, China
出版时间: 2025-07-25
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为解决有色金属企业绿色发展能力指标之间的不相容性及指标赋权过程中未能充分考虑主观性与客观性的问题,提出了一种基于博弈论组合赋权–改进物元可拓模型的有色金属企业绿色发展能力评估模型。首先,通过文献分析和咨询专家,构建了有色金属企业绿色发展能力评估指标体系;其次,分别采用遗传层次分析法和CRITIC法计算评估指标主观权重和客观权重,并依据博弈论理论计算综合权重;最后,运用非对称贴近度准则替换最大关联度准则,建立基于改进物元可拓模型的有色金属企业绿色发展能力评估模型,并进行实例研究。研究结果表明,评定等级与上一年的偏向程度均一致,验证了基于改进物元可拓模型的有色金属企业绿色发展能力评估具有一定可靠性和准确性。

博弈论  /  组合赋权  /  绿色发展能力  /  改进物元可拓模型  /  遗传层次分析法

In order to solve the incompatibility between the green development capability indicators of non-ferrous metal enterprises and the lack of full consideration of subjectivity and objectivity in the process of index weighting, an evaluation model of green development capability of non-ferrous metal enterprises based on game theory combined weighting-improved matter-element extension model was proposed. Firstly, through literature analysis and consulting experts, the evaluation index system of green development capability of non-ferrous metal enterprises was constructed. Secondly, the subjective weight and objective weight of the evaluation index were calculated by the genetic algorithm-analytic hierarchy process and the CRITIC method respectively, and the comprehensive weight was calculated according to the game theory. Finally, the asymmetric closeness degree criterion was used to replace the maximum correlation degree criterion, and the evaluation model of green development capability of non-ferrous metal enterprises based on the improved matter-element extension model was established, and the model was studied by an example. The research results show that the evaluation grade is consistent with the bias degree of the previous year, which verifies that the green development capability evaluation of non-ferrous metal enterprises based on the improved matter-element extension model has certain reliability and accuracy.

Game theory  /  Combined weighting  /  Green development capability  /  Improved matter-element extension model  /  Genetic algorithm-analytic hierarchy process
王训洪, 马聪, 胥孝川, 王海英. 基于博弈论组合赋权–改进物元可拓模型的有色金属企业绿色发展能力评估. 矿业研究与开发, 2025 , 45 (7) : 273 -280 .
Xunhong WANG, Cong MA, Xiaochuan XU, Haiying WANG. Green Development Capability Assessment for Non-ferrous Metal Enterprises Based on the Game Theory Combined Weighting-Improved Matter-Element Extension Model[J]. Mining Research and Development, 2025 , 45 (7) : 273 -280 .
近年来,随着国家生态文明建设的不断推进,有色金属行业正面临着更为严格的环境保护要求。一方面,作为重要的经济支柱,有色金属行业承担着重要的社会责任,需要在可持续发展的道路上不断探索。另一方面,随着“十九大”关于绿色发展部署的推进,强调依靠良性发展推动生态环境质量改善。然而有色金属行业普遍存在着资源消耗高、污染排放大的问题,以及企业间的竞争不断加剧,迫使其需要向绿色发展方式转变[1-3]。有色金属行业绿色发展是促进其可持续发展的有效途径之一。因此,如何全面、客观地评估有色金属企业的绿色发展能力,对于引导行业绿色转型及促进可持续发展具有重要意义。
近年来,学者们通过不同视角对有色金属企业绿色发展能力进行了深入研究,大致归纳为以下三类:一是采用定性方法研究了有色金属行业的可持续发展,提出了相应的对策和建议,但并未对其进行综合评估[4-6];二是通过不同视角对绿色矿山进行了研究,主要包括绿色矿山评估指标体系[7]、评估指标解析[8]与评估[9-10],但较少涉及到有色金属企业绿色发展能力评估研究;三是黄洁、刘金平等[11-12]采用层次分析法分别研究了矿业和金属矿山企业绿色发展能力评估。但采用的层次分析法是单一的主观赋权法,并未考虑评估指标的数字特征和数据的客观性。上述研究虽然采用不同方法对有色金属企业等绿色发展能力进行了综合评估,并取得了较好效果,但大多数研究未充分考虑评估指标之间的潜在不相容性,以及在指标赋权过程中未能有效兼顾主观性与客观性。
针对评估指标之间的潜在不相容性,物元可拓模型为可行的解决方法。物元可拓模型由蔡文教授创立,利用可拓性的基本理论兼顾定性与定量两个方面,采用可拓集合论的关联函数对定量指标进行计算,同时借助物元可拓性对定性指标进行计算,并通过构建物元可拓模型将不相容问题转化为相容问题,最后进行综合评估并得到合理可靠的结论[13]。现已广泛应用于重金属污染评价[14]、城市治理能力现代化水平评价[15]和磷矿山岩体质量评价[16]等方面。然而,物元可拓模型仍存在一定局限性,其采用模糊数学的最大关联度原则判定评估结果时,易缺失部分信息,导致评估结果不够准确[17]。非对称贴近度理论则能够有效提高评估结果的可靠性和有效性[18]。
指标赋权过程中未能有效兼顾主观性与客观性,博弈论组合赋权可提供合理可行的解决途径。博弈论组合赋权是依据博弈论均衡点的理论均衡多种权重计算方法的优势,合理化评估指标赋权的科学性和合理性。博弈论组合赋权方法已应用于岩爆等级评价[19]、雷达收发组件脆弱性评估[20]和山区施工便道方案优选[21]等方面。
基于此,为更合理地解决有色金属企业绿色发展能力指标之间的不相容性及指标赋权过程中未能有效兼顾主观性与客观性问题,基于物元可拓模型、非对称贴近度理论和博弈论组合赋权方法,运用遗传层次分析法[22]和CRITIC法[23]分别计算评估指标的主客观权重,使用博弈论组合赋权计算综合权重,并结合物元可拓模型和非对称贴近度理论构建有色金属企业绿色发展能力评估模型,最后将所建立的模型进行实例研究与分析。
有色金属企业绿色发展能力评估指标体系旨在促进有色资源的高效开采和合理利用,同时注重生态环境的保护。此体系强调在长远规划与合理布局的基础上,实现科学有序的有色资源开采、最大化促进经济发展和社会效益以及生态向绿色发展。
在构建有色金属企业绿色发展能力评估指标体系时,遵循科学性、可操作性、系统性、以及定性与定量相结合的原则,以确保所构建的指标体系具有良好的代表性和实用性。构建过程中,主要采用了文献分析与专家咨询的方法,参考了有色金属上市企业的年报和ESG报告,并对影响有色金属企业绿色发展能力的因素进行了系统梳理。最终构建了有色金属企业绿色发展能力评估指标体系,如图1所示。本体系旨在为提升有色金属企业绿色发展能力,为促进有色金属行业的可持续发展提供有力支持。
本文所建立的有色金属企业绿色发展能力评估流程如图2所示。
层次分析法通过构建判断矩阵来计算评估指标权重,并进行一致性检验。鉴于现实问题的复杂性,决策者在评估两项指标的重要性时往往难以做到精确判断,可能导致一致性检验不合格。这种情况下需要对判断矩阵进行反复调整,并重新计算指标权重,过程显得繁琐且低效。为了解决这一问题,采用遗传层次分析法(Genetic Algorithm-Analytic Hierarchy Process,GA-AHP)将权重计算和一致性检验难题转变为一个非线性优化问题,结合遗传算法来计算权重值和优化一致性检验值,其非线性优化问题的数学表达式[22]如下:
式中:CIF为一致性检验值;m为判断矩阵的行数;btk为判断矩阵的元素(t=1,2,…,m);α为评估指标的主观权重。
遗传层次分析法不仅提高了最终结果的一致性,也有效简化了计算评估指标权重的过程,其具体计算过程如图3所示[24]。
CRITIC法通过对评估指标之间的差异性和冲突性进行综合分析,从而计算评估指标的客观权重。其中,差异性以标准差为衡量依据,标准差越大,表明数据波动性越强,其对应的权重也越大;冲突性则通过相关系数进行量化,相关系数值越高,表示指标间的冲突性越小,其对应的权重也越大。在权重计算过程中,将差异性与冲突性相结合,并对结果进行归一化处理,最终得出各评估指标的客观权重值,具体计算过程如下[25]。
(1)指标数据归一化。为消除量纲对权重计算的影响,对所有指标数据进行归一化处理。正向指标和负向指标的归一化公式见公式(2)和公式(3)。
式中:xij为第i个案例第j个评估指标的原始值;x′ij为数据进行归一化之后的值;minxj和 maxxj分别为第j个评估指标的最小值和最大值。
(2)计算评估指标均值、标准差和变异系数。第j个评估指标均值、标准差σj和变异系数cj的计算公式如下:
(3)计算评估指标之间的相关系数。第j个评估指标与第v个评估指标的相关系数λjv的计算公式为:
(4)计算客观权重。第j个评估指标的信息量Gj的计算公式为:
第j个评估指标客观权重βj为:
为了避免单一赋权方法的不足,将上述计算的主观权重α和客观权重β作为博弈的双方,通过博弈理论计算得到最优组合权重,其具体计算步骤如下[26]。
步骤1:计算如下线性方程组:
式中,d1和d2为线性相关系数。
步骤2:将d1和d2进行归一化,计算最优组合系数,则最优组合权重w计算公式为:
在物元可拓模型评估过程中,最大隶属原则在某些情况下无法充分反映待评物元界限的模糊性,导致部分信息的损失,并可能引起评估结果的偏差。为了解决以上问题,实现对待评物元更加合理和准确的评估,运用非对称贴近度函数替换关联度函数,其具体过程如下[27]。
(1)待评物元。假设事物名称、相应事物特征和事物特征的量值分别为P、e和f,则P、e和f为物元R的三要素。将有色金属企业绿色发展能力定义为待评物元R,则P为色金属企业绿色发展能力的等级,ej为第j评估指标的名称,fj为第j评估指标的实测值,待评物元R表达式为:
(2)经典域和节域。若将有色金属绿色发展能力分为H个等级,则经典域物元Rh为:
式中:Ph为第h个发展能力等级;fjh为第j评估指标属于等级Ph的经典域;ljh和ojh分别为fjh的下限和上限。
节域物元由待评物元的全部发展能力等级、评估指标和对应指标的取值组成,则节域物元Rs表示为:
式中:fjs表示为全体发展能力等级的取值范围;ljs和ojs分别为fjs的下限和上限。
(3)归一化处理。对有色金属企业绿色发展能力指标的经典域Rh和待评物元R进行归一化处理,其具体计算公式分别为:
(4)等级贴近度计算。在实际评估过程中,存在最大关联度原则有时低效或无效的情况,为了克服最大关联度的缺陷,张晓平[28]分析了用贴近度原则替代最大关联度原则的可行性,并指出需采用非对称贴近度。待评物元与发展能力等级间的等级贴近度Uh(R′)的计算公式为:
(5)绿色发展能力等级判定。若,则有色金属企业绿色发展能力属于h′等级。
等级中的偏向程度h*计算公式如下:
以国内两个有色金属企业(JT和ZJ公司)为例进行实证研究,收集了这两个企业近3年的6组数据进行研究。
(1)遗传层次分析法计算主观权重。构建判断矩阵,一级评估指标的判断矩阵为:
二级评估指标的判断矩阵分别为:
依据上述判断矩阵,采用遗传层次分析法计算主观权重,结果见表1。
由表1可知,一致性检验值均小于0.1,都通过了一致性检验。
(2)CRITIC法计算客观权重和博弈论计算组合权重。根据收集的数据及公式(2)至公式(9)计算客观权重,再依据计算的主观权重和客观权重,并通过公式(10)至公式(11)计算综合权重,计算结果见表2。
根据有色金属企业的可拓性,并结合相关上市企业的年报和企业可持续发展报告(ESG报告),将各指标分为5个发展等级,用I至V来表示,Ⅰ、Ⅱ、Ⅲ、Ⅳ和Ⅴ分别表示差、一般、中等、良好和优秀。通过参考相关文献及咨询相关专家确定经典域和节域,其量化范围及归一化结果见表3。
根据收集JT和ZJ公司近3年的数据,结合表2和表3的计算结果,并通过公式(17)至公式(20)计算其等级贴近度、绿色发展等级判定及等级偏向程度,结果见表4。
由表4可知,JT公司2021年的绿色发展能力判定为Ⅳ“良好”等级,有偏向Ⅲ“中等”等级,JT公司2022年的绿色发展能力等级评定为Ⅲ“中等”等级,与2021年的偏向程度一致,表明非对称贴近度的物元评估模型有效。JT公司2023年、ZJ公司2023年和2022年绿色发展能力等级判定与JT公司2022年、ZJ公司2022年和2021年的偏向程度一致,进一步验证了基于改进物元可拓模型的有色金属企业绿色发展能力评估具有一定的可靠性和准确性。
(1)通过文献分析和专家咨询等方式筛选指标,构建了有色金属企业绿色发展能力评估指标体系,包括3个一级评估指标和11个二级评估指标。
(2)分别采用遗传层次分析法和CRITIC方法计算评估指标主观权重和客观权重,并依据博弈论理论计算综合权重。所提出的博弈论组合赋权方法能够充分利用主观因素和客观因素,使评估指标赋权更加合理和严谨。
(3)运用非对称贴近度准则替换最大关联度准则,建立了基于改进物元可拓模型的有色金属企业绿色发展能力评估模型。将所建立的模型进行实例研究,实例结果表明:评定等级与上一年的偏向程度均一致,验证了基于改进物元可拓模型的有色金属企业绿色发展能力评估具有一定可靠性和准确性。
  • 国家自然科学基金项目(72401112)
  • 广西科技基地和人才专项项目(桂科AD23026278)
  • 广西教育厅中青年教师科研基础能力提升项目(2024KY0347)
  • 广西科技大学博士基金项目(21S07; 23S04)
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2025年第45卷第7期
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  • 接收时间:2024-09-18
  • 首发时间:2026-10-28
  • 出版时间:2025-07-25
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  • 收稿日期:2024-09-18
基金
国家自然科学基金项目(72401112)
广西科技基地和人才专项项目(桂科AD23026278)
广西教育厅中青年教师科研基础能力提升项目(2024KY0347)
广西科技大学博士基金项目(21S07; 23S04)
作者信息
    1.广西科技大学 经济与管理学院,广西 柳州市 545006
    2.广西工业高质量发展研究中心,广西 柳州市 545006
    3.东北大学 资源与土木工程学院,辽宁 沈阳 110819
    4.江西财经大学 金融学院,江西 南昌 330013

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马聪(1985—),男,吉林吉林人,博士,讲师,研究方向为能源经济研究。E-mail:
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2种不同金属材料的力学参数
科
Family
属数
Number of
genus
种数
Number of
species
占总种数比例
Percentage of
total species (%)
属
Genus
种数
Number of
species
占总种数比例
Percentage of total
species (%)
鹅膏菌科Amanitaceae 2 11 5.26 鹅膏菌属 Amanita 10 4.78
小菇科 Mycenaceae 2 12 5.74 丝盖伞属 Inocybe 5 2.39
多孔菌科 Polyporaceae 8 14 6.70 蜡蘑属 Laccaria 5 2.39
红菇科 Russulaceae 3 23 11.00 小皮伞属 Marasmius 6 2.87
小菇属 Mycena 11 5.26
光柄菇属 Pluteus 5 2.39
红菇属 Russula 17 8.13
栓菌属 Trametes 5 2.39
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