Article(id=1315693773091352577, tenantId=1146029695717560320, journalId=1308397381743640680, issueId=1315693724970103290, articleNumber=null, orderNo=null, doi=null, pmid=null, cstr=null, oa=null, hot=null, price=null, onlineType=0, articleFormat=0, articleType=null, articleTypeStr=research-article, receivedDate=1747065600000, receivedDateStr=2025-05-13, revisedDate=1751212800000, revisedDateStr=2025-06-30, acceptedDate=null, acceptedDateStr=null, onlineDate=1791615439912, onlineDateStr=2026-10-10, pubDate=1791993600000, pubDateStr=2026-10-15, doiRegisterDate=null, doiRegisterDateStr=null, onlineIssueDate=1791615439912, onlineIssueDateStr=2026-10-10, onlineJustAcceptDate=null, onlineJustAcceptDateStr=null, onlineFirstDate=null, onlineFirstDateStr=null, sourceXml=null, magXml=null, createTime=1791615439912, creator=13701087609, updateTime=1791615439912, updator=13701087609, issue=Issue{id=1315693724970103290, tenantId=1146029695717560320, journalId=1308397381743640680, year='2026', volume='44', issue='10', pageStart='2017', pageEnd='2240', issueExtLink='null', onlineDate='null', pubDate='1791993600000', pubDateStr='2026-10-15', beforeIssueId=null, nextIssueId=null, price=null, status=1, issueComplete=1, articleOrder=1, issueType=1, specialIssue=null, createTime=1791615428440, creator='13701087609', updateTime=1791615454688, updator='13701087609', preIssue=null, nextIssue=null, articleTotal=null, ext={EN=IssueExt(id=1315693835188031766, tenantId=1146029695717560320, journalId=1308397381743640680, issueId=1315693724970103290, language=EN, specialIssueTitle=, coverIllustrator=null, specialIssueEditor=, specialIssueAbout=), CN=IssueExt(id=1315693835188031767, tenantId=1146029695717560320, journalId=1308397381743640680, issueId=1315693724970103290, language=CN, specialIssueTitle=, coverIllustrator=null, specialIssueEditor=, specialIssueAbout=)}, issueFiles=null, downloadFileDto=null}, startPage=2207, endPage=2217, ext={EN=ArticleExt(id=1315693773405925378, articleId=1315693773091352577, tenantId=1146029695717560320, journalId=1308397381743640680, language=EN, title=The driving role of technological innovation in the development of small and medium-sized industrial enterprises in China, columnId=1309226375089840648, journalTitle=Studies in Science of Science, columnName=Frontiers and Opinions, runingTitle=null, highlight=null, articleAbstract=
Against the backdrop of global economic integration and rapid technological advancement, small and medium-sized industrial enterprises (SMEIs) have emerged as a crucial force in the national economy, with technological innovation serving as the core driving force for their development. Exploring the driving effects between the two is of great significance for policy formulation and enterprise development. This study constructs an indicator system for evaluating the technological innovation and development level of SMEIs. It employs classical cycle theory and the growth rate cycle composite index to quantitatively assess their capabilities and levels, and utilizes impulse response function analysis and variance decomposition to dissect the driving mechanisms. The findings are as follows: (1) In the classical cycle, both the technological innovation input and output indices exhibit an overall upward trend, with the output index growing at a faster pace. After a brief decline in the enterprise scale index from 2017 to 2018, growth resumed due to policy support. (2) The growth rate cycle reveals that there is a lag effect in the fluctuations of the growth rate cycle indices for input and output. The fluctuation trends of enterprise scale and innovation capability are consistent, but the scale fluctuations are more pronounced. (3) Impulse response analysis indicates that the initial impact of technological innovation input is moderate. An initial increase in the output index leads to a temporary fluctuation in enterprise development followed by an upward trend and can promote the formation of a virtuous cycle in the input index. (4) Variance decomposition shows that both the input and output indices have a four-period lag effect on enterprise development. The variance contribution rate of the output index (approximately 28%) is higher than that of the input index (6%), indicating a more significant driving role of output. Both governments and enterprises should attach great importance to technological innovation. While increasing investment, they should strengthen the monitoring of technological achievement transformation, promote technological innovation output, and drive the steady development of SMEIs.
, authors=Wu YANG, Yuan YUAN, Kun WANG, authorsList=Wu YANG, Yuan YUAN, Kun WANG, authorCompany=null, correspAuthors=Yuan YUAN, authorNote=null, correspAuthorsNote=null, copyrightStatement=null, copyrightOwner=null, extLink=null, articleAbsUrl=null, sourceXml=null, magXml=null, pdfUrl=null, pdf=null, pdfFileSize=null, pdfExtLink=null, richHtmlUrl=null, mobilePdfUrl=null, reviewReport=null, pdfFirstPage=null, abstractGraph=null, abstractGraphContent=null, abstractVideo=null, citation=null, cebUrl=null, magXmlContent=null, mapNumber=null, fund=null), CN=ArticleExt(id=1315693774882320401, articleId=1315693773091352577, tenantId=1146029695717560320, journalId=1308397381743640680, language=CN, title=科技创新对中国中小工业企业发展的驱动研究, columnId=1309226375303750154, journalTitle=科学学研究, columnName=前沿与观点, runingTitle=null, highlight=null, articleAbstract=
在全球经济一体化与技术快速进步背景下,中小工业企业成为国民经济关键力量,科技创新是其发展核心驱动力。探究二者驱动效应对政策制定与企业发展意义重大。本研究构建中小工业企业科技创新与发展水平指标体系,运用古典循环理论、增长率循环合成指数定量评估其能力与水平,并借助脉冲响应函数分析和方差分解剖析驱动机制。研究发现:(1)古典循环中,科技创新投入与产出指数整体上升,产出指数增速更快。2017-2018年企业规模指数短暂下滑后因政策支持恢复增长。(2)增长率循环显示,投入和产出指数增长率循环指数波动有滞后效应,企业规模与创新能力波动趋势一致,但规模波动更明显。(3)脉冲响应分析表明,科技创新投入初期影响温和,产出指数初期增加会使企业发展短暂波动后上升,而且能促进投入指数形成良性循环。(4)方差分解显示,投入和产出指数对企业发展有4期滞后效应,产出指数方差贡献率(约28%)高于投入指数(6%),产出驱动作用更显著。政府和企业应高度重视科技创新,加大投入的同时强化成果转化监测,促进科技创新产出,推动中小工业企业稳健发展。
, authors=杨武, 袁媛, 王坤, authorsList=杨武, 袁媛, 王坤, authorCompany=null, correspAuthors=袁媛, authorNote=
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杨武(1961-),男,教授、博士生导师。
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杨武(1961-),男,教授、博士生导师。
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王坤(2001-),女,硕士研究生。
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王坤(2001-),女,硕士研究生。
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Sub-indices of scientific and technological innovation of small and medium-sized industrial enterprises based on classical cycle, figureFileSmall=IQ0RcUGvJ8SFr6FMkDAfWA==, figureFileBig=JbwHDTpJ+Zgvop9N7sC7PQ==, tableContent=null), ArticleFig(id=1315693776455184427, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=CN, label=图1, caption=
基于古典循环的中小工业企业科技创新各分项指数, figureFileSmall=IQ0RcUGvJ8SFr6FMkDAfWA==, figureFileBig=JbwHDTpJ+Zgvop9N7sC7PQ==, tableContent=null), ArticleFig(id=1315693776631345196, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=EN, label=Figure 2, caption=
Sub-indices of the development level of small and medium-sized industrial enterprises based on the classical cycle, figureFileSmall=o9/f+K9EnhL64ifF4jFEHg==, figureFileBig=wP8NCoOUUOF/m5taHqdMJQ==, tableContent=null), ArticleFig(id=1315693776715231277, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=CN, label=图2, caption=
基于古典循环的中小工业企业发展水平各分项指数, figureFileSmall=o9/f+K9EnhL64ifF4jFEHg==, figureFileBig=wP8NCoOUUOF/m5taHqdMJQ==, tableContent=null), ArticleFig(id=1315693776786534446, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=EN, label=Figure 3, caption=
Sub-indices of scientific and technological innovation of small and medium-sized industrial enterprises based on growth rate cycle, figureFileSmall=ZpS0i5OENxNSKWO9eYOEWA==, figureFileBig=ytzRFpxLHYflvv3b38oRnQ==, tableContent=null), ArticleFig(id=1315693776874614831, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=CN, label=图3, caption=
基于增长率循环的中小工业企业科技创新各分项指数, figureFileSmall=ZpS0i5OENxNSKWO9eYOEWA==, figureFileBig=ytzRFpxLHYflvv3b38oRnQ==, tableContent=null), ArticleFig(id=1315693776966889520, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=EN, label=Figure 4, caption=
Sub-indices of the development level of small and medium-sized industrial enterprises based on the growth rate cycle, figureFileSmall=4ftgRBnFey+8nKgJRAS4Ng==, figureFileBig=gvg4KBgEwP0JD3VnnKBb2g==, tableContent=null), ArticleFig(id=1315693777038192689, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=CN, label=图4, caption=
基于增长率循环的中小工业企业发展水平各分项指数, figureFileSmall=4ftgRBnFey+8nKgJRAS4Ng==, figureFileBig=gvg4KBgEwP0JD3VnnKBb2g==, tableContent=null), ArticleFig(id=1315693777126273074, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=EN, label=Figure 5, caption=
Unit root test of VAR model, figureFileSmall=Mmi89Zwiri8p1rrC7bYHiA==, figureFileBig=uWfc/jpvsq08umnFoWwWDg==, tableContent=null), ArticleFig(id=1315693777184993331, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=CN, label=图5, caption=
VAR模型的单位根检验, figureFileSmall=Mmi89Zwiri8p1rrC7bYHiA==, figureFileBig=uWfc/jpvsq08umnFoWwWDg==, tableContent=null), ArticleFig(id=1315693777281462324, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=EN, label=Figure 6, caption=
Impulse response diagram, figureFileSmall=ijt5CJ9K31+c8sadqVgzAg==, figureFileBig=yAYXqwHm0pgHM8ZxrqWSig==, tableContent=null), ArticleFig(id=1315693777352765493, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=CN, label=图6, caption=
脉冲响应图 注:横轴代表冲击作用的滞后期数,最大滞后期设定为20期;纵轴代表被解释变量对冲击的响应程度;中间的实线表示各期内对冲击反应的大小,两侧的虚线表示偏离带。在分析过程中,主要关注实线曲线的变化趋势,以反映在给予解释变量一个冲击后,被解释变量的变化程度。
, figureFileSmall=ijt5CJ9K31+c8sadqVgzAg==, figureFileBig=yAYXqwHm0pgHM8ZxrqWSig==, tableContent=null), ArticleFig(id=1315693777419874358, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=EN, label=Figure 7, caption=
Variance decomposition chart, figureFileSmall=IHcQ1MGZud7n+boaTrNiQQ==, figureFileBig=e/SuSo+X8v+7O2qToqzNSg==, tableContent=null), ArticleFig(id=1315693777482788919, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=CN, label=图7, caption=
方差分解图 注:横轴代表冲击作用的滞后期数,最大滞后期设定为20期;纵轴代表被解释变量对冲击的响应程度;中间的实线表示各期内对冲击反应的大小,纵轴表示某个冲击对这个变量波动的贡献。
, figureFileSmall=IHcQ1MGZud7n+boaTrNiQQ==, figureFileBig=e/SuSo+X8v+7O2qToqzNSg==, tableContent=null), ArticleFig(id=1315693777558286392, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=EN, label=Table 1, caption=
Index system of scientific and technological innovation and enterprise development level of small and medium-sized industrial enterprises
, figureFileSmall=null, figureFileBig=null, tableContent=
| 第一层指标 | 第二层指标 | 第三层指标体系 | 基本指标单位 |
| 企业科技创新 | 科技创新投入 | R&D经费内部支出 | 万元 |
| R&D经费外部支出 | 万元 |
| 技术改造经费支出 | 万元 |
| 新产品开发经费支出 | 万元 |
| R&D研究人员折合全时当量 | 人年 |
| 科技创新产出 | R&D项目数 | 项 |
| 新产品开发项目数 | 项 |
| 发明专利申请数 | 件 |
| 有效发明专利数 | 件 |
| 企业发展水平 | 企业创新发展 | 新产品销售收入 | 万元 |
| 新产品出口收入 | 万元 |
| 有R&D活动的企业数 | 个 |
| 有研发机构的企业数 | 个 |
| 企业规模发展 | 机构硕博人数 | 人 |
| 机构人员 | 人 |
| 企业单位数 | 个 |
), ArticleFig(id=1315693777663143993, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=CN, label=表1, caption=
中小工业企业科技创新与企业发展水平指标体系
, figureFileSmall=null, figureFileBig=null, tableContent=
| 第一层指标 | 第二层指标 | 第三层指标体系 | 基本指标单位 |
| 企业科技创新 | 科技创新投入 | R&D经费内部支出 | 万元 |
| R&D经费外部支出 | 万元 |
| 技术改造经费支出 | 万元 |
| 新产品开发经费支出 | 万元 |
| R&D研究人员折合全时当量 | 人年 |
| 科技创新产出 | R&D项目数 | 项 |
| 新产品开发项目数 | 项 |
| 发明专利申请数 | 件 |
| 有效发明专利数 | 件 |
| 企业发展水平 | 企业创新发展 | 新产品销售收入 | 万元 |
| 新产品出口收入 | 万元 |
| 有R&D活动的企业数 | 个 |
| 有研发机构的企业数 | 个 |
| 企业规模发展 | 机构硕博人数 | 人 |
| 机构人员 | 人 |
| 企业单位数 | 个 |
), ArticleFig(id=1315693777738641466, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=EN, label=Table 2, caption=
The results of the ADF unit root test
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| 变量 | ADF值 | Z(t) | 检验结果 |
| lnA1 | 0.311 | 0.978 | 不平稳 |
| DlnA1 | -2.695 | 0.075 | 平稳 |
| lnA2 | -1.627 | 0.469 | 不平稳 |
| DlnA2 | -3.29 | 0.0153 | 平稳 |
| lnB | -1.323 | 0.6187 | 不平稳 |
| DlnB | -2.896 | 0.0458 | 平稳 |
), ArticleFig(id=1315693777805750331, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=CN, label=表2, caption=
ADF单位根检验结果
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| 变量 | ADF值 | Z(t) | 检验结果 |
| lnA1 | 0.311 | 0.978 | 不平稳 |
| DlnA1 | -2.695 | 0.075 | 平稳 |
| lnA2 | -1.627 | 0.469 | 不平稳 |
| DlnA2 | -3.29 | 0.0153 | 平稳 |
| lnB | -1.323 | 0.6187 | 不平稳 |
| DlnB | -2.896 | 0.0458 | 平稳 |
), ArticleFig(id=1315693777885442108, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=EN, label=Table 3, caption=
Variance decomposition table
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| 期数 | DlnB方差分解 | DlnA1方差分解 | DlnA2方差分解 |
| DlnA1 | DlnA2 | DlnB | DlnA1 | DlnA2 | DlnB | DlnA1 | DlnA2 | DlnB |
| 1 | 0.00 | 0.00 | 100.00 | 74.13 | 22.99 | 2.88 | 0.00 | 99.70 | 0.30 |
| 2 | 0.49 | 23.33 | 76.18 | 71.45 | 25.54 | 3.01 | 12.21 | 84.85 | 2.94 |
| 3 | 0.48 | 23.92 | 75.60 | 38.98 | 24.28 | 36.74 | 12.78 | 82.85 | 4.37 |
| 4 | 5.25 | 27.12 | 67.63 | 40.44 | 22.95 | 36.61 | 20.28 | 66.28 | 13.44 |
| 5 | 5.64 | 27.83 | 66.53 | 36.94 | 21.03 | 42.03 | 19.41 | 64.43 | 16.15 |
| 6 | 6.52 | 28.69 | 64.79 | 35.41 | 20.81 | 43.78 | 17.34 | 61.22 | 21.44 |
| 7 | 6.67 | 28.84 | 64.49 | 35.51 | 20.84 | 43.64 | 18.08 | 58.46 | 23.47 |
| 8 | 6.59 | 28.29 | 65.12 | 33.94 | 21.16 | 44.90 | 18.17 | 58.53 | 23.31 |
| 9 | 7.12 | 28.04 | 64.84 | 33.88 | 20.89 | 45.23 | 17.90 | 57.89 | 24.21 |
| 10 | 7.12 | 28.06 | 64.82 | 33.94 | 20.89 | 45.17 | 17.84 | 57.35 | 24.81 |
), ArticleFig(id=1315693777948356669, tenantId=1146029695717560320, journalId=1308397381743640680, articleId=1315693773091352577, language=CN, label=表3, caption=
方差分解表
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| 期数 | DlnB方差分解 | DlnA1方差分解 | DlnA2方差分解 |
| DlnA1 | DlnA2 | DlnB | DlnA1 | DlnA2 | DlnB | DlnA1 | DlnA2 | DlnB |
| 1 | 0.00 | 0.00 | 100.00 | 74.13 | 22.99 | 2.88 | 0.00 | 99.70 | 0.30 |
| 2 | 0.49 | 23.33 | 76.18 | 71.45 | 25.54 | 3.01 | 12.21 | 84.85 | 2.94 |
| 3 | 0.48 | 23.92 | 75.60 | 38.98 | 24.28 | 36.74 | 12.78 | 82.85 | 4.37 |
| 4 | 5.25 | 27.12 | 67.63 | 40.44 | 22.95 | 36.61 | 20.28 | 66.28 | 13.44 |
| 5 | 5.64 | 27.83 | 66.53 | 36.94 | 21.03 | 42.03 | 19.41 | 64.43 | 16.15 |
| 6 | 6.52 | 28.69 | 64.79 | 35.41 | 20.81 | 43.78 | 17.34 | 61.22 | 21.44 |
| 7 | 6.67 | 28.84 | 64.49 | 35.51 | 20.84 | 43.64 | 18.08 | 58.46 | 23.47 |
| 8 | 6.59 | 28.29 | 65.12 | 33.94 | 21.16 | 44.90 | 18.17 | 58.53 | 23.31 |
| 9 | 7.12 | 28.04 | 64.84 | 33.88 | 20.89 | 45.23 | 17.90 | 57.89 | 24.21 |
| 10 | 7.12 | 28.06 | 64.82 | 33.94 | 20.89 | 45.17 | 17.84 | 57.35 | 24.81 |
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