技术经济

开放式创新何以有效：类型区分与影响机制

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张玲 ¹ , 郑馨 ² , 解晓晴 ¹

技术经济 | 教育科技人才一体化主题专栏 2025,44(8): 1-10

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技术经济 |教育科技人才一体化主题专栏 2025 , 44 (8) : 1 -10

开放式创新何以有效：类型区分与影响机制

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解晓晴（1988—），博士，广东金融学院信用管理学院讲师，研究方向：数字化转型、绿色创新与信用风险管理。

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解晓晴（1988—），博士，广东金融学院信用管理学院讲师，研究方向：数字化转型、绿色创新与信用风险管理。

张玲¹, 郑馨², 解晓晴¹

作者信息

^1．广东金融学院信用管理学院，广州 510521

^2．中山大学管理学院，广州 510275

通讯作者:

郑馨（1982—），博士，中山大学管理学院副教授，研究方向：创新创业与企业高质量发展

作者简介:

张玲（1984—），博士，广东金融学院信用管理学院讲师，研究方向：数字化转型、创新管理

解晓晴（1988—），博士，广东金融学院信用管理学院讲师，研究方向：数字化转型、绿色创新与信用风险管理。

Enabling Effective Open Innovation: Typologies and Influencing Mechanisms

Ling Zhang¹, Xin Zheng², Xiaoqing Xie¹

Affiliations

^1.School of Credit Management, Guangdong University of Finance, Guangzhou 510521, China

^2.School of Business, Sun Yat-Sen University, Guangzhou 510275, China

出版时间: 2025-08-25 doi: 10.12404/j.issn.1002-980X.J24120809

文章导航

摘要

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开放式创新作为一种新的创新范式，需要探讨其如何有效发挥作用。本文同时考察内向型与外向型开放式创新，探讨两类开放式创新对企业绩效的不同影响程度与机制。实证结果表明：①内向型开放式创新对企业绩效有正向促进作用；外向型开放式创新与企业绩效呈现倒U型关系，即存在拐点效应。②在影响机制上，内向型开放式创新主要通过提升敏捷研发能力，促进绩效提升；而外向型开放式创新主要通过提升敏捷商业化能力，促进绩效提升。③不同规模的企业采用两种开放式创新的有效程度不同：企业规模正向调节内向型开放式创新与绩效的正向关系；正向调节外向型开放式创新与绩效的倒U型关系。研究成果深化了对不同类型开放式创新的理解，对企业如何有效创新、开放兼容同时自主可控提供了启示。

关键词

内向型开放 / 外向型开放 / 敏捷研发能力 / 敏捷商业化能力 / 影响机制

Abstract

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Open innovation, as a novel paradigm of innovation, calls for deeper exploration of how it can be effectively leveraged. Both inbound and outbound open innovation were examined to assess their distinct impacts on firm performance and underlying mechanisms. The empirical results indicate that, firstly, inbound open innovation has a positive effect on firm performance, while outbound open innovation shows an inverted U-shaped relationship with firm performance, indicating a threshold effect. Secondly, in terms of mechanisms, inbound open innovation primarily enhances firm performance by improving agile R&D capabilities, while outbound open innovation does so by strengthening agile commercialization capabilities. Thirdly, firm size moderates the effects of both types of open innovation. It positively moderates the relationship between inbound open innovation and performance, and also strengthens the inverted U-shaped relationship between outbound open innovation and performance. These findings enrich the understanding of different open innovation types and offer insights into achieving effective, open, and autonomous innovation.

Key words

inbound open innovation / outbound open innovation / agile R&D capability / agile commercialization capability / influencing mechanisms

引用本文

张玲, 郑馨, 解晓晴. 开放式创新何以有效：类型区分与影响机制. 技术经济, 2025 , 44 (8) : 1 -10 . DOI: 10.12404/j.issn.1002-980X.J24120809

Ling Zhang, Xin Zheng, Xiaoqing Xie. Enabling Effective Open Innovation: Typologies and Influencing Mechanisms[J]. Journal of Technology Economics, 2025 , 44 (8) : 1 -10 . DOI: 10.12404/j.issn.1002-980X.J24120809

基金

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国家自然科学基金“制度支持、多元制度耦合对创业韧性的影响与传导机制研究”(72174217)
国家社会科学基金一般项目“风险环境下供应链商业信用模式运作决策与协调机制研究”(23BGL138)
2023年大学生创新创业训练项目“数字金融支持企业绿色创新与价值提升研究”(X202311540015)
广东省基础与应用基础研究基金省市联合基金项目“数字化转型与企业绿色创新：作用机制、影响效应与共同演化逻辑”(2022A1515110494)

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2025年第44卷第8期

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文章信息

doi: 10.12404/j.issn.1002-980X.J24120809

接收时间：2024-12-08
首发时间：2026-10-27
出版时间：2025-08-25

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收稿日期：2024-12-08

基金

国家自然科学基金“制度支持、多元制度耦合对创业韧性的影响与传导机制研究”(72174217)

国家社会科学基金一般项目“风险环境下供应链商业信用模式运作决策与协调机制研究”(23BGL138)

2023年大学生创新创业训练项目“数字金融支持企业绿色创新与价值提升研究”(X202311540015)

广东省基础与应用基础研究基金省市联合基金项目“数字化转型与企业绿色创新：作用机制、影响效应与共同演化逻辑”(2022A1515110494)

作者信息

^1．广东金融学院信用管理学院，广州 510521

^2．中山大学管理学院，广州 510275

通讯作者:

郑馨（1982—），博士，中山大学管理学院副教授，研究方向：创新创业与企业高质量发展

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2种不同金属材料的力学参数

科 Family	属数 Number of genus	种数 Number of species	占总种数比例 Percentage of total species (%)	属 Genus	种数 Number of species	占总种数比例 Percentage of total species (%)
鹅膏菌科Amanitaceae	2	11	5.26	鹅膏菌属 Amanita	10	4.78
小菇科 Mycenaceae	2	12	5.74	丝盖伞属 Inocybe	5	2.39
多孔菌科 Polyporaceae	8	14	6.70	蜡蘑属 Laccaria	5	2.39
红菇科 Russulaceae	3	23	11.00	小皮伞属 Marasmius	6	2.87
				小菇属 Mycena	11	5.26
				光柄菇属 Pluteus	5	2.39
				红菇属 Russula	17	8.13
				栓菌属 Trametes	5	2.39

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