Article(id=1322560503004640235, tenantId=1146029695717560320, journalId=1146031654075715584, issueId=1322560475263513295, articleNumber=null, orderNo=null, doi=10.13234/j.issn.2095-2805.2026.9.121, pmid=null, cstr=null, oa=null, hot=null, price=null, onlineType=0, articleFormat=0, articleType=null, articleTypeStr=null, receivedDate=1725984000000, receivedDateStr=2024-09-11, revisedDate=1739030400000, revisedDateStr=2025-02-09, acceptedDate=1740240000000, acceptedDateStr=2025-02-23, onlineDate=1793252595902, onlineDateStr=2026-10-29, pubDate=1790697600000, pubDateStr=2026-09-30, doiRegisterDate=null, doiRegisterDateStr=null, onlineIssueDate=1793252595902, onlineIssueDateStr=2026-10-29, onlineJustAcceptDate=null, onlineJustAcceptDateStr=null, onlineFirstDate=null, onlineFirstDateStr=null, sourceXml=null, magXml=null, createTime=1793252595902, creator=13701087609, updateTime=1793252595902, updator=13701087609, issue=Issue{id=1322560475263513295, tenantId=1146029695717560320, journalId=1146031654075715584, year='2026', volume='24', issue='9', pageStart='1', pageEnd='370', issueExtLink='null', onlineDate='null', pubDate='1790697600000', pubDateStr='2026-09-30', beforeIssueId=null, nextIssueId=null, price=null, status=1, issueComplete=1, articleOrder=1, issueType=-1, specialIssue=null, createTime=1793252589288, creator='13701087609', updateTime=1793252589288, updator='13701087609', preIssue=null, nextIssue=null, articleTotal=null, ext=null, issueFiles=null, downloadFileDto=null}, startPage=121, endPage=131, ext={EN=ArticleExt(id=1322560503214355436, articleId=1322560503004640235, tenantId=1146029695717560320, journalId=1146031654075715584, language=EN, title=Online Estimation of SOH for Lithium-ion Batteries Based on Incremental Capacity Curves and QGA-BP, columnId=1321491614980223555, journalTitle=Journal of Power Supply, columnName=Renewable Energy Generation and Energy Storage, runingTitle=null, highlight=null, articleAbstract=

Accurate estimation of the state of health (SOH) of lithium-ion batteries can effectively ensure the safe operation of battery systems. To address the difficulties in selecting health indicators (HIs) and the problem that computational methods are prone to falling into local optimal solutions in the process of estimating the SOH of lithium-ion batteries, a lithium-ion battery SOH online estimation model based on incremental capcity (IC) of quantum genetic algorithm optimized back-propagation (QGA-BP) neural network is proposed. This algorithm first extracts key indicators from the IC curves during battery aging, subsequently conducts a correlation analysis between the extracted HIs and the SOH, then uses the extracted indicators as input to train the QGA-BP neural network to achieve online estimation of the SOH of lithium-ion batteries, and finally verified by the experimental data measured from the experimental platform and the NASA dataset. The results show that the maximum values of the mean absolute error (MAE), mean absolute percentage error (MAPE), and root mean square error (RMSE) of the proposed algorithm are 0.013 12, 0.012 94 and 0.017 86, respectively, compared with the traditional back-propagation (BP) neural network and other algorithm, with good convergence and robustness, and can achieve the accurate online estimation of SOH of lithium-ion batteries.

, authors=Yongmao ZHU1, Yin LÜ2, Jianwei SHAO1, Mengyuan WANG1, Huiying ZHANG1, Junhua WANG1, authorsList=Yongmao ZHU, Yin LÜ, Jianwei SHAO, Mengyuan WANG, Huiying ZHANG, Junhua WANG, authorCompany=null, correspAuthors=Jianwei SHAO, authorNote=null, correspAuthorsNote=null, copyrightStatement=null, copyrightOwner=null, extLink=null, articleAbsUrl=null, sourceXml=null, magXml=null, pdfUrl=null, pdf=null, pdfFileSize=null, pdfExtLink=null, richHtmlUrl=null, mobilePdfUrl=null, reviewReport=null, pdfFirstPage=null, abstractGraph=null, abstractGraphContent=null, abstractVideo=null, citation=null, cebUrl=null, magXmlContent=null, mapNumber=null, fund=null), CN=ArticleExt(id=1322560503902221295, articleId=1322560503004640235, tenantId=1146029695717560320, journalId=1146031654075715584, language=CN, title=基于容量增量曲线的QGA-BP锂离子电池SOH在线估计, columnId=1321491615269630533, journalTitle=电源学报, columnName=新能源发电与储能, runingTitle=null, highlight=null, articleAbstract=

锂离子电池健康状态SOH(state of health)的准确估计可以有效确保电池系统安全运行。为了解决锂离子电池SOH估计过程中健康指标HIs(health indicators)选取困难与计算方法易陷入局部最优的问题,提出一种基于容量增量IC(incremental capcity)曲线的量子遗传算法优化反向传播QGA-BP(quantum genetic algorithm optimized back-propagation)神经网络的锂离子电池SOH在线估计模型。该算法首先从电池性能老化过程中的IC曲线中提取关键指标;接着对提取的HIs与SOH进行相关性分析;然后将提取的指标作为输入训练QGA-BP,实现锂离子电池SOH在线估计;最后对自主实验平台测得的实验数据和NASA数据集进行检验。结果表明,相比于传统反向传播BP(back-propagation)神经网络等算法,所提算法的平均绝对误差MAE(mean absolute error)、平均绝对百分比误差MAPE(mean absolute percentage error)和均方根误差RMSE(root mean square error)的最大值分别为0.013 12、0.012 94和0.017 86,具有良好的收敛性和鲁棒性,能够实现锂离子电池SOH在线准确估计。

, authors=朱永茂中国电源学会学生会员1, 吕印2, 邵建伟中国电源学会高级会员1, 王梦园中国电源学会学生会员1, 张慧颖中国电源学会学生会员1, 王军华1, authorsList=朱永茂中国电源学会学生会员, 吕印, 邵建伟中国电源学会高级会员, 王梦园中国电源学会学生会员, 张慧颖中国电源学会学生会员, 王军华, authorCompany=null, correspAuthors=邵建伟中国电源学会高级会员, authorNote=

朱永茂(2000— ),男,中国电源学会学生会员,硕士研究生。研究方向:储能电池状态估计及预测。E-mail:。

吕印(1998— ),男,硕士,工程师。研究方向:储能电池状态评估。E-mail:。

王梦园(2002— ),女,中国电源学会学生会员,硕士研究生。研究方向:储能电池状态评估。E-mail:。

张慧颖(2000— ),女,中国电源学会学生会员,硕士研究生。研究方向:储能调度技术。E-mail:。

王军华(1981— ),男,博士,教授。研究方向:新能源与高效储能,电力终端智能感知,无线电能传输。E-mail:。

, correspAuthorsNote=
邵建伟(1992— ),男,中国电源学会高级会员,通信作者,博士,助理研究员。研究方向:综合能源与高效储能。E-mail:。
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朱永茂(2000— ),男,中国电源学会学生会员,硕士研究生。研究方向:储能电池状态估计及预测。E-mail:。

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朱永茂(2000— ),男,中国电源学会学生会员,硕士研究生。研究方向:储能电池状态估计及预测。E-mail:。

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吕印(1998— ),男,硕士,工程师。研究方向:储能电池状态评估。E-mail:。

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吕印(1998— ),男,硕士,工程师。研究方向:储能电池状态评估。E-mail:。

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王梦园(2002— ),女,中国电源学会学生会员,硕士研究生。研究方向:储能电池状态评估。E-mail:。

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王梦园(2002— ),女,中国电源学会学生会员,硕士研究生。研究方向:储能电池状态评估。E-mail:。

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张慧颖(2000— ),女,中国电源学会学生会员,硕士研究生。研究方向:储能调度技术。E-mail:。

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张慧颖(2000— ),女,中国电源学会学生会员,硕士研究生。研究方向:储能调度技术。E-mail:。

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王军华(1981— ),男,博士,教授。研究方向:新能源与高效储能,电力终端智能感知,无线电能传输。E-mail:。

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王军华(1981— ),男,博士,教授。研究方向:新能源与高效储能,电力终端智能感知,无线电能传输。E-mail:。

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基于容量增量曲线的QGA-BP锂离子电池SOH在线估计
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朱永茂中国电源学会学生会员 1 , 吕印 2 , 邵建伟中国电源学会高级会员 1 , 王梦园中国电源学会学生会员 1 , 张慧颖中国电源学会学生会员 1 , 王军华 1
电源学报 | 新能源发电与储能 2026,24(9): 121-131
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电源学报 |新能源发电与储能 2026 , 24 (9) : 121 -131
基于容量增量曲线的QGA-BP锂离子电池SOH在线估计
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朱永茂(2000— ),男,中国电源学会学生会员,硕士研究生。研究方向:储能电池状态估计及预测。E-mail:。

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张慧颖(2000— ),女,中国电源学会学生会员,硕士研究生。研究方向:储能调度技术。E-mail:。

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王军华(1981— ),男,博士,教授。研究方向:新能源与高效储能,电力终端智能感知,无线电能传输。E-mail:。

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王军华(1981— ),男,博士,教授。研究方向:新能源与高效储能,电力终端智能感知,无线电能传输。E-mail:。

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朱永茂中国电源学会学生会员1 , 吕印2 , 邵建伟中国电源学会高级会员1 , 王梦园中国电源学会学生会员1 , 张慧颖中国电源学会学生会员1 , 王军华1
作者信息
  • 1.武汉大学电气与自动化学院,武汉 430072
  • 2.国网湖北黄石供电公司,黄石 435000
通讯作者:
邵建伟(1992— ),男,中国电源学会高级会员,通信作者,博士,助理研究员。研究方向:综合能源与高效储能。E-mail:。
作者简介:

朱永茂(2000— ),男,中国电源学会学生会员,硕士研究生。研究方向:储能电池状态估计及预测。E-mail:。

吕印(1998— ),男,硕士,工程师。研究方向:储能电池状态评估。E-mail:。

王梦园(2002— ),女,中国电源学会学生会员,硕士研究生。研究方向:储能电池状态评估。E-mail:。

张慧颖(2000— ),女,中国电源学会学生会员,硕士研究生。研究方向:储能调度技术。E-mail:。

王军华(1981— ),男,博士,教授。研究方向:新能源与高效储能,电力终端智能感知,无线电能传输。E-mail:。

Online Estimation of SOH for Lithium-ion Batteries Based on Incremental Capacity Curves and QGA-BP
Yongmao ZHU Student Member, CPSS1 , Yin LÜ2 , Jianwei SHAO Senior Member, CPSS1 , Mengyuan WANG Student Member, CPSS1 , Huiying ZHANG Student Member, CPSS1 , Junhua WANG1
Affiliations
  • 1.School of Electrical Engineering and Automation, Wuhan University, Wuhan 430072, China
  • 2.State Grid Hubei Electric Power Co., Ltd., Huangshi Power Supply Company, Huangshi 435000, China
出版时间: 2026-09-30 doi: 10.13234/j.issn.2095-2805.2026.9.121
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锂离子电池健康状态SOH(state of health)的准确估计可以有效确保电池系统安全运行。为了解决锂离子电池SOH估计过程中健康指标HIs(health indicators)选取困难与计算方法易陷入局部最优的问题,提出一种基于容量增量IC(incremental capcity)曲线的量子遗传算法优化反向传播QGA-BP(quantum genetic algorithm optimized back-propagation)神经网络的锂离子电池SOH在线估计模型。该算法首先从电池性能老化过程中的IC曲线中提取关键指标;接着对提取的HIs与SOH进行相关性分析;然后将提取的指标作为输入训练QGA-BP,实现锂离子电池SOH在线估计;最后对自主实验平台测得的实验数据和NASA数据集进行检验。结果表明,相比于传统反向传播BP(back-propagation)神经网络等算法,所提算法的平均绝对误差MAE(mean absolute error)、平均绝对百分比误差MAPE(mean absolute percentage error)和均方根误差RMSE(root mean square error)的最大值分别为0.013 12、0.012 94和0.017 86,具有良好的收敛性和鲁棒性,能够实现锂离子电池SOH在线准确估计。

锂离子电池  /  健康状态  /  容量增量  /  量子遗传算法优化反向传播神经网络

Accurate estimation of the state of health (SOH) of lithium-ion batteries can effectively ensure the safe operation of battery systems. To address the difficulties in selecting health indicators (HIs) and the problem that computational methods are prone to falling into local optimal solutions in the process of estimating the SOH of lithium-ion batteries, a lithium-ion battery SOH online estimation model based on incremental capcity (IC) of quantum genetic algorithm optimized back-propagation (QGA-BP) neural network is proposed. This algorithm first extracts key indicators from the IC curves during battery aging, subsequently conducts a correlation analysis between the extracted HIs and the SOH, then uses the extracted indicators as input to train the QGA-BP neural network to achieve online estimation of the SOH of lithium-ion batteries, and finally verified by the experimental data measured from the experimental platform and the NASA dataset. The results show that the maximum values of the mean absolute error (MAE), mean absolute percentage error (MAPE), and root mean square error (RMSE) of the proposed algorithm are 0.013 12, 0.012 94 and 0.017 86, respectively, compared with the traditional back-propagation (BP) neural network and other algorithm, with good convergence and robustness, and can achieve the accurate online estimation of SOH of lithium-ion batteries.

Lithium-ion batteries  /  state of health (SOH)  /  incremental capacity (IC)  /  quantum genetic algorithm optimized back-propagation (QGA-BP) neural network
朱永茂中国电源学会学生会员, 吕印, 邵建伟中国电源学会高级会员, 王梦园中国电源学会学生会员, 张慧颖中国电源学会学生会员, 王军华. 基于容量增量曲线的QGA-BP锂离子电池SOH在线估计. 电源学报, 2026 , 24 (9) : 121 -131 . DOI: 10.13234/j.issn.2095-2805.2026.9.121
Yongmao ZHU, Yin LÜ, Jianwei SHAO, Mengyuan WANG, Huiying ZHANG, Junhua WANG. Online Estimation of SOH for Lithium-ion Batteries Based on Incremental Capacity Curves and QGA-BP[J]. Journal of Power Supply, 2026 , 24 (9) : 121 -131 . DOI: 10.13234/j.issn.2095-2805.2026.9.121
  • 国家重点研发计划资助项目(2017YFB1201003)
  • 中国博士后科学基金面上资助项目(2024M752470)
  • 青海省省级科技专项资助项目(2024-HN-P01)
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2026年第24卷第9期
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doi: 10.13234/j.issn.2095-2805.2026.9.121
  • 接收时间:2024-09-11
  • 首发时间:2026-10-29
  • 出版时间:2026-09-30
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  • 收稿日期:2024-09-11
  • 修回日期:2025-02-09
  • 录用日期:2025-02-23
基金
State Key Research and Development Program(2017YFB1201003)
国家重点研发计划资助项目(2017YFB1201003)
China Postdoctoral Science Foundation(2024M752470)
中国博士后科学基金面上资助项目(2024M752470)
Qinghai Provincial Science and Technology Project(2024-HN-P01)
青海省省级科技专项资助项目(2024-HN-P01)
作者信息
    1.武汉大学电气与自动化学院,武汉 430072
    2.国网湖北黄石供电公司,黄石 435000

通讯作者:

邵建伟(1992— ),男,中国电源学会高级会员,通信作者,博士,助理研究员。研究方向:综合能源与高效储能。E-mail:。
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小菇科 Mycenaceae 2 12 5.74 丝盖伞属 Inocybe 5 2.39
多孔菌科 Polyporaceae 8 14 6.70 蜡蘑属 Laccaria 5 2.39
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